- defining and implementing the overall normative framework of the Compliance service and monitors its implementation;
- defining procedures and implementing a framework to ensure compliance with respect to compliance risks;
- awareness-raising among Group employees regarding compliance risk and the strengthening of the compliance culture within the Group;
- mapping and analysing Group compliance risk and general vigilance regarding issues likely to harm the Group's reputation or that of one of its activities;
- performing the second-level control and supervision of the framework, including independently assessing compliance risk management within the entities/activities with a major impact on the Group's risk profile, and individually with respect to regulated employees, in compliance with the applicable regulations;
- monitoring relations with supervisory and regulatory authorities, and representing the Societe Generale Group to these authorities, not including supervisory and regulatory authorities where the Legal function (SEGL/JUR) organises and coordinates the monitoring of these relations, in particular the Autorite de Controle Prudentiel et de Resolution (ACPR) and the European Central bank (ECB);
- consolidating and monitoring significant compliance events in the entities
- Ensures the effective operational functioning of the Compliance department in terms of budgets and financial control, operational and conduct risk breach recording management, facilities, access profiles and other technology support, follow up on IGAD and CTL recommendations, and the permanent supervision and wider control frameworks implemented in GPS, MyAPRC, and other relevant tools and systems
- Ensures an appropriate and sustainable Compliance reporting, communication, metrics and follow up framework is implemented to keep relevant stakeholders informed of the activities, output and risks identified arising from or coordinated/managed by the BMO team
- Administers and oversees regulatory reporting for SGLB. This includes oversight of the SGLB List of Regulatory Reports and ensuring timely submission of regulatory reports submitted in RegData.
- Coordinates the RCSA and COMPASS exercises for CPLE LDN and otherwise provide support as required on transversal topics/ad hoc projects
- Supporting the coordination of business continuity reviews/assessments for Compliance
- Provide support to SGIL Central Compliance on a variety of the governance topics mentioned above. Some responsibilities which are specific to support on SGIL include (but not limited to) logging Compliance incidents/breaches (including CASS breaches); managing activity logs for SGIL Central Compliance; updating project logs and inputs where SGIL Central Compliance is a project workstream owner.
- Ensure the smooth functioning of the SG permanent supervision applications and provide support to Compliance users, liaise with application business owner / IT to resolve issues.
- Perform reviews of Compliance permanent supervision controls as scheduled. Support the Head of the BMO team in responding to request for ad hoc memos from the Head of UK Wholesale Banking Compliance and/or the SGLB Compliance Exco to support escalation of risks or issues to local and functional management.
- Support the Compliance team and control the access to technology systems used by Compliance.
- According to Compliance policy, facilitate requests from other parties, such as security passes, equipment changes, etc.
- Facilitating the Compliance budget and reforecasts for the UK, including headcount, consulting, travel, etc:
- Maintain knowledge of the Compliance policies relevant for cost management and control, e.g., business travel, gifts and entertainment, etc.
- Provide financial summary reporting to UK management on a quarterly or as needed basis.
- Provide support to SGIL Central Compliance in the production of various reports to support SGIL committees e.g. Strong risk understanding.
- Good communication skills, both verbal and written (French is a plus).
- Microsoft office competence, especially Excel.
- Common-sense financial knowledge.
- Bringing words like "hard work" and "dedication" together with "community" and "respect" has enabled us to work collaboratively and build our future together. As such, we search for, recruit and appoint the best available person on the basis of aptitude and ability, regardless of sex, marital or civil partnership status, race, colour, nationality, ethnic or national origins, pregnancy, disability, age, sexual orientation, religion, belief or gender identity.
-
Compliance Trainee Administrator
Found in: Jooble UK O C2 - 2 days ago
Investment2020 United KingdomRanked among the world's largest asset managers, we deliver a diverse range of solutions across asset classes, styles, and vehicles. We're dedicated to advancing sustainable finance and developing innovative ESG products. We consult and partner with our clients, and continually e ...
-
Compliance Assistant, Trainee
Found in: Jooble UK O C2 - 2 days ago
Investment2020 United KingdomYou will join as part of the Investment20/20 programme. · Company Overview · Our multi-affiliate approach connects you to the independent thinking and focused expertise of more than 15 active managers. Ranked among the world's largest asset managers, we deliver a diverse range ...
-
Costs Draftsperson
Found in: SonicJobs Direct Apply UK - 4 days ago
Gemini Recruitment London, United KingdomRole: Legal Aid Billing / Costs Draftsperson · Gemini Recruitment are currently partnering with specialist Law Costs Draftsmen (Cost Law Services Ltd – ) whom are seeking experienced Law Costs Draftsmen with extensive experience in drafting Legal Aid bills and Private Client matt ...
