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Compliance Officer
3 weeks ago
TSR Legal Recruitment Tonbridge, United Kingdom**Compliance Officer | Tunbridge Wells** · - Contract: Full Time, Permanent (flexible working considered) · - Location: Remote or hybrid working will be considered; however, regular time for team working in the Head Office will be required · - Reporting to: Head of Compliance (Ho ...
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Compliance Officer
2 weeks ago
Clearwater People Solutions Tonbridge, United Kingdom**Compliance Officer**: · - Location- Tonbridge- Salary: · - £ Contact name: · - Felicity Handley- Job ref: · Published: · - about 2 hours agoAre you a Compliance Officer looking for a role that offers the four-day working week without being a part-time salary? Our client is look ...
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Trainee Compliance Officer
2 weeks ago
Direction Law Wells, United Kingdom**Trainee Compliance Officer** · An exciting opportunity has arisen for a Trainee Compliance Officer to join our Compliance team based in our Wells office. This role covers , Monday to Friday and is inclusive of a one hour lunch break. · The purpose of this role is to support the ...
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Compliance Officer
3 days ago
Vontobel London, United KingdomYour opportunity · **Primary Responsibilities**: · - Perform monthly compliance monitoring to assess the adequacy of the Firm's compliance with applicable regulations · - Assist with the review of client communications, including financial promotions and cross border distribution ...
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Compliance Officer
2 weeks ago
Radnor House Sevenoaks School Sevenoaks, United Kingdom**Role**:Compliance Officer · **Hours**: 15 Hours per week · **Position**: Term-time only, permanent · **Salary**: Dependent on experience · **Closing Date**:Tbc · **Start date**:Tbc · Radnor House Sevenoaks is seeking to employ a Compliance Officer to work closely with the Head, ...
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Compliance Officer
2 weeks ago
AMC Insurance Appointments Ltd Sevenoaks, United KingdomAn opportunity has arisen to join a leading specialist insurance organisation based in the west of Kent on a 12 month FTC basis, reporting to the Chief Governance Officer. As the Compliance Officer, you will be responsible for ensuring the company complieswith existing regulation ...
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Compliance Officer
2 weeks ago
GerrardWhite Sevenoaks, United Kingdom**Compliance Officer** · The UK division of a leading global insurer is currently seeking a **Compliance Officer** to join the team. This will be a **12-month fixed-term contract** to cover maternity leave. · This role will be based in **Sevenoaks**, with the potential to work fr ...
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Compliance Officer Compliance
2 weeks ago
United Trust Bank London, United Kingdom**Responsibilities** · - Maintain and execute the Compliance Monitoring Plan, by conducting thematic and area specific reviews against KPI's; provide output in the form of written reports, suggesting severity of issue/s found, remedial actions, timescales and monitoring for closu ...
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Compliance Officer
3 weeks ago
Hudson Belgium United KingdomSecteur industriel - Environnement régulé - FR/UK · Vous rapportez auDirecteur Département Juridique et Secrétaire Général du Groupe. Vous renforcez ainsi l'équipe juridique et conformité constituée d'une dizaine de collaborateurs. Vous êtes basé à Herstal. · Fonction · Vous i ...
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Compliance Officer
1 week ago
Floss Agency Sevenoaks, United Kingdom**Job Category**: · - Financial, Legal & HR**Job Title**: · - Compliance Officer**Job Reference**: · - MH**Job Location**: · - Sevenoaks, Kent**Job Salary**: · - NEG**Job Type**: · - 12 Month Maternity CoverRole Profile · Reporting to the Chief Governance Officer, the role of Com ...
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Compliance Officer
1 day ago
Floss Agency Sevenoaks, United Kingdom**Role Profile** · Reporting to the Chief Governance Officer, the role of Compliance Officer is to ensure that the company complies with existing regulations and internal policy and ensures that all new regulatory developments and requirements are incorporated into the company'sp ...
