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    Senior Compliance Analyst - London, United Kingdom - Compliance Professionals

    Compliance Professionals
    Compliance Professionals London, United Kingdom

    Found in: Jooble UK O L C2 - 13 hours ago

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    Description

    THE COMPANY:
    Our client is an international financial services firm, specializing in providing mortgage and wealth management solutions to clients

    THE RESPONSIBILITIES:
    Offering subject matter expertise on the interpretation and application of local and Group compliance policies and standards.
    Supporting with the review and approval of new and existing client relationships.
    Assisting with performing 2nd Line Testing on 1st Line of Defence functions.
    Preparing and delivering relevant training to employees.
    Preparing memos for governance approval or review.
    Reviewing escalations and triaging them appropriately.
    Receiving and preparing data required to fulfil MI requests.
    Assisting with testing compliance-owned systems and methodologies.
    Maintaining all business-as-usual compliance registers.
    Tracking emerging risk and regulatory publications.
    Maintaining up-to-date knowledge of regulatory requirements.
    Preparing responses to enquiries from law enforcement and regulatory authorities.
    Reviewing escalated screening and enforcement alerts.
    Identifying data quality issues.
    Reviewing marketing communications.
    Supporting the compliance team with other ad hoc tasks and projects as they arise.


    EXPERIENCE REQUIRED:

    A minimum of five years' experience in a risk or compliance role within a financial services organisation, ideally banking or lending.

    Relevant industry qualifications with respect to regulatory compliance, financial crime and/or risk (desirable).Strong verbal and written communication skills in English.

    Strong knowledge of applicable UK legislation and regulations in particular FCA rules.
    For further information please contact Duncan Jeffery
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