- To positively lead and develop the UK Compliance Team
- Create and execute the Compliance strategy for the business in conjunction with the Executive Director – Operations
- Be the face of Verlingue with the regulators, auditors, chartered institutes and PI insurers
- Keep up to date with, and understand, relevant laws and regulations and communicate and cascade these in a way that is appropriate for the business
- Monitor market developments and share information at an early stage to ensure the business can positively react to upcoming change
- Lead the Risk Committee process and ensure the risk matrix remains updated
- Be an active member of OPCO providing updates, trend analysis and management information as appropriate including Fair Value
- Produce board papers and updates to EXCO, Board and Group as appropriate
- Build positive relationships and collaborate across the business, including France & Europe, and beyond through active Business Partnering
- Provide a knowledge of and insight into European regulations where appropriate that may impact our UK operation including the Lloyds environment
- Provide guidance & training to employees on regulatory changes and the law
- Work with the business to ensure that policies & procedures are relevant, accurate, understood and embedded in what we do
- Manage and ensure the correct level of audits and role plays are carried out
- Support the business meet its growth aspirations by supporting new business pitches, agreeing TOBAs, acquisitions, etc and participate in company projects and initiatives
- Oversight and management of all complaints and Errors & Omissions with effective reporting carried out
- Oversight and management of any data breaches with effective reporting carried out
- Ensure marketing materials, presentations and websites are compliant with regulatory requirements
- Carry out required regulatory returns or surveys
- Support reviews of contracts
- Liaise with our Compliance Advisors
- Excellent working knowledge of the FCA rules
- Excellent working knowledge of the ICO rules
- Good understanding of associations such as BIBA
- Good understanding of the London Markets and Lloyds environment and insight into European markets
- Excellent attention to detail
- Demonstrate confidence, strong relationship management, diplomacy and decisiveness
- Able to successfully balance the absolute need to be compliant with business acumen
- Ability to find solutions, demonstrate a "can do" mentality and get actively involved
- Be a strong self-motivator and desire to be flexible
- To remain calm and solution focused when under pressure
- Aligned with the Verlingue values and behaviours
- ACII or suitable professional qualification - desirable
- Suitable legal qualification - desirable
-
Head of Compliance
3 weeks ago
MERJE Ltd Manchester, United Kingdom**£85,000 + £6500 Car Allowance + Bonus** · This role will ensure that a strong and effective 2nd line compliance oversight framework is in place across the business in order that it can meet high compliance standards. Maintaining positive relationships with the regulatorand ensu ...
-
Head of Compliance
2 weeks ago
MERJE Ltd Manchester, United KingdomIn this role you'll provide oversight and delivery of all desk based Compliance delivery functions within the business. · **The role will involve**: · - Promoting Compliance Services within the Group as a "Centre of Excellence · - Providing oversight of the delivery and design al ...
-
Head of Compliance
3 weeks ago
MERJE Ltd Manchester, United Kingdom£80,000 + Benefits · **Job Description**: · You will be responsible for the design, implementation and adherence of the company's compliance culture covering PRA, FCA and Data Protection rules and guidance, as well as other relevant legislation and regulation across our business. ...
-
Head of Compliance
1 week ago
BR Recruitment Ltd Manchester, United KingdomHighly successful international organisation seeks an experienced **HEAD OF COMPLIANCE **to join a successful business within a fast-moving environment. · **Salary to 85K (DOE) plus attractive benefits including a 10K car allowance and a bonus of c 20%** · This is a critical role ...
-
Head of Compliance and Risk
2 weeks ago
Firenze Manchester, United KingdomWe're seeking a seasoned Head of Compliance & Risk to join our dynamic team. If you're passionate about compliance, well-versed in regulatory frameworks, and eager to play a pivotal role in a high-potential fintech venture, this is your chance to make a mark. · At the forefront o ...
-
Head of Electrical Compliance
2 weeks ago
Snowdon Recruitment Limited Manchester, United KingdomSnowdon Recruitment are looking for a Head of Electrical to join a compliance company with over 200 electricians UK wide · Our client is looking for somebody who started their career as an electrician and moved into a managerial role and has experience of motivating teams to deli ...
-
Head of Legal and Compliance
1 week ago
Transdev Manchester, United Kingdom**Rejoignez un Groupe international fortement ancré dans les territoires** · En tant qu'opérateur et intégrateur global de mobilités, Transdev permet à chacun de se déplacer chaque jour grâce à des solutions sûres, efficaces et innovantes au service du bien commun. Transdev trans ...
-
Head of Compliance, Uk
2 weeks ago
Raisin GmbH Manchester, United Kingdom**Team**: · As our Head of Compliance in the UK, you'll be a senior leader responsible for our UK business. You'll lead our independent compliance function in the UK and will work closely with the UK executive team, acting as the first point of contact for UK compliance and risk ...
