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Compliance Manager
Found in: SonicJobs Direct Apply UK - 1 day ago
Harvey Nash London, United Kingdom Full timeJob Brief · The Risk & Compliance team plays a key role in protecting the clients customers and business. This Compliance Manager role will be a subject matter expert in investments and funds, and be responsible for advising on and overseeing the clients investing products, as we ...
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Fire Compliance Manager
Found in: SonicJobs Direct Apply UK - 4 days ago
Niyaa People Ltd London, United Kingdom Full timeWe are actively looking for a Fire Compliance Manager to join a housing association in the London area on a permanent basis. In return you will receive hybrid working, flexible working hours, 25 days annual leave plus bank holidays increasing with length of service, healthcare op ...
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Compliance Associate Manager
Found in: beBee S2 UK - 5 days ago
BCT Resourcing London, United Kingdom Full timeCompliance Associate-ManagerCity of London£60,000 - £80,000 per annumI am currently recruiting for a Compliance Associate - Manager level role for one of my well established and well known clients in London. My client operates with asset managers, hedge fund managers, private equ ...
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Compliance Associate
Found in: Jooble UK O L C2 - 2 days ago
Black Swan Group London, United KingdomCompliance Associate – Private Credit Firm - LondonCompany Overview:Our client is a credit fund manager based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant fina ...
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Compliance Associate
Found in: One Red Cent EUR eFC C2 - 5 days ago
Goodman Masson London, United Kingdom Full timeResponsibilities: · Perform pre-trade and post trade compliance monitoring to ensure the trades are in line with desk mandate restrictions guidelines. · Work with CRO to maintain a compliance culture within the business. · Evolving the framework of compliance monitoring and car ...
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Compliance Associate
Found in: Jooble UK O C2 - 1 day ago
Fire Financial Services Limited United KingdomShare · August 24, 2021 · Compliance, Risk & Oversight Officer Shruti Patel is a core part of our London team. We sat down with her to find out what it's like working with Fire, as well as a few fun facts · What does your job involve? · I'm primarily responsible for making sure ...
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Compliance Associate
Found in: beBee S2 UK - 5 days ago
Barclay Simpson London, United Kingdom Full timeBarclay Simpson are currently recruiting for a Compliance Associate to join a globally renowned asset management house. This is rare opportunity to join a truly high performing team and to advance your career in the compliance space in a company with an exceptional reputation in ...
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Senior Compliance Associate/Manager
Found in: Jooble UK O C2 - 5 days ago
Miryco Consultants Ltd London, United KingdomCompliance Associate Manager - Investment Banking - MiFID · A leading Lloyd's insurance broker is hiring a Compliance Associate Manager to support the investment side of their business. You will play a vital role in ensuring the ongoing compliance of their MiFID investment firms ...
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Senior Compliance Associate/Manager
Found in: Jooble UK O L C2 - 3 days ago
Miryco Consultants Ltd London, United KingdomA leading Lloyd's insurance broker is hiring a Compliance Associate Manager to support the investment side of their business. You will play a vital role in ensuring the ongoing compliance of their MiFID investment firms with relevant regulations and industry standards.Responsibil ...
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Compliance, Compliance Manager
Found in: Talent UK C2 - 6 days ago
BTIG London, United KingdomJob Purpose: · The Compliance Department is a dynamic team who protect the firm and partner with Sales, Trading and Investment Banking, to grow the business safely. We are a business enabler, looking to automate and streamline processes whilst ensuring that regulatory and legal ...
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Compliance Manager
Found in: SonicJobs Direct Apply UK - 1 day ago
Jackson Sims Recruitment Borehamwood, United Kingdom Full timeCompliance Manager, Block Property Management · Overview, Compliance Manager, Block Property Management · To lead with building/fire safety matters, helping with the adaptation of our operations and processes to meet the needs of a changing landscape and new legal requirements wi ...
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Compliance Associate/Senior Associate
Found in: Jooble UK O C2 - 6 days ago
Coopman Search and Selection London, United KingdomCoopman Search and Selection are delighted to partner with an alternatives asset manager who are looking hire a Senior Compliance Associate due to their continued growth planned within Europe. The role will report direct into the Head of Compliance will be the second hire into th ...
