Jobs

    Senior Analyst Compliance - City of London, Greater London, United Kingdom - Coopman Search and Selection

    Coopman Search and Selection
    Coopman Search and Selection City of London, Greater London, United Kingdom

    2 weeks ago

    Default job background
    Description

    As a Senior Compliance Analyst you will be joining a business that is looking to expand and will be an integral part of the firm with exposure to a wide variety of business functions and activities at the firm.


    This is an excellent opportunity for a compliance analyst looking to progress into a more senior and broader compliance role.

    You will report into GC & CCO and will be responsible for generalist compliance activities covering both the UK & US.

    Assist the firm meet FCA and SEC regulatory compliance requirements


    • Prepare the firm for its quarterly FCA compliance reviews and annual SEC reviews
    • Review Compliance Manual and develop & maintain the firms Compliance Policies & Procedures
    • Test the compliance monitoring programme
    • Conduct telephone monitoring, email surveillance and expert network call chaperoning.
    • Assist with the preparation of SEC filings for submission (ADV Pt 1 & 2, Form PF, 13H/F/G, CFTC, Form D).
    • Assist the firm to compile compliance related responses for DDQs/Operational Due Diligences.
    • Oversee the firm's record keeping (Conflicts of Interest, OBIs, gifts & entertainment, breaches, training)
    1-3 years compliance experience within equity asset management environment


    • Exposure to regulatory markets, such as the US, Cayman and Ireland.
    • As a recognised Great Place to WorkTM, we ensure our workplace is one that fosters professional growth and collaboration.
  • BCT Resourcing

    Compliance Analyst

    2 weeks ago

    BCT Resourcing City of London, United Kingdom

    **Compliance Analyst** · **City of London** · **£45,000 per annum** · I am currently recruiting for a Compliance Analyst in London on a hybrid basis. · This is a great opportunity to join a well established business and a great team. ...

  • enable Recruitment

    Compliance Analyst

    1 week ago

    enable Recruitment City of London, United Kingdom

    **- Up to £26,000 salary** · **- Hybrid and flexible working** · **- Huge opportunities for training and progression** · We are working with an award-winning Bristol-based Solicitors, to find a Compliance Analyst to join their friendly team You'll be joining an ambitious and fast ...

  • Butler, Bridge & May

    Compliance and Risk Analyst

    1 week ago

    Butler, Bridge & May City of London, United Kingdom

    **About the job** · Headquartered in London, our client - an international specialty insurance and reinsurance group is seeking a **Senior Compliance and Risk Analyst** to join their Risk Management Team on a maternity cover 3 month contract. · As Senior Compliance and Risk Analy ...

  • Lewis Row Ltd

    Risk and Compliance Analyst

    1 week ago

    Lewis Row Ltd City of London, United Kingdom

    An opportunity has arisen for a Compliance Analyst to join an international law firm, in London with hybrid working on a full time, permanent basis. · The Risk and Compliance Analyst will report to the Director of Risk and Compliance and work closely with the firm's regulatory co ...

  • enable Recruitment

    Senior Compliance Analyst

    3 days ago

    enable Recruitment City of London, United Kingdom

    **- £31,800 salary** · **- Hybrid and flexible working** · **- Huge opportunities for training and progression** · We are working with an award-winning Bristol-based Solicitors, to find a Senior Compliance Analyst to join their friendly team You'll be joining an ambitious and fas ...

  • Lewis Row Ltd

    Senior Compliance Analyst

    7 hours ago

    Lewis Row Ltd City of London, United Kingdom

    A great opportunity has arisen for two Senior Compliance Analysts to join an International law firm in their risk and compliance team, in London with hybrid or remote working. · The work is principally focused on anti-money laundering, counter terrorist financing ("CTF") and sanc ...

  • Taylor James Resourcing

    Compliance Analyst Mifid, Emir

    1 week ago

    Taylor James Resourcing City of London, United Kingdom

    Our client is looking for a Compliance specialist with strong Capital Markets knowledge to give specialist advice on detailed regulatory requirements (Transaction Reporting and Best Execution) through to delivering complex regulatory implementation projects. · Our clients range f ...

  • The Curve Group

    Ba - Compliance Analyst/credit Analysis - French

    1 week ago

    The Curve Group City of London, United Kingdom

    Our client is looking for a talented, French speaking analyst (credit/compliance) within financial services to join their bank. If you have a passion for African Banking - even better · **Job Title: Business Analyst (compliance/credit analysis)** · **Department: Institutional Ban ...

  • Finitas

    Compliance Analyst

    5 days ago

    Finitas City of London, United Kingdom

    Job Description · Compliance Analyst | Lloyd's Syndicate | London/Hybrid | £40 - 50,000 (doe) · Finitas are delighted to be exclusively partnered with a growing Lloyd's Syndicate in their search for a Compliance Analyst to join their team. This is a newly created role due to good ...

