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    Compliance Manager/Senior Manager - City of London, Greater London, United Kingdom - Randstad Employment Bureau

    Randstad Employment Bureau
    Randstad Employment Bureau City of London, Greater London, United Kingdom

    2 weeks ago

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    Description

    My client is an independent advisory firm based in St Paul's, with an office requirement of 2-3 days per week.

    Ensure they have the necessary licenses in place for their business operations
    Plan and perform thematic and specialist compliance and assurance reviews across the business
    Manage any external compliance and assurance auditors
    Prepare and present regular periodic compliance and risk management reports to the firm's senior management
    Proven experience in managing regulatory compliance in a professional services setting
    Sound understanding of legal and regulatory matters affecting chartered accountants as auditors
    Good working knowledge of all relevant regulatory regimes
    Industry-recognised qualification(s) in a compliance-related area
    Randstad Financial & Professional encourage applications from individuals of all ages & backgrounds. Randstad Financial & Professional acts as an employment agency for permanent recruitment & an employment business for temporary recruitment as defined by the Conduct of Employment Agencies & Employment Business Regulations 2003
    compliance

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