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Compliance Policy
1 week ago
Birchlake Recruitment Birmingham, United KingdomOur West Midlands based client are looking to appoint a Compliance Policy & Advice Manager on a hybrid basis. · The purpose of this role is to provide sound, accurate and commercial advice on regulatory (conduct and prudential risk) matters affecting the business, that will enab ...
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Compliance Policy
1 week ago
Birchlake Recruitment Birmingham, United KingdomJob Description · Our West Midlands based client are looking to appoint a Compliance Policy & Advice Manager on a hybrid basis. · The purpose of this role is to provide sound, accurate and commercial advice on regulatory (conduct and prudential risk) matters affecting the busine ...
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Compliance Policy
22 hours ago
Birchlake Recruitment Birmingham, United KingdomOur West Midlands based client are looking to appoint a Compliance Policy & Advice Manager on a hybrid basis. · The purpose of this role is to provide sound, accurate and commercial advice on regulatory (conduct and prudential risk) matters affecting the business, that will enab ...
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Compliance Policy Manager
2 weeks ago
Integer Resourcing Birmingham, United Kingdom Permanent, Full timeMy client is an established Financial Services provider based in the West Midlands. Due to the continued success of the business and subsequent expansion of the Compliance team they are currently recruiting for a Compliance Policy Manager. · Reporting to the Chief Compliance Offi ...
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Policies, Procedures and Compliance Lead
3 days ago
Nurslink Recruitment Brierley Hill, United KingdomNurslink are a soon to be framework provider of Nursing staff to the NHS on WAF framework as well working throughout the health and social markets for nurses in the private sector, care assistants and social workers. · Nurslink are currently seeking a Policies, Procedures and Com ...
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Senior Compliance Officer
3 days ago
BHSF Ltd Birmingham, United KingdomJob Advert · BHSF is recruiting for a Senior Compliance Officer working Hybrid Home/office-based Monday to Friday 8.45 am - 4:45 pm. We are looking for a dynamic and enthusiastic individual to help the Compliance function convey specific compliance messages to key stakeholders, i ...
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Senior Compliance Officer
2 days ago
BHSF Birmingham, United KingdomJob Advert · BHSF is recruiting for a Senior Compliance Officer working Hybrid Home/office-based Monday to Friday 8.45 am - 4:45 pm to cover Maternity leave from October to October. We are looking for a dynamic and enthusiastic individual to help the Compliance function convey sp ...
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Compliance Manager
2 days ago
MERJE Ltd Birmingham, United Kingdomc.£50,000 + Benefits · Responsibilities of the job include: · - Keeping up-to-date with external regulatory requirements and ensuring that the policies followed by the Network and its ARs are up to date and reflect the Network's risk appetite. · - Delivery of compliance related p ...
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Senior Records
1 day ago
SF Recruitment (Tech) Birmingham, United Kingdom Full timeRole Title: Senior Records and Data Information Management Specialist · Role Purpose: · Support effective Records and Information Management (RIM) practices across the organisation, ensuring compliance with legislative and internal controls while enhancing business efficiency and ...
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Compliance Officer
6 days ago
Kingdom Medical Birmingham, United KingdomCompany: Kingdom Medical · Location: Birmingham, United Kingdom · **Job Type**: Full-Time · About Us: Kingdom Medical is a leading healthcare recruitment firm based in the UK, specialising in providing staffing solutions to the healthcare sector. We connect qualified professional ...
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Compliance Assistant
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Sonepar UK Birmingham, United Kingdom**COMPLIANCE ASSISTANT** · Our Compliance team support Mayflex and Routeco. Mayflex is a leading distributor of converged IP solutions, with our Excel brand being the No.1 cabling supplier in the UK and Routeco is one of the UK's leading distributors of industrial automation and ...
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Insurance Compliance Manager
1 week ago
Cameron James Birmingham, United Kingdom**Insurance - Compliance Officer - Remote/ Hybrid Working - Monthly visits to the office** · **Location - Office is based in Birmingham** · **Salary to c35k DOE and Benefits** · Our client is a Leading Independent Insurance Broker who has been trading over 10 years and due to con ...
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Senior Records and Information Officer
1 week ago
Solicitors Regulation Authority Birmingham, United KingdomContract Type 1 · Fixed Term Contract / Secondment · - Contract length 1 · 12 months · - Working Pattern 1 · Part time · - Working Hours 1 · hours per week · - Salary 1 · £38,680 pro-rata for part time hours · - Location Options 1 · Hybrid - home based and Birmingham · - Function ...
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Compliance Officer
6 days ago
Gateley Birmingham, United KingdomJob Title · Compliance Officer · Closing Date · 19-Apr-2023 · Position · Full Time · Business Entity · Gateley Legal · Department · Risk and Compliance · Location · Birmingham - United Kingdom · Job Type · Experienced Hire · Description · - Do you want to flourish in a forward-th ...
