Director of Compliance - London (Greater), United Kingdom - QED Legal

Compliance Director

2 weeks ago

RESPONSIBLITIES: · - Maintain and implement compliance and AML policies and procedures, as well as a monitoring program, regulatory requirements and emerging regulatory risk. Liaising with the head of international compliance. · - Monitor and oversee all regulatory filings. · - E ...

Compliance Operations Director

2 weeks ago

**Please note** - This is a contract role (3 to 6 months covering a maternity leave) & requires 2 days a week in Osterley (West London) and 3 days remote. · **Overview**: · Provide exemplary and commercially astute compliance operational leadership within the Group Legal Complian ...

Compliance Director Uk

2 weeks ago

**Compliance Director | UK & European Specialist | Asset Management** · - We make a difference, delivering outcomes for our millions of members · - New Leadership seat in London to lead and grow a niche compliance department · - Be the local expert for business risk, control, reg ...

Compliance Sanctions Director

2 weeks ago

The Certification Regime is one element of the Individual Accountability Regime which came into effect on 7 March 2016. · Under the Certification Regime, Citi UK regulated entities (Citi entities) must ensure that employees working in certain roles categorised as specified signif ...

Assistant Director of Compliance

1 week ago

MMP Consultancy is seeking a qualified and experienced Assistant Director of Property Compliance for an interim opportunity within a leading housing association based in London. £500 per day inside IR35. · - Lead the Service and Compliance Teams to ensure achieves statutory and r ...

Director - Compliance Consultancy

1 day ago

**Arthur are delighted to be partnered with a client at the forefront of the professional services industry, particularly in the Insurance market.**They are looking for individuals at Director grade who have relevant experience and knowledge of conduct & compliance regulation in ...

Compliance Sanctions Director

1 week ago

The Certification Regime is one element of the Individual Accountability Regime which came into effect on 7 March 2016. · Under the Certification Regime, Citi UK regulated entities (Citi entities) must ensure that employees working in certain roles categorised as specified signif ...

Risk and Compliance Director

2 days ago

Working for a leading professional body, this is a key role which will involve managing the enterprise risk for the organisation in order to ensure relevant policies and requirements are met both internally and externally. Working as part of the ProfessionalStandards team, you wi ...

Risk Advisory Compliance Director

3 weeks ago

My client is a stand alone regulatory consultancy backed by a global Legal practice. · They are looking to recruit a Director consultant with expertise in regulatory consulting within financial services. · The consultancy is established with 10 employees already and has been setu ...

Financial Crime Compliance Director

3 weeks ago

**Financial Crime Compliance Director - Investment Banking** · London. Hybrid. · Are you someone who is passionate about providing Financial Crime advice? This role is a natural leader and has a keen interest in the evolving regulatory requirements across the Investment Banking s ...

Director, Financial Crime Compliance

3 weeks ago

Expertise and track record in Financial Crime Risk domain in Financial Services, including Fraud Analytics, Transaction Monitoring, Know Your Customer, Fraud/Anti-bribery and Corruption, Trade Surveillance and Market Abuse, etc. · - **Transaction Monitoring** - AML model validati ...

Group Risk and Compliance Director

1 week ago

We are delighted to be assisting and working exclusively with this leading global General Insurer for such an important position within their firm. This established business has various insurance channels combined with sizeable assets under management. Reportingdirectly to the Ch ...

Assistant Director of Property Compliance

3 days ago

We are currently recruiting on behalf of a well-established housing provider in London for a Assistant Director of Property Compliance. · The Assistant Director will Lead the Compliance Contract Team to ensure the Housing Association achieves statutory and regulatory compliance i ...

Compliance Director: Insolvency and Restructuring

4 days ago

This opportunity sits with a leading Insolvency and Restructuring firm, well known as a centre of excellence within the industry. The firm is London based, with a robust offering across multiple sectors. Aside from enjoying an excellent reputation, our clientoffers a market leadi ...

Interim Risk and Compliance Director

1 day ago

A leading global General Insurer requires an interim Group Head of Risk and Compliance Director whilst awaiting the new permanent incumbent. It is envisaged that the contract will last between 3 to 6 months looking after various specialist insurance channelscombined with sizeable ...

Compliance Consultancy Director Level Roles

3 weeks ago

**COMPLIANCE CONSULTANCY DIRECTOR LEVEL ROLE - PAYMENTS SERVICES EXP (FROM A REGULATOR OR CONSULTANCY) REQUIRED** · **Ref: 3904D** · **£120K + bonus & benefits · - Hybrid (London)** · We are recruiting for a leading independent compliance consultancy now looking to augment theirt ...

Director - Global Markets Compliance Officer

1 week ago

**Director - Global Markets Compliance Officer**: · - London · - Up to £150,000 · - Job type: Contract · - Sector: Banking · - Job reference: JT39746 · Barclay Simpson are currently hiring on behalf of a well-regarded, European Investment Bank who are looking for a Director level ...

Director Global Compliance and Reporting, Direct

2 weeks ago

**EY Director Global Compliance and Reporting, Direct Tax and Tax Accounting** · The role is unique and not like the one you would find in a traditional tax advisory firm. This is an opportunity for an ambitious tax professional to join our growing team and work on some of our la ...

Associate Director, Ficc Compliance Advisory

3 weeks ago

PRIMARY RESPONSIBILITIES: · Associate Director within Capital Markets Compliance team for Europe, with responsibility for supporting the Head of FICC Compliance Advisory Europe, in relation to all Global Markets front office advisory activities for FIC. · Responsibilities include ...

Associate Director, Investor Services Compliance

3 weeks ago

**Come Work with Us** · At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose. · Whether you're helping clients find new opportunities, developing new tech ...