- Conduct daily market abuse and market integrity surveillance
- Develop the Market Surveillance systems and processes to ensure the surveillance programme remains robust and effective.
- Handle referrals and investigations undertaken by Market Surveillance.
- Responding to requests for information from the FCA.
- Keep abreast of market and regulatory news that may impact the surveillance programme.
- Ensure that a full audit trail of analysis / reviews undertaken is maintained and that records are accurate and completed to the highest standard.
- Draft and update procedure manuals as and when required.
- Provide support to the rest of the Market Surveillance team on day to day tasks or special projects when required.
- Surveillance experience is key
- Metals experience – precious and/or base is a must
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Market Abuse Surveillance Expert - london, United Kingdom - Compliance Professionals
Description
Job DescriptionTHE COMPANY:
Our client is one of the largest commodities houses in the world. They are looking to hire a Market Abuse Surveillance Expert for their London team.
THE RESPONSIBILITIES:
EXPERIENCE REQUIRED:
For further information please contact Duncan Jeffery