Jobs
>
London

    Commodities Trading Firm – Compliance Advisory - London, United Kingdom - Investigo

    Investigo
    Investigo London, United Kingdom

    4 weeks ago

    Default job background
    Full time
    Description

    Key Responsibilities:

    • Provide expert guidance on regulatory requirements related to energy trading, including REMIT, EMIR, MiFID II, and other relevant frameworks.
    • Conduct thorough compliance assessments and reviews to ensure adherence to internal policies and external regulations.
    • Collaborate closely with trading desks, risk management, and legal teams to identify and mitigate compliance risks.
    • Stay abreast of industry developments and regulatory changes, translating them into actionable insights for the business.
    • Develop and deliver compliance training programs to enhance awareness and promote a culture of compliance across the organization.

    Required Skills and Qualifications:

    • Proven experience in compliance advisory roles within the energy trading sector, preferably within commodities trading.
    • Strong understanding of energy market regulations, including REMIT, EMIR, and MiFID II.
    • Excellent analytical skills and attention to detail, with the ability to interpret complex regulatory requirements.
    • Effective communication and stakeholder management skills, with the ability to influence and educate across various levels of the organization.
    • Proactive mindset with a commitment to continuous improvement and staying ahead of regulatory developments.
    • Relevant certifications (e.g., CISI Diploma in Investment Compliance) would be advantageous.

    For details please get in touch

  • Cameron Kennedy

    Compliance Advisory

    2 weeks ago

    Cameron Kennedy London, United Kingdom

    CONTRACT TYPE: · - Permanent- LOCATION: · - City of London- INDUSTRY: · - Compliance & Legal- Financial Services- SALARY: · - Negotiable- START DATE: · - ASAP- REF: · - BN373239_ JOB PUBLISHED: · - 1 day ago**Compliance Advisory** · **£ £ Bonus + Benefits** · **London** · **THE C ...

  • USS

    Compliance Advisory

    3 weeks ago

    USS London, United Kingdom

    **Compliance Advisory** · *** · **Business Area: Group General Counsel** · *** · **Place of Work: London** · *** · **Contract Type: Permanent** · *** · **When you join USS, the size and scale of our pension scheme means you will have numerous opportunities to learn and develop yo ...

  • Cameron Kennedy

    Compliance Advisory

    2 weeks ago

    Cameron Kennedy London, United Kingdom

    CONTRACT TYPE: · - Permanent- LOCATION: · - City of London- INDUSTRY: · - Compliance & Legal- Financial Services- SALARY: · - Negotiable- START DATE: · - ASAP- REF: · - BN373239_ JOB PUBLISHED: · - 1 day ago**Compliance Advisory** · **£ £ Bonus + Benefits** · **London** · **THE C ...

  • eFinancialCareers

    Compliance Advisory

    2 weeks ago

    eFinancialCareers London, United Kingdom

    Applicants should have Compliance Advisory experience within the banking industry and be able to demonstrate a solid understanding of FICC markets and products, ideally in Metals, FX and eFX. Knowledge of major industry regulations such as MiFID II, EMIRand MAR is also expected ...

  • Barclay Simpson

    Compliance Advisory

    1 week ago

    Barclay Simpson London, United Kingdom

    **Compliance Advisory**: · - London · - £120,000 · - Job type: Permanent · - Sector: Financial Services · - Job reference: NE40917 · My client is a global financial services firm. · **Role Overview**: My client is seeking a Markets Advisory Compliance Officer to provide second-li ...

  • eFinancialCareers

    Compliance Advisory

    2 days ago

    eFinancialCareers London, United Kingdom

    Responsibilities: · - Conduct compliance risk assessments and develop appropriate mitigation strategies · - Monitor and implement regulatory changes and ensure our firm remains in compliance with all relevant laws and regulations · - Provide compliance advice and training to busi ...

  • Tokio Marine Kiln Insurance Services Limited

    Compliance Advisory Executive

    2 weeks ago

    Tokio Marine Kiln Insurance Services Limited London, United Kingdom

    We have an opportunity for a Compliance Executive · - Advisory to join our Compliance department. You will report to the Compliance Advisory Manager and will be responsible for assisting the Head of Compliance with the management of the firm's compliance framework and activities. ...

