Jobs
>
Glasgow

    Finance Regulatory Controller - Glasgow, United Kingdom - Morgan Stanley

    Morgan Stanley
    Morgan Stanley Glasgow, United Kingdom

    2 days ago

    Default job background
    Description
    Job Description Finance Regulatory Controller Associate
    Glasgow


    The Regulatory controller team in Glasgow (Reg) is responsible for executing and supervising a series of regulatory capital processes across market risk, credit risk, own funds, and leverage.

    The team is also responsible for the associated external reporting.

    Given this broad remit the Reg controller team work closely with a wide range of clients and stakeholders globally - e.g., the Credit Risk department, the Market risk department, Operations, Regulatory Policy, Legal Entity Controllers, Treasury and the Business Unit.

    This breadth of interaction provides an excellent and somewhat unique opportunity to learn about a range of businesses and products across the firm.

    Regulatory Controllers have a footprint in Glasgow, Frankfurt, Budapest, New York, London, and Mumbai.

    About Morgan Stanley


    Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services.

    As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence, and strong team ethic.

    We can provide a superior foundation for building a professional career – a place for people to learn, to achieve and grow.

    A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.

    What will you be doing?


    As part of a Regulatory Controller organisation within Glasgow the successful candidate will be involved in supporting the ongoing compliance with existing processes, assessing / developing new Regulatory requirements, ad-hoc management reporting and supporting the supervision of external regulatory reporting submissions.

    They will also partner and work alongside colleagues in the overall Regulatory EMEA operating model and other key stakeholders with Finance and Risk, working works closely with the London, Frankfurt, Budapest, and Mumbai offices.


    Detailed responsibilities include but are not limited to:

    Develop understanding of the key Regulatory requirements (UK & European rule sets) which will impact across all aspects of calculation, reporting and disclosure.

    Role spans multiple entities, jurisdictions, and rulebooks.
    Deal with time sensitive internal and external reports and queries from senior management and regulators.
    Support the strategic development of firm systems, challenge, and work to enhance processes and controls.
    Challenge processes and procedures to enhance controls and streamline efficiencies.

    Assist with the planning of the reporting cycle, preparation of governance materials and support maintenance and development of documentation to the standard that can be shared with Regulators.

    Qualifications

    What we're looking for:
    Work experience within large financial services firms or other directly relevant experience (commensurate with role being applied for) desirable.
    An awareness in Financial Markets / products and the Regulatory environment.
    Close attention to detail and highly numerate. Strong commitment to developing their own skills. Strong verbal and written communication skills.

    Excellent Microsoft Office skills (Excel, Teams, PowerPoint, Word) and be proficient in data mining and investigating complex issues to extract key themes and discover root causes.

    The flexibility required to work in a dynamic environment under tight deadlines taking accountability and ownership for multiple deliverables.


    We offer:


    The opportunity to work in the Finance department of one of the world's top tier Financial Institutions and gain a first-hand insight into our business.

    Professional development opportunities including access to Morgan Stanley's world-class internal training program.
    Enriching challenges that provide opportunity for constant learning and advancement.

    A supportive and vibrant diverse environment; we are inclusive of individual backgrounds and leverage them to foster our work environment and culture.

    A balance between personal and professional lifestyles, including flexible working opportunities such as work from home arrangements.
    High specification office space with leading technologies, collaborative working spaces and wellbeing facilities including an onsite fitness suite


    Flexible work statement:
    Interested in flexible working opportunities? Morgan Stanley empowers employees to have greater freedom of choice through flexible working arrangements. Speak to our recruitment team to find out more.


    Internal Applicants:
    Internal mobility can be a way to grow your career and realize your professional potential.

    Typically, you must be in your position for at least 18 months and performing satisfactorily before applying for another job at the Firm.

    Internal applicants can find out more regarding career navigation, mobility guidelines and policy on our employee portal by clicking here.