-
Head of Compliance, Uk
2 weeks ago
Raisin Manchester, United KingdomTeam · As our Head of Compliance in the UK, you'll be a senior leader responsible for our UK business. You'll lead our independent compliance function in the UK and will work closely with the UK executive team, acting as the first point of contact for UK compliance and risk topic ...
-
Head of Compliance and Risk
2 weeks ago
Search and Select Manchester, United Kingdom**Our client seeks a Head of Compliance and Risk to join their team.** · **Role Profile**: · - Compliance with all applicable regulatory requirements. · - Risk management processes. · - Regulatory submissions and reporting. · - Responsibility for the compliance and risk team. · - ...
-
Head of Regulatory Compliance
6 days ago
IQ-EQ Isle Of Man, United KingdomCompany Description · IQ EQ is part of a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. · **Job Description**: ...
-
Head of Trade Compliance and Governance
1 week ago
Roke Manor Research Limited Manchester, United Kingdom**About Us** · Built over a 60-year heritage, Roke offers specialist knowledge in sensors, communications, cyber, and AI and ML. We change the way organisations think and act - through dynamic insights from the analysis of multiple layers of data. We take care of the innovative, ...
-
Head of Health, Safety, and Compliance
4 days ago
HSPG Manchester, United Kingdom**Application process**: · - Create a video no longer than 3 minutes explaining why you are applying. · **Job Title**:Head of Health, Safety, and Compliance · **Reports to**:Operations Director · **Reports**:Health Safety Compliance Manager · **Base: Manchester or London. **Home ...
-
Head of Compliance
5 days ago
IDEX Consulting Ltd manchester, United KingdomIdex Consulting are currently partnered with an Insurance Broker in Manchester who are looking for a Head of Compliance to join their growing team. · To be considered for this role you must have Insurance experience, preferably from a broker or Retail Insurer. · The role is a l ...
-
Head of Compliance
5 days ago
AJ FOX COMPLIANCE greater manchester, United KingdomOur client is seeking a Head of Risk & Compliance to join their business. · In this broad and exciting role, you will be responsible for ensuring that the firm complies with all relevant legislation and regulations, managing risks to the business, and monitoring the firm's profes ...
-
Head of Compliance
1 week ago
IDEX Consulting Ltd Manchester, United KingdomJob DescriptionIdex Consulting are currently partnered with an Insurance Broker in Manchester who are looking for a Head of Compliance to join their growing team. · To be considered for this role you must have Insurance experience, preferably from a broker or Retail Insurer. · ...
-
Head of Compliance
2 weeks ago
AJ FOX COMPLIANCE greater manchester, United Kingdom Full timeJob DescriptionOur client is seeking a Head of Risk & Compliance to join their business. · In this broad and exciting role, you will be responsible for ensuring that the firm complies with all relevant legislation and regulations, managing risks to the business, and monitoring th ...
-
Head of Compliance
2 weeks ago
Richard Abson Group Manchester, United Kingdom Permanent, Full timeHead of Compliance required for a superb automotive dealer group in the North West. The position is available due to retirement later in the year · Responsible for: · Ensuring that the business (and its products and services) comply with FCA regulation; performing internal and ex ...
-
Head Of Compliance
3 weeks ago
Richard Abson Group Greater Manchester, United KingdomHead of Compliance required for a superb automotive dealer group in the North West. The position is available due to retirement later in the year · Responsible for: · Ensuring that the business (and its products and services) comply with FCA regulation; performing internal and ...
-
Head of Compliance
3 weeks ago
Michael Page (UK) Greater Manchester, United KingdomGreater Manchester Permanent £75,000 - £80,000 per year · Home & Flexible Working · About Our Client · Head of Compliance & Building Safety for a leading provider of affordable housing, high rise apartments and care homes. It is a permanent role, covering residential schemes a ...
Head of Compliance - Manchester, United Kingdom - Verlingue
Description
Location: Manchester/RedhillReporting to: Executive Director - Operations
Main purpose of job: To lead the Verlingue Compliance Team in the UK that acts as a safeguard for the business, promotes ethical practices, ensures regulatory compliance, mitigates risk and supports the overall wellbeing of the company as well as for our clients.
The role would lead an internal team and external consultants to ensure that the business delivers on its aspirations. The team sits within the larger Operations structure and contributes to and is supported by that broader group.
Key Accountabilities
Competitive salary, 25 days holiday, 6% employer contribution pension scheme, buy & sell holiday scheme, cash plan, life assurance (4x basic salary), income protection, private medical insurance (when eligible), hybrid working, discounted insurance, EAP
REF
