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Compliance Officer
1 week ago
London Borough of Redbridge Ilford, United Kingdom**Redbridge is an ambitious, diverse and exciting east-London borough. What we do is driven by changing our relationship with local people to support our vision. As a result, we've developed innovative ways to build our communities and transform our Council.** · **We're one of th ...
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Compliance Officer
2 weeks ago
Massenhove Recruitment City of London, United Kingdom**Interim Compliance Officer -Project Implementation Support** · **Job Market - Compliance / Regulatory** · **Interim Compliance Officer -Project Implementation Support - About the role** · **Consumer Duty Project Implementation (6 month FTC - may go longer)** · To assist in the ...
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Compliance Officer
3 weeks ago
CLARION PEOPLE LIMITED City of London, United KingdomAre you an experienced **Compliance Officer** that has worked in **Healthcare Recruitment**? · We have a great opportunity to work with a growing organisation that recruits Nurses, Doctors and other medical professionals into the NHS & prvate sector. · Our client is looking for a ...
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Compliance Officer
2 days ago
Vontobel London, United KingdomYour opportunity · **Primary Responsibilities**: · - Perform monthly compliance monitoring to assess the adequacy of the Firm's compliance with applicable regulations · - Assist with the review of client communications, including financial promotions and cross border distribution ...
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Compliance Officer
2 weeks ago
Coyles Personnel plc City of London, United Kingdom**Coyle Personnel's journey began over 30 years ago, and since then we have grown to over 15 offices, expanded into many markets and now we are one of the UK's most successful recruitment providers and never compromising of quality. We are one of theUK's top privately-owned recru ...
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Compliance Officer
2 weeks ago
Sure Find City of London, United Kingdom**Sure, Find and who we are** · Sure Find recruitment, trading as Sure Find is a temporary staffing agency that works with public and private healthcare establishments. Sure Find was established in order to marry together the finest in client service and delivery, agency worker a ...
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Compliance Officer
2 weeks ago
Diverse Recruitment Group City of London, United KingdomAMARE HEALTH ARE HIRING · Amarè Health are a thriving up and coming company, who are rapidly growing. We are a work hard, play hard organization. Your hard work will be rewarded at the end of each quarter if you reach your targets. · **Duties** · - Working closely with the consul ...
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Compliance Officer
4 hours ago
London Borough of Redbridge Ilford, United Kingdom**Number of Vacancies: 2** · **Contract**: Fixed term, 1 Year · Join Our Team as a Compliance Officer and Make a Difference · **Redbridge is an ambitious, diverse and exciting east-London borough. What we do is driven by changing our relationship with local people to support our ...
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Compliance Officer
1 week ago
Pauls Building Services Ltd Ilford, United KingdomTo ensure that our company remains compliant with all sponsor duties and other regulatory requirements, work closely with the Authorising Officer, providing support and guidance on all compliance-related matters, will be responsible for implementing and monitoring effective compl ...
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Compliance Officer
1 week ago
Robertson Sumner Ltd City of London, United KingdomAre you an ambitious Compliance Officer looking for a full-time role in a fast growing technology company? Do you have a good knowledge of technology and security standards and how they can be applied effectively within a company? Can you engage the businessto ensure buy-in with ...
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Compliance Officer
6 days ago
Vision Teaching City of London, United KingdomCompliance Officer - Education Recruitment - £25,000 to 30,000 plus bonuses and commission OTE up to £32,500 · - Award winning recruitment company · - APSCo Compliance Plus Accredited · - Full APSCo training · - User friendly compliance system · - Up to Date DFE policies - Keepin ...
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Compliance Officer
4 days ago
Reed Banking City of London, United KingdomWe are delighted to be working with one of our longstanding integrated bank-insurance groups. Who mainly cater for retail, private banking, SME and mid-cap clients. · Due to a recent restructuring within the compliance team, our client wants to expand. The team is looking to onbo ...