    Equal opportunities statement:
    Morgan Stanley is an equal opportunities employer. We work to provide a supportive and inclusive environment where all individuals can maximize their full potential.

    Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the global communities in which we operate and who reflect a variety of backgrounds, talents, perspectives, and experiences.

    Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting, developing, and advancing individuals based on their skills and talents.

  • Morgan Stanley

    Finance Regulatory Controller

    4 hours ago

    Morgan Stanley Glasgow, United Kingdom

    Finance Regulatory Controller - Associate · Job Number: · 3246141 · POSTING DATE: Apr 24, 2024 · PRIMARY LOCATION: Europe, Middle East, Africa-United Kingdom-United Kingdom-Glasgow · EDUCATION LEVEL: Bachelor's Degree · JOB: Finance · EMPLOYMENT TYPE: Full Time · JOB LEVEL: Assoc ...

  • Morgan Stanley

    Finance Regulatory Controller

    2 days ago

    Morgan Stanley Glasgow, United Kingdom

    Finance Regulatory Controller Associate · Glasgow · The Regulatory controller team in Glasgow (Reg) is responsible for executing and supervising a series of regulatory capital processes across market risk, credit risk, own funds, and leverage. The team is also responsible for the ...

  • Morgan Stanley

    Finance Regulatory Controller

    1 week ago

    Morgan Stanley Glasgow, United Kingdom Full time

    Finance Regulatory Controller Associate · Glasgow · The Regulatory controller team in Glasgow (Reg) is responsible for executing and supervising a series of regulatory capital processes across market risk, credit risk, own funds, and leverage. The team is also responsible for t ...

  • Morgan Stanley

    Finance Regulatory Controller

    1 week ago

    Morgan Stanley Glasgow, United Kingdom

    Finance Regulatory Controller Associate GlasgowThe Regulatory controller team in Glasgow (Reg) is responsible for executing and supervising a series of regulatory capital processes across market risk, credit risk, own funds, and leverage. The team is also responsible for the asso ...

  • Morgan Stanley

    Finance Regulatory Controller

    1 week ago

    Morgan Stanley Glasgow, United Kingdom Full time

    Description · Finance Regulatory Controller Associate · The Regulatory controller team in Glasgow (Reg) is responsible for executing and supervising a series of regulatory capital processes across market risk, credit risk, own funds, and leverage. The team is also responsible f ...

  • Morgan Stanley

    Financial Controller, Regulatory Services

    1 week ago

    Morgan Stanley Glasgow, United Kingdom

    Financial Reporting Associate · This wholly owned subsidiary of Morgan Stanley administers over $500 billion of hedge fund assets. Using the Firm's proprietary, globally accessible technology platform, the business provides a full range of fund administration services, including ...

  • Morgan Stanley

    Financial Controller, Regulatory Services

    2 weeks ago

    Morgan Stanley Glasgow, United Kingdom Full time

    Financial Reporting Associate · This wholly owned subsidiary of Morgan Stanley administers over $500 billion of hedge fund assets. Using the Firm's proprietary, globally accessible technology platform, the business provides a full range of fund administration services, including ...

  • Project People

    Compliance Lead

    4 hours ago

    Project People Glasgow, United Kingdom

    **The Role**: · The purpose of this role is to provide independent challenge, oversight and practical guidance to business areas with regards to the operation of its financial services products. You will sit in with financial services compliance team, and play a key role in the d ...

  • Meraki Talent Limited

    Vp Accounting

    1 day ago

    Meraki Talent Limited Glasgow, United Kingdom

    Meraki Accountancy & Finance global financial services client are looking to add an Accounting and Regulatory VP to the current team. The role is based in Glasgow and will functionally sit within the Accounting & Regulatory policy team which provides specialisedtechnical advice o ...

  • Meraki

    Vp Accounting

    1 week ago

    Meraki Glasgow, United Kingdom

    Meraki Accountancy & Finance global financial services client are looking to add an Accounting and Regulatory VP to the current team. The role is based in Glasgow and will functionally sit within the Accounting & Regulatory policy team which provides specialised technical advice ...

