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    Senior Compliance Associate/Manager - London, United Kingdom - Miryco Consultants Ltd

    Miryco Consultants Ltd
    Miryco Consultants Ltd London, United Kingdom

    Found in: Jooble UK O L C2 - 3 days ago

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    Description
    A leading Lloyd's insurance broker is hiring a Compliance Associate Manager to support the investment side of their business.

    You will play a vital role in ensuring the ongoing compliance of their MiFID investment firms with relevant regulations and industry standards.


    Responsibilities:
    Develop and execute comprehensive compliance monitoring programs to ensure adherence to regulatory requirements.
    Create and implement effective monitoring plans focusing on critical areas such as client onboarding and anti-money laundering (AML) controls.
    Conduct regular reviews of client engagements and associated activities to detect any potential compliance issues.

    Serve as a subject matter expert for the first line, offering guidance and support to business teams regarding the interpretation and application of relevant regulatory standards and company policies.

    Conduct training sessions and awareness programs on compliance-related subjects.
    Analyse and interpret data gathered from compliance monitoring efforts and prepare reports summarizing key findings, trends, and risks.
    Present findings to senior management to facilitate informed decision-making.
    Provide advice to the Compliance Director and MLRO regarding potential implications for regulated entities and the broader Group.


    Requirements:
    Extensive and proven track record in regulatory compliance within the financial services or consultancy sectors, preferably within MiFID firms.
    Thorough comprehension of the UK regulatory landscape for financial services, encompassing MiFID II and AML/CTF regulations.


    Location:
    City of London, hybrid working

    Salary Range:
    £60,000 - £70,000 (dependent on experience)Contact:
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