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Compliance Monitoring Associate
Found in: Appcast UK C C2 - 5 days ago
Rev & Regs London, United KingdomRev & Regs are recruiting for an Compliance Monitoring Associate role on behalf of a well-established Fintech company, based in London. · Responsibilities: · Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan · Identify any gaps or we ...
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Compliance. Compliance Testing Group, Associate
Found in: Appcast UK C C2 - 3 days ago
Goldman Sachs London, United Kingdom LegalAbout us: · The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities, and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments, and hig ...
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Compliance Associate/Senior Associate
Found in: Jooble UK O C2 - 6 days ago
Energy Jobline CVL England, United KingdomRegulatory Compliance Associate · I am recruiting on a permanent basis in the Yorkshire region for a Regulatory Compliance Associate to work within a healthcare business. Responding to market opportunity and business requirements within online and regulated sectors. · Responsib ...
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Compliance Associate, Funds
Found in: One Red Cent EUR eFC C2 - 4 days ago
Bovill London, United Kingdom Full timeBovill is a global financial services regulatory consultancy with offices in London, Singapore, Hong Kong and the Americas. We work with clients internationally on every element of regulation. We help firms build projects to respond to significant regulatory change or give them p ...
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Compliance Associate/Senior Associate
Found in: Jooble UK O L C2 - 6 days ago
Coopman Search and Selection London, United KingdomCoopman Search and Selection are delighted to partner with an alternatives asset manager who are looking hire a Senior Compliance Associate due to their continued growth planned within Europe. The role will report direct into the Head of Compliance will be the second hire into th ...
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Associate Compliance Officer
Found in: Appcast UK C C2 - 3 days ago
Black Swan Group London, United KingdomCompliance Associate – Multi Asset Established Hedge Fund · A unique and very exciting compliance opportunity has arisen at a growing hedge fund. The firm is highly reputable and has a solid, established compliance team which handles global compliance issues. The role will allow ...
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Compliance Associate, Fraud
Found in: One Red Cent EUR eFC C2 - 6 days ago
Bovill London, United Kingdom Full timeBovill is a global financial services regulatory consultancy with offices in London, Singapore, Hong Kong, and the Americas. We work with clients internationally on every element of regulation. We help firms build projects to respond to significant regulatory change or give them ...
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Compliance Associate, Wealth
Found in: One Red Cent EUR eFC C2 - 6 days ago
Bovill London, United Kingdom Full timeBovill is a global financial services regulatory consultancy with offices in London, Singapore, Hong Kong, and the Americas. We work with clients internationally on every element of regulation. We help firms build projects to respond to significant regulatory change or give them ...
Senior Compliance Associate/Manager - London, United Kingdom - Miryco Consultants Ltd
Description
A leading Lloyd's insurance broker is hiring a Compliance Associate Manager to support the investment side of their business.You will play a vital role in ensuring the ongoing compliance of their MiFID investment firms with relevant regulations and industry standards.
Develop and execute comprehensive compliance monitoring programs to ensure adherence to regulatory requirements.Create and implement effective monitoring plans focusing on critical areas such as client onboarding and anti-money laundering (AML) controls.
Conduct regular reviews of client engagements and associated activities to detect any potential compliance issues.Serve as a subject matter expert for the first line, offering guidance and support to business teams regarding the interpretation and application of relevant regulatory standards and company policies.
Conduct training sessions and awareness programs on compliance-related subjects.Analyse and interpret data gathered from compliance monitoring efforts and prepare reports summarizing key findings, trends, and risks.
Present findings to senior management to facilitate informed decision-making.
Provide advice to the Compliance Director and MLRO regarding potential implications for regulated entities and the broader Group.
Extensive and proven track record in regulatory compliance within the financial services or consultancy sectors, preferably within MiFID firms.
Thorough comprehension of the UK regulatory landscape for financial services, encompassing MiFID II and AML/CTF regulations.Location:
City of London, hybrid working