Compliance Director - London, United Kingdom - Auricoe Limited

Compliance Director

3 weeks ago

RESPONSIBLITIES: · - Maintain and implement compliance and AML policies and procedures, as well as a monitoring program, regulatory requirements and emerging regulatory risk. Liaising with the head of international compliance. · - Monitor and oversee all regulatory filings. · - E ...

Compliance Operations Director

3 weeks ago

**Please note** - This is a contract role (3 to 6 months covering a maternity leave) & requires 2 days a week in Osterley (West London) and 3 days remote. · **Overview**: · Provide exemplary and commercially astute compliance operational leadership within the Group Legal Complian ...

Compliance Director Uk

3 weeks ago

**Compliance Director | UK & European Specialist | Asset Management** · - We make a difference, delivering outcomes for our millions of members · - New Leadership seat in London to lead and grow a niche compliance department · - Be the local expert for business risk, control, reg ...

Assistant Director of Compliance

2 weeks ago

MMP Consultancy is seeking a qualified and experienced Assistant Director of Property Compliance for an interim opportunity within a leading housing association based in London. £500 per day inside IR35. · - Lead the Service and Compliance Teams to ensure achieves statutory and r ...

Director - Compliance Consultancy

1 week ago

**Arthur are delighted to be partnered with a client at the forefront of the professional services industry, particularly in the Insurance market.**They are looking for individuals at Director grade who have relevant experience and knowledge of conduct & compliance regulation in ...

Director of Compliance

2 weeks ago

Compliance Director · I am partnered with a fintech company focusing on capital markets that helps financial institutions transition liquidity. They are currently looking for an experienced, hands-on Director of Compliance to join their London office · Responsibilities: · Manage ...

Director of Compliance

2 weeks ago

We are delighted to have been given the mandate to work with a London based FinTech client on an exclusive basis, to assist them in appointing a Director of Compliance. · This individual will be responsible for leading the compliance function of their UK operations, including con ...

Director of Compliance

3 weeks ago

We are currently looking for an experienced, hands-on, and energetic Director of Compliance to join our FinTech clients London Office The ideal candidate will be responsible for leading the compliance function of their UK operations, including conducting reviews to evaluate the f ...

Director of Compliance

3 weeks ago

We're currently partnered with a brilliant Legal 500 Tier 2 ranked firm in London. Well known for combining top-class legal advice with partner-led personal service. They're consistently ranked as one of London's top firms with a large client base of High-Net Worth individuals.Cu ...

Compliance Director

4 weeks ago

We are thrilled to offer an exciting opportunity to join our dynamic team with an EMEA remit. The team operates across both the Indirect and Direct Strategy platforms, ensuring a diverse and varied role. From engaging with key stakeholders including board members and Fund manager ...

Compliance Director

6 days ago

An outstanding Compliance Director permanent position has arisen with a top-tier Manufacturing / Engineering organisation based in Central London · This is a hybrid position offering 3 days homeworking. · The Compliance Director will manage and develop the Legal Compliance team a ...

Director-Compliance

1 week ago

You Lead the Way. We've Got Your Back. · With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, com ...

Risk and Compliance Director

1 week ago

Working for a leading professional body, this is a key role which will involve managing the enterprise risk for the organisation in order to ensure relevant policies and requirements are met both internally and externally. Working as part of the ProfessionalStandards team, you wi ...

Director of Compliance

2 weeks ago

Lutine Bell is supporting a personal lines Insurer who is looking to appoint a Group Head of Risk and Compliance (SMF16), ideally motor insurance experience to lead the team. · You will report directly to the CFO and you will be responsible for ensuring their compliance framewor ...

Director-Compliance

6 days ago

Our client, a small International Bank, seeks an experienced Compliance and AML professional to manage all aspects of compliance. · JOB OVERVIEW · Oversee the Compliance and AML function. · Responsible for the Branch's compliance with the UK regulatory system applicable to the Br ...

Director of Compliance

3 weeks ago

This newly created role will give you the opportunity to: · Build the compliance operations, including the selection of relevant vendors and creation of appropriate policies and processes; · Conduct reviews in order to assess compliance with legal, regulatory, and internal fir ...

Director, Compliance

3 weeks ago

GLG seeks an experienced solutions-oriented lawyer or compliance professional to head the company's EMEA Compliance team, based in London. · GLG clients rely on GLG's 1,000,000+ member-experts and ≈3,000 employees around the globe to provide 24/7 insight and exceptional service w ...

Compliance Director

2 days ago

Leading Banking Group based in Central London are keen to hire an experienced Compliance professional into their Equities Advisory Compliance Team with expertise in the Large Shareholding, Position Reporting and Equity Aggregation regulations. Duties will include: · Advising aro ...

Director of Compliance

2 weeks ago

DESCRIPTION/ JOB PURPOSE · Reporting to the Head of Compliance and Legal, IBA · Lead the regulation and compliance function of IBA · Ensure that IBA complies with its regulatory obligations under the UK Benchmarks Regulation (BMR) and the relevant sections of the FCA's Handbook ...

Assistant Director of Property Compliance

2 weeks ago

We are currently recruiting on behalf of a well-established housing provider in London for a Assistant Director of Property Compliance. · The Assistant Director will Lead the Compliance Contract Team to ensure the Housing Association achieves statutory and regulatory compliance i ...