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Newton, Senior Compliance Officer, Compliance
2 weeks ago
BNY Mellon City of London, United KingdomNewton is a global investment management firm owned by BNY Mellon, with offices in London, New York, Boston and San Francisco and has expertise in a range of disciplines, including global, regional and emerging-market equities, multi-asset strategies, absolutereturn investing and ...
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Senior Compliance Officer
2 weeks ago
Fintelligent City of London, United KingdomDo you have compliance experience gained working with a Lender? and are you seeking a new hybrid job London? If so, we want to hear from you Fintelligent is looking for a skilled Senior Compliance Officer, and the role comes with a salary of up to £65k,depending on experience, an ...
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Assistant Compliance Officer
3 weeks ago
Westminster Wealth Management City of London, United KingdomAssistant Compliance Officer required. Established wealth management/financial planning firm. Work from home anywhere in the UK with occasional visits to London. This is a full-time role. · Do you have experience in compliance or regulatory oversight within the financial services ...
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Senior Compliance Officer
3 weeks ago
Synchronicity Group City of London, United KingdomA leading wealth management firm is seeking an experienced Compliance Monitoring Officer to join their team on a 12 month fixed term contract. Although Head Office is London, this role can be based from a range of alternative regional offices around theUK, with 1-2 days a week in ...
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Compliance Officer
2 weeks ago
M&A Management Romford, United Kingdom**Join Our Team: Compliance and Administration Manager at Willows Care Home, Chester** · **Make a Real Difference in Lives Every Day** · **Who We Are**: Willows Care Home, a family-run facility since 1994, specializes in dementia care. We're located in Blacon, Chester, upholding ...
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Compliance Assistant/officer
4 hours ago
China Merchants Bank City of London, United KingdomWe are a leading Chinese bank in the City and currently recruiting for a Compliance Assistant/Officer. The Bank is renowned worldwide for its quality services provided to customers and has operated in the UK as a Branch for the last 6 years. · You will be a highly driven, career ...
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Compliance Officer
2 days ago
Reed Business Support Romford, United KingdomMonday to Friday. · **Duties**: · - Able to action compliance process · - Ensure KPI's and compliance audit results are achieved · - Keep up to date with regulatory and legislative changes · - Provide support and guidance to other quality assurance/compliance team members · Perso ...
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Compliance Officer
2 days ago
James Mitchell Canary Wharf, United KingdomWe are currently recruiting for one of the UK's leading lead generation companies based in Canary Wharf and is currently undergoing rapid extension plans. They are looking to build a team of motivated individuals to help them with our growth plans to become one of the top global ...
Legal Risk and Compliance Officer - Barking, Greater London, United Kingdom - Market Talent Ltd
Description
Job Description We are currently working with a prestigious financial services firm who are seeking a Compliance Officer to join their team friendly, high calibre team.
With the Head of Compliance supporting you day to day, you will be responsible for taking responsibility for oversight / adherence to legal and internal regulations, playing a pivotal role in maintaining ethical standards while supporting core business objectives.
Assist with developing and implement a robust legal compliance program in collaboration with the Head of Compliance.Draft and revise company policies to ensure alignment with legal requirements and industry standards.
Proactively audit processes, practices, and documents to identify and address compliance gaps.
Evaluate business activities to assess potential compliance risks and provide recommendations to mitigate them.
Collaborate with external auditors and HR to address compliance matters related to onboarding new employees.
Develop crisis management plans for compliance issues and handle violations promptly and effectively.
Conduct training sessions to educate employees on regulations and industry practices.
Stay updated with internal policies and business objectives to ensure alignment between compliance efforts and organizational goals.
Proven experience in client onboarding, KYC/KYB risk assessments, and familiarity with risk management principles.
Some experience in dealing with contractual matters and policy.
Knowledge of legal requirements and controls such as Anti-Money Laundering (AML) regulations.
Strong business acumen, ability to understand business operations and objectives, and analytical mindset.
Qualifications related to law, finance, business administration, or a related field. Experience with SharePoint, Excel, and other Microsoft packages is preferred.