Risk and Compliance Officer - London, United Kingdom - Lewis Row Recruitment

Compliance Officer Compliance

1 week ago

**Responsibilities** · - Maintain and execute the Compliance Monitoring Plan, by conducting thematic and area specific reviews against KPI's; provide output in the form of written reports, suggesting severity of issue/s found, remedial actions, timescales and monitoring for closu ...

Compliance Officer

2 weeks ago

Secteur industriel - Environnement régulé - FR/UK · Vous rapportez auDirecteur Département Juridique et Secrétaire Général du Groupe. Vous renforcez ainsi l'équipe juridique et conformité constituée d'une dizaine de collaborateurs. Vous êtes basé à Herstal. · Fonction · Vous i ...

Compliance Officer

1 week ago

**Responsibilities**: · **Description of the Business Line or Department** · The Compliance and Financial Crime Team (CPLE) is a key 2LOD control function within SG Kleinwort Hambros. CPLE comprises the Regulatory Compliance team, UK Financial Crime team and local offshore Compli ...

Compliance Officer

1 week ago

Arthur is delighted to be partnered with a Lloyd's syndicate looking to enhance their Compliance operations by adding a Compliance Officer to their team. · Acting as part of a centralised Compliance function, the Compliance Officer will provide a range of compliance support for c ...

Compliance Officer

1 week ago

FE fundinfo is a global leader in investment fund data and technology. We are proud of our vast, diverse, and highly skilled team, who help to make our industry Better Connected and Better Informed. We are currently recruiting for a Compliance Officer to join our team in London ( ...

Compliance Officer

2 weeks ago

Job Details · Compliance Officer · Up to £45,000pa + Benefits · London, Permanent · International Law Firm · My client, a top international law firm, is actively recruiting for a risk and compliance professional to join them on a permanent basis in London - working as their new C ...

Compliance Officer

4 days ago

Financial Services · London · 04/01/2023 · Type of Position: Compliance Officer · Pay: £50k - £60k · **Compliance Officer - London**: · We are working with an IFA firm based in London looking for a Compliance Officer to join their team. This is a permanent position with hybrid wo ...

Compliance Officer

1 week ago

**Compliance Officer - Nursing Recruitment** · After amazing growth within our 12 years, we are now looking for our next generation of top talent to join our rapidly growing compliance team. · This is a fantastic opportunity for an experienced Nursing Compliance Officer to join T ...

Compliance Officer

5 days ago

**Function**:Legal & Compliance**Job ID #**:1232 · - *** · **Department**:Compliance**Position Type**:Full-Time**Education Required**:See Job Qualifications**Location**:London, England**Experience Required**:See Job Qualifications**Position Description** · Loomis Sayles is a perf ...

Compliance Officer

2 weeks ago

Are you an experienced Compliance professional who desires to join a well-established and forward-thinking buy side/asset management firm as part of their growing Compliance team? · **Senior Compliance Officer / Compliance Officer** · **Location**:London (Flexible Working / Hybri ...

Compliance Officer

1 week ago

PineBridge Investments is seeking a Compliance Officer to join its EMEA Compliance team and assist with the execution of its compliance program and support PineBridge's financial crime prevention framework. This role will be based in PineBridge's London office and report into the ...

Compliance Officer

1 week ago

**Job Title**:Compliance Officer · **Duration**:12 months · **Rates/Salary**:£75,000-90,000 FTC plus 17.5% bonus · **Location**:London based (2-3 days in office per week, plus home working) · **The Role**: · - Ensuring that the Advisory and Assurance Compliance function within th ...

Compliance Officer

2 weeks ago

**Compliance Officer - Cloud Technology** · **London / Norwich - Hybrid** · **40-45k Base + Executive Benefits** · Our client's award-winning hybrid cloud connectivity platform provides the link between traditional networking infrastructure and cloud services. This trailblazing c ...

Compliance Officer

5 days ago

About Us: · BETA CAPITAL MANAGEMENT is a dynamic and forward-thinking financial firm dedicated to providing exceptional investment and wealth management services. We are committed to maintaining the highest standards of compliance and ethics in all our operations. To strengthen o ...

Compliance Officer

4 days ago

Permanent · - London, · **Ref**: 35404 · **Role: Compliance Officer** · Our client - an established and growing Global Asset Manager - Is looking to expand by introducing a compliance advisory officer to the team. This fantastic opportunity for someone with strong advisory experi ...

Compliance Officer

4 days ago

In conjunction with the Business Units and other Service Units, CPLE performs the following tasks with respect to compliance risk: · - defining and implementing the overall normative framework of the Compliance service and monitors its implementation; · - defining procedures and ...

Compliance Officer

1 week ago

**COMPLIANCE OFFICER** · Reporting to the Compliance and Operations Supervisor, the Compliance Officer is responsible for the administration of the business's compliance requirements. You will support the compliance function by ensuring all associated processes are followed and r ...

Compliance Officer

4 days ago

Job Description · The TP ICAP Group is a world leading provider of market infrastructure. · Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovativ ...

Compliance Officer

5 days ago

An opportunity has arisen to join a leading specialist insurance organisation on a 12 month FTC basis, reporting to the Chief Governance Officer. As the Compliance Officer, you will be responsible for ensuring the company complies with existing regulationsand internal policy as w ...

Compliance Officer

1 week ago

Kind Consultancy is working with a large Financial Services network that is currently seeking a Compliance Officer to join them in a permanent, remote role. · Key responsibilities of the Compliance Officer will include: · - Ensuring Member firms are up to date with audit requirem ...