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Regulatory Advice
1 week ago
Wesleyan Assurance Society Birmingham, United KingdomWe have a great opportunity for a Regulatory Advice & Policy Specialist to join the Regulatory Advice & Policy Team in the Risk & Regulatory Division. Competitive salary based on level of experience. · There are 2 roles available, one on a permanent basis and the other on a 12-mo ...
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Head of Compliance Operations
14 hours ago
Shakespeare Martineau Birmingham, United Kingdom**Head of Compliance Operations**: · - [Forward to a friend] · - Company: · - Shakespeare Martineau- Closing date: · - 27/08/2023- Term: · - Permanent- Working hours: · - Full-time- Team: · - Risk- Location: · - Birmingham- Let us introduce ourselves**Are you a Head of Compliance ...
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Compliance Officer
1 week ago
Chadwick Nott Birmingham, United KingdomWe are currently working with a well-established law firm in Birmingham, who are recruiting for a Compliance Officer to join their busy firm. · - Ensure the confidentiality and security of all practice and client documentation and information · - Identify at an early-stage compli ...
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Hsqe Co-ordinator
1 week ago
Infocus Resources Ltd Birmingham, United KingdomAn opportunity for an HSQE Co-Ordinator has become available in central Birmingham / Midlands area, within a growing business. · The administration and the management of our workers personal records, fleet and equipment. Leading administration and support on all compliance relate ...
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HR Employee Admin
1 week ago
Bridge of Hope Birmingham, United KingdomJoin a fast growing business as a HR/Compliance Administrator Its a warehouse based environment so health and safety knowledge is needed. · This company will soon be competing with Ikea and are a leading Logistics company. · **Key Responsibilities**:1. HR Administration**: · - Ma ...
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Compliance Officer
6 days ago
Nigel Frank International Birmingham, United KingdomAn award-winning property company are looking for a Data Privacy & Compliance Officer to join their small Legal team. This is a hybrid role, whereby you'll travel to the Worcester office around once per week to once per fortnight for team and stakeholder meetings. · In this role, ...
Compliance Policy - Birmingham, United Kingdom - Birchlake Recruitment
Description
Our West Midlands based client are looking to appoint a Compliance Policy & Advice Manager on a hybrid basis.The purpose of this role is to provide sound, accurate and commercial advice on regulatory (conduct and prudential risk) matters affecting the business, that will enable the them to operate in accordance with industry best practice as well as meeting regulatory standards.
In addition, be responsible for line management responsibilities for the Compliance Business Partners.The role holder will also be expected to provide input into the Compliance, Data Protection, & Financial Crime Risk Management Frameworks and Policies to assist the Chief Compliance Officer in providing the business with a Risk Assurance function as a 2nd line of defence, to protect both the organisation and its customers by ensuring that Compliance Risks are effectively identified and managed.
Key Responsibilities:
Manage and lead a small team of Compliance Business Partners.
Develop and extend the team knowledge and competence in technical areas to minimise the impact of staff turnover and maintain continuity of support.
Provide advice and guidance to the business on technical regulatory issues, utilising broad financial services knowledge to contribute to policy changes to in-house regulations, analysing the impact of regulatory changes, appreciating when potential issues require escalating, and ensuring the implementation of any required changes to internal policies/procedures.
Ensure that the Society attains the highest standards of conduct and data protection regulatory compliance, in all areas of business operation, to meet all appropriate regulatory and legislative requirements by working closely with first line colleagues to fully embed the Society's regulatory compliance "Traceability Matrix".Provide subject matter expert advice on all conduct related regulatory sourcebooks (BCOBS, MCOB, ICOB, CONC, PERG, SYSC etc.) as well as providing horizon scanning overviews of relevant Prudential Compliance matters.
Meet regulatory/legislative timescales providing well-structured, well-considered summaries of proposed regulatory change to the business and collating responses to the regulator as required.
To participate in, and at times lead, projects and initiatives in support of improving the processes and products offered to customers.
In turn these may drive process efficiencies and ultimately cost savings.To produce MI and regulatory update reports for presentation at various levels of committees including regulatory timeline updates to the Executive and the Board.
Skills and Experience Required:
Proven retail financial services experience within Compliance and RiskProven team leadership experienceFurther educated to 'A' Level standard or equivalentIndustry related qualifications (e.g. FPC, CeMap, AdvCeMap, CERGI)Excellent oral and written communication skills and ability to communicate with and present to, a wide range of stakeholders from customer facing assistants to Senior Executive level staff.
Salary:
Up to £60,000Benefits include:
Generous annual leave starting at 25 days + 8 bank holidays, (pro rata)Corporate health plan with the option to include family membersDiscounted travel cardsLife assurance (4 x salary)Pension scheme where they will augment your contribution by 0.6% (Up to10.
6%)