  • eFinancialCareers

    Client Regulatory Operations Analyst

    2 weeks ago

    eFinancialCareers Glasgow, United Kingdom

    As a Barclays Custody Control and Regulation Manager, you will be role 1 in a team of 6 people responsible for overseeing CASS Operational compliance for Global Market Operations and Tax Operations a total of £115m cash and £6.36bn client assets in custody.You will partner with a ...

  • Meraki

    Risk Consultant

    6 days ago

    Meraki Glasgow, United Kingdom

    Meraki Talent's industry leading Life & Pensions client are looking for a Risk Consultant, reporting directly into the Head of Enterprise Risk Management as well as working closely with the wider Risk Assurance and Compliance team. · This is your chance to join a successful team ...

  • FPSG

    Regulatory Affairs Team Lead

    2 days ago

    FPSG Glasgow, United Kingdom

    FPSG are delighted to be retained on a search for a full-time Regulatory Affairs team lead to join our key client based in Glasgow. This role is responsible for leading the compliance team with in this medical device organisation. · **JOB REQUIREMENTS** · - Preparation of regulat ...

  • Morgan Philips Specialist Recruitment

    Interim Finance Regulatory Specialist X2

    2 days ago

    Morgan Philips Specialist Recruitment Glasgow, United Kingdom

    Interim Regulatory Project Specialist · Attractive day rate · Hybrid working · Glasgow · Are you a highly skilled financial services professional with experience of regulatory projects and have a passion for cutting-edge technology? Do you thrive in a fast-paced and dynamic envir ...

  • Meraki Talent Limited

    Finance Outsourcing and Governance

    1 day ago

    Meraki Talent Limited Glasgow, United Kingdom

    Meraki Talents client is a highly respected firm based in the city centre of Glasgow, providing a comprehensive range of services across investment banking, securities and investment management. · We are delighted to be supporting them with the appointment of a Finance Outsourcin ...

  • Trust In Soda

    Grc Systems Analyst

    1 week ago

    Trust In Soda Glasgow, United Kingdom

    **GRC Systems Analyst** · **Start Date**: ASAP · **Contract Length**: 6 months · **Location**:Remote (potential for occasional travel to site) · **Rate**: £600 PER DAY · **Engagement Method**: Inside IR35 · To work on a Finance Transformation Programme, the GRC Systems Analyst ha ...

  • Meraki

    Risk & Compliance

    1 week ago

    Meraki Glasgow, United Kingdom

    Meraki Talent's industry leading Life & Pensions client are looking for a Risk Assurance and Compliance Analyst to join a busy Risk & Compliance "second line of defence" function going through a period of growth. · This is your chance to join a successful team where hard work is ...

  • Barclays

    Cass Ops Reg Control

    4 hours ago

    Barclays Glasgow, United Kingdom

    **CASS Operational Regulatory Control Analyst - 12 month FTC** · **Glasgow** · As a Barclays CASS Operational Regulatory Control Analyst, you will have a great opportunity to analyse complex problems, think logically and consider how the CASS rules should be applied. You will wor ...

  • Scottish Power

    Finance + Modelling Lead

    4 hours ago

    Scottish Power Glasgow, United Kingdom

    Finance and Modelling Lead · HQ, Glasgow · Salary, £47,200 - £59,000 per annum · Bonus up to 15% · Single Cover Private Health Care · Permanent · - Help us create a better future, quicker_ · Reporting to the Finance + Modelling Manager, this role forms a central part of the finan ...

  • Scottish Power

    Senior Economist

    2 days ago

    Scottish Power Glasgow, United Kingdom

    Senior Economist · ScottishPower HQ, Glasgow · Salary starting from £47,880 per annum plus excellent benefits · Flexible Hybrid Working · Closing Date: 8 April 2024 · - Help us create a better future, quicker_ · SP Energy Networks (SPEN) are working to achieve network targets set ...