Compliance Officer - Old Street, Greater London, United Kingdom - AJ Fox Compliance

Compliance Officer

4 days ago

Your opportunity · **Primary Responsibilities**: · - Perform monthly compliance monitoring to assess the adequacy of the Firm's compliance with applicable regulations · - Assist with the review of client communications, including financial promotions and cross border distribution ...

Compliance Officer Compliance

2 weeks ago

**Responsibilities** · - Maintain and execute the Compliance Monitoring Plan, by conducting thematic and area specific reviews against KPI's; provide output in the form of written reports, suggesting severity of issue/s found, remedial actions, timescales and monitoring for closu ...

Compliance Officer

3 weeks ago

Secteur industriel - Environnement régulé - FR/UK · Vous rapportez auDirecteur Département Juridique et Secrétaire Général du Groupe. Vous renforcez ainsi l'équipe juridique et conformité constituée d'une dizaine de collaborateurs. Vous êtes basé à Herstal. · Fonction · Vous i ...

Compliance Officer

3 weeks ago

A brand new Compliance Officer position (12 Month FTC) is available with a market leading Lloyd's Market Insurance specialist · **Compliance Officer (12 Month FTC)** · **London/Hybrid** · **Leading Lloyd's Business** · **Salary - Up to £ Bonus + Excellent benefits** · Acting as p ...

Compliance Officer

3 weeks ago

Job Details · Compliance Officer · Up to £45,000pa + Benefits · London, Permanent · International Law Firm · My client, a top international law firm, is actively recruiting for a risk and compliance professional to join them on a permanent basis in London - working as their new C ...

Compliance Officer

3 weeks ago

The Compliance Officer for IPSA was established as part of the reforms to the regulation of MPs' business costs under the Parliamentary Standards Act 2009 as amended by the Constitutional Reform and Governance Act 2010. As an office holder appointed understatute, the Compliance O ...

Compliance Officer

3 weeks ago

**The successful Compliance Officer will be offered**: · - £45,000 - £60,000 (Pro-Rated for Part-Time) · - Great progression opportunities · - Competitive benefits package · **To be considered for the Compliance Officer role you must have**: · - Minimum 5 years' experience in ass ...

Compliance Officer

1 week ago

MSI Group are looking to hire a **Compliance & Onboarding Officer** within our International Compliance and Onboarding Team. · MSI is a 2-star rated Best Company and a UK Top 100 Mid-Size Company to Work For. We are one of the UK's leading healthcare recruiters, working in partne ...

Compliance Officer

2 weeks ago

A distinguished boutique firm specialising in investment, security, and wealth management services is looking to hire a Compliance Officer in London. With a commitment to excellence, integrity, and personalised client relationships, they have built a reputation for delivering exc ...

Compliance Officer

3 weeks ago

**Operations & Compliance Officer** · Interim Professionals is a specialist recruitment consultancy recruiting senior interim managers to the Healthcare market. We are a successful, growing business with a respected reputation and a very positive, collaborative and success driven ...

Compliance Officer

3 weeks ago

**Wise May are looking for a Compliance Officer to join a lovely insurance team based in Central London.** · **Duties to include**: · - Ownership of the delegated underwriting agreements · - Monitor and advise the Business on all relevant compliance developments impacting on the ...

Compliance Officer

2 weeks ago

PineBridge Investments is seeking a Compliance Officer to join its EMEA Compliance team and assist with the execution of its compliance program and support PineBridge's financial crime prevention framework. This role will be based in PineBridge's London office and report into the ...

Compliance Officer

2 weeks ago

**Job Title**:Compliance Officer · **Duration**:12 months · **Rates/Salary**:£75,000-90,000 FTC plus 17.5% bonus · **Location**:London based (2-3 days in office per week, plus home working) · **The Role**: · - Ensuring that the Advisory and Assurance Compliance function within th ...

Compliance Officer

3 weeks ago

**Job Title**: Compliance Officer · **Salary**: PO3, £43,701 to £45,711 · **Terms and Conditions**: Full time, Permanent · At Hackney Education, we're set to reshape how we manage and respond to compliance-related requests, and we need an experienced and confident Compliance Offi ...

Compliance Officer

1 week ago

Permanent · - London, · **Ref**: 35404 · **Role: Compliance Officer** · Our client - an established and growing Global Asset Manager - Is looking to expand by introducing a compliance advisory officer to the team. This fantastic opportunity for someone with strong advisory experi ...

Compliance Officer

3 weeks ago

**Compliance Officer - Education Division - Tempest Resourcing** · **Permanent Role** · **£18,000 - £20,000 per annum** · **Are you an organised person?** · **Can you communicate well with others?** · **Do you work well under pressure?** · **Compliance Officer - Information about ...

Compliance Officer

3 weeks ago

An exciting opportunity has come up with an international (multi product) Broker/Trading business, who are looking for someone to join their Compliance team in a broad and generalist compliance role based in London. · The role will involve working closely with the front desks, op ...

Compliance Officer

1 week ago

**Function**:Legal & Compliance**Job ID #**:1232 · - *** · **Department**:Compliance**Position Type**:Full-Time**Education Required**:See Job Qualifications**Location**:London, England**Experience Required**:See Job Qualifications**Position Description** · Loomis Sayles is a perf ...

Compliance Officer

3 weeks ago

**Compliance Officer - Cloud Technology** · **London / Norwich - Hybrid** · **40-45k Base + Executive Benefits** · Our client's award-winning hybrid cloud connectivity platform provides the link between traditional networking infrastructure and cloud services. This trailblazing c ...

Compliance Officer

2 weeks ago

**Compliance Officer**: · - London · - £400 - £500 Per day · - Job type: Contract · - Sector: Financial Services · - Job reference: MPC41130 · - Advising on domestic compliance rules and regulations · - Conducting compliance monitoring reviews · - Engaging in trade surveillance a ...