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    Risk and Ethics Officer - London, United Kingdom - CMC Markets

    CMC Markets
    CMC Markets London, United Kingdom

    1 week ago

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    Description
    CMC Markets have an exciting opening for KYC/AML Remediation Officer on a 3 month fixed term contract.

    You will play a vital role in ensuring the integrity of clients through the highest standards of regulatory compliance, risk assessment, and due diligence within our organisation.

    Excellent communication skills are essential, as you will be required to provide verbal and written correspondence in a timely, clear, and concise manner to external clients.


    This role is a great opportunity to join an established Fintech business and will play a key part in ensuring the business meets its regulatory objectives.


    This role is based onsite at our London Liverpool Street office 5 days per week


    Assist in reducing financial crime risk by effective application of the Group Financial Crime, Anti Money Laundering, Sanctions, Terrorist Financial and Bribery & Corruption standards as issued from time to time.

    Review and analyse complex client profiles and documentation to make risk-based decisions in accordance with established procedures.

    Your keen eye for detail and ability to assess risks accurately will contribute to maintaining the integrity and security of our client base.

    Review and assess Source of Wealth information and documentation collected by the first line of defence and advise on anything additional that is required considering financial crime risks.

    Undertake review of accounts and alerts that have flagged, and alerts generated through payment reports.

    Build and maintain a good working relationship with key business personnel, guiding and supporting the business to ensure the existence of a strong risk culture with robust supporting systems and controls.

    Keep up to date with regulatory requirements around Anti Money Laundering, Bribery and Corruption, Financial Crime including Market abuse and Insider Dealing, Countering the Financing of Terrorism and Financial Sanctions.

    Relevant experience KYC / Compliance within financial services is desirable
    Must have a detailed understanding of KYC and CDD processes and compliance requirements.
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