  • Curtis, Mallet-Prevost, Colt & Mosle LLP

    Compliance Analyst

    1 week ago

    Curtis, Mallet-Prevost, Colt & Mosle LLP City of London, United Kingdom

    Job DescriptionCurtis, Mallet-Prevost, Colt & Mosle LLP – Compliance Analyst, London Office · About the job · Curtis, Mallet-Prevost, Colt & Mosle LLP ("Curtis"), founded in New York in 1830, is an international law firm with a leading reputation in international disputes and cor ...

  • DA Financial Trading Recruitment

    Compliance Analyst

    1 week ago

    DA Financial Trading Recruitment City of London, United Kingdom

    A leading FX Trading company in London are looking for a 'Compliance Analyst' to join their team. · Competitive package on offer - salary up to £65k basic plus discretionary bonus, dependant on experience. · Hybrid working, (offices based in city.) · You must be working in a simi ...

  • Finitas

    Compliance Analyst

    4 days ago

    Finitas london (city of london), United Kingdom

    Compliance Analyst | Lloyd's Syndicate | London/Hybrid | £40 - 50,000 (doe) · Finitas are delighted to be exclusively partnered with a growing Lloyd's Syndicate in their search for a Compliance Analyst to join their team. This is a newly created role due to good company growth of ...

  • DA Financial Trading Recruitment

    Compliance Analyst

    1 week ago

    DA Financial Trading Recruitment City of London, United Kingdom

    Job DescriptionA leading FX Trading company in London are looking for a 'Compliance Analyst' to join their team. · Competitive package on offer - salary up to £65k basic plus discretionary bonus, dependant on experience. · Hybrid working, (offices based in city.) · You must be w ...

  • Curtis, Mallet-Prevost, Colt & Mosle LLP

    Compliance Analyst

    1 week ago

    Curtis, Mallet-Prevost, Colt & Mosle LLP City of London, United Kingdom

    Curtis, Mallet-Prevost, Colt & Mosle LLP – Compliance Analyst, London Office · About the job · Curtis, Mallet-Prevost, Colt & Mosle LLP (" Curtis "), founded in New York in 1830, is an international law firm with a leading reputation in international disputes and corporate work. ...

  • Finitas

    Compliance Analyst

    3 days ago

    Finitas City of London, United Kingdom

    Compliance Analyst | Lloyd's Syndicate | London/Hybrid | £40 - 50,000 (doe)nFinitas are delighted to be exclusively partnered with a growing Lloyd's Syndicate in their search for a Compliance Analyst to join their team. This is a newly created role due to good company growth offe ...

  • Curtis, Mallet-Prevost, Colt & Mosle LLP

    Compliance Analyst

    1 week ago

    Curtis, Mallet-Prevost, Colt & Mosle LLP City of London, United Kingdom

    Curtis, Mallet-Prevost, Colt & Mosle LLP – Compliance Analyst, London OfficenAbout the jobnCurtis, Mallet-Prevost, Colt & Mosle LLP (" Curtis "), founded in New York in 1830, is an international law firm with a leading reputation in international disputes and corporate work. The ...

  • Curtis, Mallet-Prevost, Colt & Mosle LLP

    Compliance Analyst

    2 weeks ago

    Curtis, Mallet-Prevost, Colt & Mosle LLP City of London, Greater London, United Kingdom

    Curtis, Mallet-Prevost, Colt & Mosle LLP – Compliance Analyst, London Office · Find out if this opportunity is a good fit by reading all of the information that follows below. · About the job · Curtis, Mallet-Prevost, Colt & Mosle LLP ("Curtis"), founded in New York in 1830, is a ...

  • Curtis, Mallet-Prevost, Colt & Mosle LLP

    Compliance Analyst

    1 week ago

    Curtis, Mallet-Prevost, Colt & Mosle LLP City Of London, United Kingdom

    Curtis, Mallet-Prevost, Colt & Mosle LLP – Compliance Analyst, London Office · About the job · Curtis, Mallet-Prevost, Colt & Mosle LLP ("Curtis "), founded in New York in 1830, is an international law firm with a leading reputation in international disputes and corporate wor ...

  • Curtis, Mallet-Prevost, Colt & Mosle LLP

    Compliance Analyst

    1 week ago

    Curtis, Mallet-Prevost, Colt & Mosle LLP City of London, Greater London, United Kingdom

    Curtis, Mallet-Prevost, Colt & Mosle LLP – Compliance Analyst, London Office · About the job · Curtis, Mallet-Prevost, Colt & Mosle LLP (" Curtis "), founded in New York in 1830, is an international law firm with a leading reputation in international disputes and corporate work ...

  • Finitas

    Compliance Analyst

    4 days ago

    Finitas City of London, Greater London, United Kingdom

    Compliance Analyst | Lloyd's Syndicate | London/Hybrid | £40 - 50,000 (doe) · Is this the next step in your career Find out if you are the right candidate by reading through the complete overview below. · Finitas are delighted to be exclusively partnered with a growing Lloyd's Sy ...