- Understanding and documenting complex structures and identifying ultimate beneficial owners and the documents required on a risk basis and in compliance with the relevant regulations and guidance.
- Advising on CDD requirements for overseas offices which may differ from the UK approach
- Carrying out the risk assessments at client inception and also when CDD records are updated to see whether the client presents a higher than usual risk of money laundering
- Carrying out research to establish whether there is any adverse press about a prospective client and assessing its relevance
- Carrying out research on the source of wealth and funds and assisting with advice on this to the partners and fee earners
- Conducting searches to identify whether a client is a politically exposed person (PEP) and preparing emails for Senior Management's approval
- Conducting EDD for clients established in high risk jurisdictions and preparing emails for Senior Management approval
- Assisting with the CDD inbox and general compliance queries
- Ad hoc sanctions screening to support the Analysts when required
- Assisting more senior colleagues in advising finance, partners, and fee earners on third party payments and additional due diligence requirements
- Management of specific compliance projects
- Assisting the NBI Managers, Compliance Associates, MLRO, MLCO and GC with ad-hoc research tasks.
- Ensuring compliance with all relevant legal and regulatory obligations including the Solicitors Regulation Authority (SRA) Standards and Regulations, and Principles.
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Compliance Analyst
1 week ago
Page Personnel Finance London, United KingdomThis is a new Compliance Analyst position working for a Financial Services firm in the City of London. The Compliance Analyst will be required to travel to the office 3 days per week and must have a compliance monitoring background. · **Client Details** · The client is a financia ...
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Compliance Analyst
1 week ago
Harrison Holgate London, United KingdomAn established Bermudan based Insurance and Reinsurance company is currently recruiting for a Compliance Analyst for their London City operation. · Key responsibilities: · - Support the UK Head of Compliance and Company Secretary with the daily running of the Compliance function; ...
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Compliance Analyst
3 days ago
eFinancialCareers London, United Kingdom**Tradition is currently seeking to appoint a proactive and highly motivated Compliance Analyst within the London office, working for a fun, diverse team.** · Roles on the Compliance Monitoring team offer a broad exposure to Compliance, from trade analysis for exchange investigat ...
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Compliance Analyst
9 hours ago
eFinancialCareers London, United KingdomThis is a permanent position, and does offer hybrid working (3 days in the office per week). · The Responsibilities of a Compliance Analyst Will Include: · - Assisting with Conduct Risk framework activities including, preparation of management information (MI), reviewing product ...
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Compliance Analyst
1 week ago
Oliver James London, United KingdomI am currently recruiting for a Compliance Analyst in London on a hybrid basis · This is a great opportunity to join a well established business and a great team ...
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Compliance Analyst
1 week ago
eFinancialCareers London, United KingdomWe are recruiting for a newly established organisation seeking a Compliance Operations analyst to assist in the following; · - Ensure all registrations required under AP/SMCR regimes properly completed including all backing documentation. · - Ensure all staff training requirement ...
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Compliance Analyst
1 week ago
Arthur London, United Kingdom**Compliance Analyst** · You will form part of the Second Line of Defence, as a function independent from daily business activities. · - Overseeing and maintaining the global regulatory strategy framework. · - Production, review and analysis of internal and external reports, incl ...
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Compliance Analyst
3 days ago
eFinancialCareers London, United KingdomHave you got previous experience in managing Compliance registers dealing with breaches and complaints? · Do you have AML and KYC experience in Compliance? · We are currently recruiting a Compliance Analyst for our London office. This role will assist the Compliance Manager in mo ...
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Compliance Analyst
1 week ago
Page Personnel Finance London, United KingdomReporting to the Onboarding Manager, as a compliance analyst in the 1st line in the compliance team. The team's primary function is to protect the company from exposure to money laundering, specifically in regards to onboarding clients by providing AML guidance,assessment and adv ...
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Compliance Analyst
4 days ago
eFinancialCareers London, United KingdomJoining a small compliance team, the new hire will benefit from a broad remit covering all regulatory and investment compliance tasks, across the firm's funds/strategies and the growing number of jurisdictions in which it operates. · The role offers an opportunity to be heavily i ...
