- Identifying, analyzing, and mitigating operational risk issues among client-facing teams
- Identifying and implementing process improvements for optimized outcomes
- Proactively examining processes to enhance controls and identify areas for enhancement
- Developing control-based solutions to reduce KRIs like CASS and operational breaches
- Preparing for meetings, focus groups, and producing meeting materials
- Monitoring key KRIs, MI, and other relevant data
- Conducting targeted training sessions for client-facing teams at various office locations
- Offering regular management insights on the effectiveness of implemented solutions
- Actively contributing to the development of the client controls team
- A solid grasp of risk and compliance
- Effective communication skills and the ability to foster relationships with stakeholders across the organization
- Strong problem-solving abilities
- Flexibility and adaptability to changing priorities
- Attention to detail, initiative, and accountability
- Experience in wealth and investment management is preferred, but individuals from diverse backgrounds with a keen interest in this sector will also be considered
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Client Controls Business Associate - Newcastle Upon Tyne, United Kingdom - Page Personnel Finance
![Page Personnel Finance background](https://contents.bebee.com/companies/gb/page-personnel-finance/background-lxieB.png)
Description
This **Client Controls Business Associate** position entails implementing and integrating effective first line controls and procedures within the investment management and financial planning sector to ensure favorable outcomes for customers.
About the Company
Being one of the prominent investment and wealth management organizations in the UK, this company has garnered multiple accolades and is currently undergoing substantial expansion.
Job Description
Joining the Client Risk Management unit in Newcastle, you will collaborate across all business segments within the company, focusing on making a meaningful contribution to the efficient delivery of wealth and investment services to mitigate operational risks. On a daily basis, your responsibilities will include:
Requirements
For the role of **Client Controls Business Associate**, candidates should possess:
Offer
As a **Client Controls Business Associate**, you will be offered a permanent position with an attractive salary and benefits package, including hybrid working options.