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    Director - Compliance - London, United Kingdom - C James

    C James
    C James London, United Kingdom

    1 week ago

    Default job background
    Description

    Our client, a small International Bank, seeks an experienced Compliance and AML professional to lead their team.

    JOB OVERVIEW

    • Oversee the Compliance and AML function.
    • Responsible for the Branch's compliance with the UK regulatory system applicable to the Branch.
    • Responsible for the firm's obligations for conduct rules training and reporting.
    • Assist CRO with Head Office reporting including the Annual Compliance Plan.
    • Work with Business to design and manufacture products intended for wholesale customers.
    • Review the production and distribution of marketing materials and communications.
    • Serve as Deputy Money Laundering Reporting Officer: Local responsibility for the Branch's policies and procedures for countering the risk that the Branch might be used to further financial crime.

    MAIN ACCOUNTABILITIES

    • Responsible for the policies and procedures forming the compliance framework within the Branch
    • Ensure the compliance framework is regularly reviewed and consistent with all applicable legal and regulatory requirements, which in turn will be reviewed annually by the CRO and ARCo to ensure continued effectiveness and appropriateness.
    • Keep up to date with applicable legal and regulatory requirements and obligations and ensure these are communicated to the senior management team and impacted staff in a timely and effective manner.
    • Advise on regulatory requirements of any new business or new products.
    • Oversight of the ongoing compliance with SCV requirements.
    • Provide compliance, anti-money laundering, financial crime and conduct rules training to the Branch's management, business heads and other staff
    • Anti-Money Laundering - Ensure that the following tasks are done

    KNOWLEDGE AND SKILLS REQUIRED

    • Senior level Compliance and AML experience.
    • Understanding of relevant FCA rules, FOS, Data Protection legislation.
    • Anti Financial Crime legislations and JMLSG guidance.
    • Financial services and/or Banking experience.
    #J-18808-Ljbffr
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