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Compliance Officer
3 weeks ago
eFinancialCareers Larkfield, United KingdomA specialist banking business is looking to hire a Compliance Officer to based in their Kent office. The role is a generalist Compliance roles getting involved in all aspects of Compliance whilst working closely with the Head of Compliance. · **Main Responsibilities** · - Contrib ...
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Compliance Officer
2 weeks ago
Huntress Crawley, United KingdomCompliance Officer · Monday to Friday, 9.00am - 5.30pm · Crawley · Full time, permanent · Do you have experience working within a highly regulated industry? · Our client, a reputable business within the aviation sector, is looking for a Compliance Officer to join their friendly t ...
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Compliance Officer
2 weeks ago
Société Générale London, United Kingdom**Responsibilities**: · **Description of the Business Line or Department** · The Compliance and Financial Crime Team (CPLE) is a key 2LOD control function within SG Kleinwort Hambros. CPLE comprises the Regulatory Compliance team, UK Financial Crime team and local offshore Compli ...
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Compliance Officer
2 weeks ago
Arthur London, United KingdomArthur is delighted to be partnered with a Lloyd's syndicate looking to enhance their Compliance operations by adding a Compliance Officer to their team. · Acting as part of a centralised Compliance function, the Compliance Officer will provide a range of compliance support for c ...
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Compliance Officer
2 weeks ago
FE fundinfo London, United KingdomFE fundinfo is a global leader in investment fund data and technology. We are proud of our vast, diverse, and highly skilled team, who help to make our industry Better Connected and Better Informed. We are currently recruiting for a Compliance Officer to join our team in London ( ...
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Compliance Officer
1 week ago
Office Angels Swanley, United KingdomHave you got experience of working within a Compliance role? · Do you have knowledge of regulatory compliance requirements and strong attention to detail when verifying compliance documents? · Are you a confident communicator with stakeholders including sub-contractors, facilitie ...
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Compliance Officer
1 week ago
Artemis Recruitment Consultants Ltd London, United KingdomFinancial Services · London · 04/01/2023 · Type of Position: Compliance Officer · Pay: £50k - £60k · **Compliance Officer - London**: · We are working with an IFA firm based in London looking for a Compliance Officer to join their team. This is a permanent position with hybrid wo ...
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Compliance Officer
2 weeks ago
TFS Healthcare London, United Kingdom**Compliance Officer - Nursing Recruitment** · After amazing growth within our 12 years, we are now looking for our next generation of top talent to join our rapidly growing compliance team. · This is a fantastic opportunity for an experienced Nursing Compliance Officer to join T ...
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Compliance Officer
1 week ago
Evergreen Finance London Limited Bromley, United KingdomEvergreen Finance London Limited have been developing speciality financial vehicles in the UK since 2014. As a data and AI-driven company, we utilise the most advanced and innovative technology to facilitate the highest practices of consumer lending. Our Award winning brand, off ...
Legal Risk and Compliance Officer - Tunbridge Wells, Kent, United Kingdom - Meraki Talent Ltd
Description
Meraki Talent are currently working with an Investment Management company with a strong stock brokering background.There is an excellent opportunity for a Senior Compliance officer to join their team, this role is based in Kent and operates on hybrid model.
This is 6 month contract role.This role will report directly to the head of compliance Key Responsibilities include.
the head of compliance with implementation of compliance and regulatory rulesthe firm meets all regulatory requirements and or conduct risksreporting that is clear and conclusive of assurance activitiesregulatory changes and ad hoc compliance changesreceipts of the FCA notice and good practice guidancein the preparation of regulatory submissionmaintain and update technical regulatory knowledge#The ideal candidate will have.
experience working within compliance for a financial services institution with a good experience FCA & regulations governing investment/ stockbroking businessexperience in compliance and risk managementand control procedureswritten and verbal communication skillsexperience to mentor and manager junior members of staffPlease be advised there is no sponsorship available for this role.
They are looking for a candidate who is analytic, flexible, great at planning and organising they will also have great people management skills and can manage information well.