  • eFinancialCareers

    Compliance Advisory Manager

    3 weeks ago

    eFinancialCareers London, United Kingdom

    Key responsibilities: · - Advising the business on policies and procedures · - Financial promotion sign-off (including associated monitoring controls) · - Compliance related funds work related to in-scope jurisdictions eg Prospectus reviews, due diligence questionnaires, due dili ...

  • Barings

    Senior Compliance Advisory

    3 weeks ago

    Barings London, United Kingdom

    At Barings, we are as invested in our associates as we are in our clients. We recognize those who work diligently for us and reward them for personal and professional integrity, communication skills, distinct competencies and expertise in specific strategies, ability to collabora ...

  • Compliance Professionals

    Compliance/advisory Generalist

    2 weeks ago

    Compliance Professionals London, United Kingdom

    **THE COMPANY**: · Our client is a leading independent Brokerage firm based in the City. · **THE RESPONSIBILITIES**: · - Providing compliance advisory support to a cash equity business control · - Trade and communications surveillance · - SMCR support · - AML/KYC account opening ...

  • TP ICAP

    Compliance Advisory Officer

    2 weeks ago

    TP ICAP London, United Kingdom

    Job Description · The TP ICAP Group is a world leading provider of market infrastructure. · Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovativ ...

  • Compliance Professionals

    Compliance Advisory Officer

    3 weeks ago

    Compliance Professionals London, United Kingdom

    **THE COMPANY**: · Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. · **THE RESPONSIBILITIES**: ...

  • Morgan McKinley

    Compliance Advisory Officer

    3 weeks ago

    Morgan McKinley London, United Kingdom Part time

    Responsibilities below: · - Review/audit/investigation requests from Exchanges and Regulators · - Research in relation to keeping up to date on financial regulatory developments · - Monitoring and problem solving with regards to MiFIR transaction reporting · - Monitoring and prob ...

  • Meraki

    Compliance Advisory Officer

    3 weeks ago

    Meraki London, United Kingdom

    **Compliance Advisory Officer** · Perm Role · Financial Services · London · Date: 11/05/2023 · Start Date: ASAP · We are currently recruiting for a Compliance Advisory Officer on behalf of our financial services client. This role is ideal for someone with good working knowledge o ...

  • eFinancialCareers

    Head of Advisory Compliance

    3 weeks ago

    eFinancialCareers London, United Kingdom

    Our client, an Asset Manager, is looking for an experienced Head of Advisory Compliance to join their growing team. Reporting to the Head of Compliance and with oversight for a small team, you will have broad compliance advisory responsibilities across allof the business. Duties ...

  • eFinancialCareers

    Compliance Advisory Officer

    2 weeks ago

    eFinancialCareers London, United Kingdom

    We have partnered with a UK leading private bank who are looking to bring in a Compliance Advisory Officer. They have grown progressively over the years and are keen to ensure that this continues with this hire. · The role will exist to ensure that all areas of the bank will be a ...

  • Barclay Simpson

    Compliance Advisory

    1 week ago

    Barclay Simpson Canary Wharf, United Kingdom

    **Compliance Advisory**: · - Canary Wharf & remote · - £60,000 - £75,000 · - Job type: Permanent · - Sector: Banking · - Job reference: NE39684 · My client is a truly unique firm unlike any other I have worked with. They are an integral part of the financial services market infra ...

  • IQ-EQ

    Compliance Advisory Associate

    4 weeks ago

    IQ-EQ London, United Kingdom

    Company Description · IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. · **Job Description**: · **Res ...

  • Hampshire Trust Bank

    Compliance Advisory Officer

    3 weeks ago

    Hampshire Trust Bank London, United Kingdom

    Hampshire Trust Bank is a specialist bank, staffed by experts focused on helping UK businesses realise their ambitions. Our dedicated Asset Finance, Development Finance, Wholesale Finance and Specialist Mortgages divisions ensure that businesses receive the outstanding service, l ...

  • TP ICAP

    Compliance Advisory Associate

    3 weeks ago

    TP ICAP London, United Kingdom

    Job Description · Compliance Advisory Associate - future opportunities · TP ICAP Group Overview: · The TP ICAP Group is a world leading provider of market infrastructure. · Our purpose is to provide clients with access to global financial and commodities markets, improving price ...