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    Compliance / Business Risk Officer - London, United Kingdom - DRW Holdings, LLC.

    DRW Holdings, LLC.
    DRW Holdings, LLC. London, United Kingdom

    Found in: Jooble UK O C2 - 3 days ago

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    Description

    DRW is a diversified trading firm with over 3 decades of experience bringing sophisticated technology and exceptional people together to operate in markets around the world.

    We value autonomy and the ability to quickly pivot to capture opportunities, so we operate using our own capital and trading at our own risk.

    Canada, Europe, and Asia, we trade a variety of asset classes including Fixed Income, ETFs, Equities, FX, Commodities and Energy across all major global markets.

    We have also leveraged our expertise and technology to expand into three non-traditional strategies: real estate, venture capital and cryptoassets.

    DRW is a place of high expectations, integrity, innovation and a willingness to challenge consensus.

    As the UK Energy Compliance Officer , you'll lead the Compliance oversight of all power and gas trading in the UK and EU, both physical and financial, encompassing development and enforcement of compliance policies and procedures, the surveillance, monitoring, reporting and providing compliance education and advice to internal trading businesses.

    Assist in the development, implementation and monitoring of compliance policies, procedures and internal controls that comply with all relevant standards
    Advise on the Compliance requirements for new Energy trading initiatives
    Manage regulatory reporting requirements including reporting to individual state energy authorities and pan European reporting such as REMIT.
    Address day-to-day compliance-related questions regarding trades, trading strategies, the application of technology to trading methodologies, research, and back-office operations

    Monitor and report on the effectiveness of relevant policies and procedures; Contribute to energy sector specific market abuse risk assessments and the design and development of new surveillance tools.

    Liaise with external stakeholders such as trading venues, TSOs, SSOs and regulatory agencies
    Undertake ad-hoc compliance projects such as due diligence reviews
    Track relevant regulatory and trading developments and provide impact assessments
    Assist in the ongoing enhancement and implementation of the compliance training programs
    Minimum of 8 years' of Energy markets compliance experience required
    Minimum of a Bachelor's degree required
    Working knowledge of EU/UK financial energy markets is required
    Must have strong business acumen and the analytical and problem-solving skills necessary to identify trends and root issues, and to recommend solutions that support the company's business objectives

    For more information about DRW's processing activities and our use of job applicants' data, please view our Privacy Notice at .

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