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Compliance Manager
1 day ago
IPS Group Leeds, United Kingdom Full timeOur client is a long standing financial services business based in Leeds City Centre. Due to continued growth they are looking to appoint a client manager with pensions sector experience or an interest in moving into and learning the pensions sector. · Our client has a clear gro ...
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Compliance Manager
2 days ago
Mercury Hampton Huddersfield, United Kingdom Full timeExciting Opportunity: Compliance Manager · About the Client: · We are currently representing a dynamic organisation that is actively strengthening its team by appointing a Compliance Manager. This strategic role offers the chance to contribute significantly to Health and safety, ...
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Compliance Manager
3 days ago
Synchronicity Group Sheffield, United Kingdom**Compliance Manager, South Yorkshire. Up to £55,000 + bonus & benefits. (Flexible working)** · **Synchronicity Compliance** are working with a large independent Insurance Broker with 600+ staff and a Compliance Team of 14. They are looking for Strong generalist to support the bu ...
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Compliance Manager
1 week ago
Willow Resourcing Limited Doncaster, United KingdomJob Description · Compliance Manager · Wealth Management · Location: Doncaster (Hybrid) · Salary: £45k - £60k + benefits · Stuck in a rut? · Frustrated in a business with no clear desire or plans for growth? · Is it time to join a business as ambitious as you? · This wealth manag ...
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Compliance Manager
1 week ago
Willow Resourcing Limited Doncaster, United KingdomCompliance Manager · Wealth Management · Location: Doncaster (Hybrid) · Salary: £45k - £60k + benefits · Stuck in a rut? · Frustrated in a business with no clear desire or plans for growth? · Is it time to join a business as ambitious as you? · This wealth management firm has amb ...
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Compliance Manager
2 hours ago
BCT Resourcing Leeds, United KingdomI am currently recruiting for a Compliance Manager for my well established client in Leeds. · - Strong reviewing/monitoring experience · - FCA regulation knowledge · - Strong communicator, team player, want to progress · The role will provide: · - Competitive salary and benefits ...
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Compliance Manager
1 week ago
Willow Resourcing Limited Doncaster, South Yorkshire, United KingdomCompliance ManagerWealth ManagementLocation: Doncaster (Hybrid)Salary: £45k - £60k + benefitsStuck in a rut?Frustrated in a business with no clear desire or plans for growth?Is it time to join a business as ambitious as you?This wealth management firm has ambition, there's no dou ...
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Compliance Management Opportunities
1 day ago
Wakefield and District Housing Limited Wakefield, United KingdomLocation_ Merefield House, Castleford - Hybrid working with 2/3 days from the office per week or more if required through face 2 face meetings or visits · - Salary_ £42,821 - £45,960 · - Hours_ Up to 37 · - Closing Date_ 10 February 2023 · - Notes_ Pay Award Pending · WDH has mor ...
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Quality & Compliance Manager
1 week ago
Domus Recruitment Ltd Nottinghamshire, United Kingdom**Looking for a Quality & Compliance Manager in the Nottingham area to oversee clinical compliance across 2 homes in Nottinghamshire area.** · **This for a family ran company with an excellent reputation in the Nottingham area, who are looking to grow over the next couple of year ...
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Group Compliance Manager
1 week ago
BCT Resourcing Leeds, United Kingdom**Group Compliance Manager** · **Leeds** · **£40,000 - £50,000 per annum** · I am currently recruiting for a Group Compliance Manager for my growing Insurance client in Leeds. · - Compliance experience - monitoring, reviewing and duties · - FCA regulation knowledge · - Worked in ...
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Compliance & Risk Manager
23 hours ago
Reward Recruitment Leeds, United Kingdom**Compliance & Risk Manager** · **Leeds** · **Upto £50,000 (Subject to Experience) plus excellent benefits** · **Key Accountabilities**: · To provide support across the business for all regulatory requirements and set and monitor policy and advice best practice compliance standar ...
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Regional Compliance Manager
1 day ago
Fraser Carver Executive Search Ltd Leeds, United KingdomFraser Carver recruitment are working with a rapidly expanding financial services company who are looking to appoint a seasoned compliance manager to look after the North of England & Scotland region, the role will be home based with regular travel to sitesacross the region. We'r ...