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Compliance Analyst
4 days ago
Avencia Consulting London, United Kingdom**About us** · Avencia Consulting are recruiting on behalf of a leading Insurance firm, who are a business platform helping insurance teams to grow. They provides a wrap-around set of support functions and delivers best in class service across executive management, consultancy,fi ...
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Compliance Analyst
1 week ago
Reed Banking London, United KingdomWe are delighted to be working with one of our longstanding international banking clients in their search for a Financial Crime Assistant. · This role will support a small financial crime team and report into the MLRO. This role will support in all areas of AML/ KYC, Onboarding, ...
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Compliance Analyst
1 day ago
MERJE Ltd London, United KingdomThis firm is a business platform helping insurance teams to grow. They provide a wrap-around set of support functions and delivers best in class service across executive management, consultancy, finance, compliance, and IT. They work with highly motivatedniche insurance teams tha ...
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Compliance Analyst
1 week ago
Eames Consulting London, United KingdomOur client, a global non-life insurance/reinsurance firm, who provide exit solutions and capital management strategies are seeking an experienced governance professional to join their team. · **Key responsibilities include**: · - Support the UK Head of Compliance and Company Secr ...
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Compliance Analyst
1 week ago
Arthur London, United Kingdom**Compliance Assistant** · Arthur is working with a privately-owned Bermuda-based holding company, which, through its wholly-owned subsidiaries in London, Bermuda and Dublin is a global provider of specialty insurance and reinsurance products. · The Company currently writes lines ...
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Compliance Analyst
1 day ago
Arthur London, United Kingdom**The Role** · Reporting to the Head of UK Compliance, the role represents an exciting opportunity to learn about Compliance and become involved in all aspect of Compliance within an insurance company. · The Company currently writes lines of business including; specialty insuranc ...
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Compliance Analyst
1 week ago
Page Personnel Finance London, United Kingdom**Client Details** · An award-winning financial services firm listed on the London Stock Exchange. Recognised by the Financial Times as one of the fastest growing companies in Europe, we remain a team of just over 300 and support clients across 50 countries from our eight interna ...
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Compliance Business Analyst
3 days ago
Huxley London, United Kingdom**Compliance KYC AML Business Analyst** · **Product Analyst - Compliance** · New and exclusive opportunity for a Compliance KYC AML Business Analyst who is interested in starting to take more product ownership within compliance/ KYC/ AML · This is a really interesting role, much ...
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Senior Compliance Analyst
5 days ago
EJ Legal Limited London, United Kingdom**Senior Compliance Analyst** · An exciting opportunity has arisen for a Senior Compliance Analyst who is looking to make a move into an international law firm in the heart of London on the high regarded Compliance and Risk team who are dived into working on new business intake, ...
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Vat Compliance Analyst
4 days ago
ABL Recruitment London, United Kingdom**Senior VAT Compliance Analyst** · **Salary: £256 (PAYE) + Holiday Pay** · **London - Hybrid** · **Duration: 3 months Contract (May extend or convert to permanent)** · **Start: ASAP** · Our client is a global power-brand with a business that requires VAT filings in several juris ...
Senior Compliance Analyst - London, United Kingdom - Compliance Recruitment Solutions (Dublin, Geneva, London & Madrid)
5 days ago
Description
LAW FIRM CDD/KYC ANALYSTS - 3 YEARS LAW FIRM EXPERIENCE REQUIRED Ref: 4020D£50K - £55K + good benefits City of London/HybridOur client, a leading law firm, is recruiting a new analyst to deal with the Firm's more complex CDD issues, particularly in relation to companies and trusts including;You must have a minimum of three years' compliance experience in a law firm (with an in depth knowledge of trusts, estates and complex corporate structures) so used to the different pressures & expectations including Partner/Fee earner contact that professional services involve (so if only have Banking or Payments Sector experience PLEASE DO NOT apply for this role but keep any eye open for other more relevant adverts in the future).
The role is 3d pw City office and 2d pw WFH so if that sounds like you then please send your details to Sumana in the first instance on .Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role.