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    Senior Compliance Analyst - London, United Kingdom - Edenbrook

    Edenbrook
    Edenbrook London, United Kingdom

    1 month ago

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    Description
    Job Description Compliance/ Senior Compliance Analyst opportunity working with a rapidly growing Lloyd's MGA.

    Reporting into the Compliance Manager, you will support the Compliance team in its day-to-day activities in support of the business and its managed Syndicate.


    Key Responsibilities:
    Support the delivery of the compliance plan including advisory, monitoring, reporting and regulatory activities.
    Review and analyse/report on regulatory changes.

    Assist in the monitoring and reporting of conduct risk exposure including treating customers fairly/ Consumer Duty, product oversight and complaints.

    Assist with the dealing of complaints, including liaising with the claim's teams, coverholders/ TPAs, Lloyd's, LIC and the Financial Ombudsman Service as appropriate.

    Assist in the delivery of compliance monitoring activity.
    Review and report monthly on the performance of each underwriting team in meeting contract certainty, sanctions and licensing standards.
    Assist the team in providing sanctions and financial crime support to the underwriters and other areas of the business.
    Monitor and report on the underwriting system compliance owned data validations.
    Assist in the maintenance of both the Company Library and Company Timetable.
    Assist in compliance communications to the business.
    Assist in the delivery of both online and face-to-face compliance training.
    Assist in embedding compliance processes.
    Assist in the review of compliance policies and procedures annually and develop new policies/ procedures where necessary.
    Assist in the preparation and submission of regulatory returns.
    Assist with the annual compliance attestation with Lloyd's Principles and the ongoing monitoring of performance against the Lloyd's Principles.


    Core Skills and Experience:
    Knowledge of UK insurance regulation, sanctions and/or conduct risk within either a Lloyd's Syndicate or MGA

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