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Apprenticeship Compliance and Management
5 days ago
University of Sheffield Sheffield, United KingdomWe have an exciting opportunity to join the newly established Central Apprenticeship Hub, as an Apprenticeship Compliance and Management Information Co-ordinator. This is a key role at the University and will report directly to the Head of Apprenticeship Compliance and will suppo ...
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Compliance Contracts Manager
1 week ago
Venn Group Nottinghamshire, United Kingdom** · Compliance Contracts Manager · Contract Length: Permanent · **Salary**: £42,461 - £46,416(Depending on experience) · Location: Nottingham · Working hours: 35 per week · Venn Group has a fantastic opportunity for a compliance contracts manager to work for a housing associatio ...
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Risk and Compliance Manager
2 hours ago
Sacco Mann Leeds, United KingdomThe firm, a leading legal 500 law firm, have several offices across the region. They have gone from strength to strength over the years' and are now looking to add a risk and compliance manager to fulfil their business needs. · - Salary to £60,000 plus companywide bonus · - 25 da ...
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Group Compliance Manager
1 week ago
Willow Resourcing Limited Doncaster, South Yorkshire, United KingdomCompliance Manager Wealth Management · Doncaster (Hybrid) · Frustrated in a business with no clear desire or plans for growth? · Is it time to join a business as ambitious as you? · This wealth management firm has ambition, there's no doubt about that. Although still a small fir ...
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Senior Compliance Manager
2 hours ago
eFinancialCareers Leeds, United KingdomStrong technical knowledge and understanding of the FCA requirements that are applicable to Wealth businesses. · - Ability to interpret rules and regulations and to clearly and succinctly articulate their impact in the context of the business environment in written and verbal for ...
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Group Compliance Manager
1 week ago
Willow Resourcing Doncaster, South Yorkshire, United KingdomFrustrated in a business with no clear desire or plans for growth? · Is it time to join a business as ambitious as you? · This wealth management firm has ambition, there's no doubt about that. Although still a small firm, they are geared for substantial growth, both organically a ...
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Group Compliance Manager
1 week ago
Willow Resourcing Limited Doncaster, South Yorkshire, United KingdomJob Description Compliance Manager · Wealth Management · Doncaster (Hybrid) · Frustrated in a business with no clear desire or plans for growth? · Is it time to join a business as ambitious as you? · This wealth management firm has ambition, there's no doubt about that. Althoug ...
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Group Compliance Manager
2 weeks ago
Willow Resourcing Limited Doncaster, South Yorkshire, United KingdomFrustrated in a business with no clear desire or plans for growth? · Is it time to join a business as ambitious as you? · This wealth management firm has ambition, there's no doubt about that. Although still a small firm, they are geared for substantial growth, both organically a ...
Group Compliance Manager - Doncaster, South Yorkshire, United Kingdom - Willow Resourcing Limited
Description
Compliance ManagerWealth ManagementLocation:
Doncaster (Hybrid)
Salary:
£45k - £60k + benefitsStuck in a rut?Frustrated in a business with no clear desire or plans for growth?Is it time to join a business as ambitious as you?This wealth management firm has ambition, there's no doubt about that. Although still a small firm, they are geared for substantial growth, both organically and through acquisition. Supporting the Head of Compliance, you'll use your Wealth Management compliance experience to provide group-wide compliance advice, guidance and support at all levels. You'll work closely with 1st line (including a current team of 10 advisers) to ensure compliance with all relevant FCA and PRA regulations.
You'll also support the execution of the firm's T&C scheme, promote compliance awareness at all levels through training and regulatory updates and help ensure the firm meets all Consumer Duty requirements.
You'll have gained strong Compliance experience in a Wealth Management environment and will be able to act as a 'critical friend' to the business, providing constructive challenge as and when required.
You'll also ideally be CII Level 4 Diploma qualified although exceptional candidates yet to achieve full qualification will also be considered (and the business will support you to achieve this qualification).Don't worry, you can always give me (Mark) a call on for an informal chat or email me at mark.