-
Trainee IPAF Instructor
Found in: SonicJobs Direct Apply UK - 3 days ago
Nationwide Platforms Uxbridge, United Kingdom Full timeWe are looking for the next shining stars to join the team here at Nationwide Platforms as Trainee IPAF Instructors. As part of the wider training team, you will be required to partake in an intensive trainee instructor programme in order to build the skills needed to deliver tra ...
-
Cryptocurrency Paralegal
Found in: Ziprecruiter UK C2 - 1 day ago
Forte Legal London, United KingdomJob Description · We are looking to speak with paralegals/future trainees who are interested in working in-house at a FinTech company, supporting with regulatory compliance matters. The role will start immediately and will run for 6-12 months initially. · The business is ideally ...
-
Maintenance Engineer
Found in: SonicJobs Direct Apply UK - 5 hours ago
PIVT Group Ltd Gravesend, United Kingdom Full timeMaintenance Engineer · Our client is a leading specialist prepared fruit supplier whose objective is to supply fresh, tasty and innovative prepared fruit packs onto some of the largest retailer shelves everyday.Package£45,000 p/a · Minimum NVQ level 3 mechanical · Trained in safe ...
-
Machine Operator
Found in: SonicJobs Direct Apply UK - 3 days ago
FGS Industrial Facilities Management Sevenoaks, United Kingdom Full timeJob Title: Machine Operator · Location: Sevenoaks Household Waste Recycling Centre, Main Road, Dunbrik, Sundridge, TN14 6EP · Salary: £14.10 Per Hour · Job type: Full time, Permanent · Working Hours: 4 on 4 off day shift pattern · About Us: · FGS Industrial Facilities Management ...
-
Compliance Paralegal
Found in: Ziprecruiter UK C2 - 2 days ago
Lunaria Partners London, United KingdomJob Description · Compliance Paralegal · Top 20 Law Firm · £28-30k · An excellent opportunity has arisen at a top 20 law firm for two paralegals to assist on a high profile compliance project. · The Role · The compliance paralegal role will include conducting due diligence on co ...
-
Trainee Insurance Advisor
Found in: Appcast UK C C2 - 2 days ago
deVere Group London, United KingdomThis role is for our strategic partner, SMP · Secure Mortgages and Protection Ltd. (SMP) is a fully regulated, licensed and directly authorised company and has a strategic partnership in the UK with deVere, the world's largest IFA. · SMP are now expanding and have opportunities f ...
-
Lawyer - Dry Shipping (12-month FTC)
Found in: Ziprecruiter UK C2 - 2 days ago
Jameson Legal London, United KingdomJob Description · Lawyer - Dry Shipping (12-month FTC) · We are seeking a highly skilled Senior Legal Counsel specialising Maritime Law to join a dynamic team temporarily to cover maternity leave, this role is working with a large in-house corporate. The successful candidate wil ...
-
Trainee Fire
Found in: Appcast UK C C2 - 2 days ago
Marlowe Fire and Security England, United Kingdom Full timeTrainee Fire & Security Inspection Engineer · We are looking to appoint a number of Trainee Planned Preventative Maintenance Engineers within Victory Fire, part of Marlowe Fire & Security Group throughout various locations across the UK. · No experience is necessary as our in-h ...
-
Legal Education
Found in: Appcast UK C C2 - 3 days ago
Kirkland & Ellis Greater London, United KingdomPOSITION OVERVIEW · The Legal Education and Development Coordinator will deal with legal training and development matters as part of the Legal Recruiting and Development team in order to provide an effective and efficient function for the Firm. · JOB RESPONSIBILITIES (This list i ...
-
Trainee Engineer
Found in: Jooble UK O C2 - 2 days ago
Luton Bennett England, United KingdomTrainee Mechanical Engineer · Essex Office with Regular UK Travel · Starting Salary £23,500 + Van (Available for Personal Use) + Company Credit Card for Expenses + Overtime + Commission Days Holiday + Bank Holidays + Discretionary Bonus + Pension + Flexitime Policy · Trainee M ...
-
Graduate Trainee Recruitment Consultant
Found in: Jooble UK O C2 - 2 days ago
Ruella James London, United KingdomFantastic opportunity for a Trainee Recruitment Consultant or Associate Recruitment Consultant to work within a very established Search and Selection agency. · Our client prides themselves in offering a bespoke and personalised recruitment service and as a result have an excelle ...
-
Trainee Recruitment Consultant
Found in: Appcast UK C C2 - 3 days ago
X4 Group London, United KingdomTrainee Recruitment Consultant · Role Purpose: · As a Recruitment Consultant with X4, you will join a team of specialist consultants who are renowned for delivering organisational solutions and consultancy services. Your role will involve managing your own specialist market, and ...
-
Employment Solicitor
Found in: Ziprecruiter UK C2 - 1 day ago
Ortus Group London, United KingdomJob Description · Title - Employment Associate/Senior Associate · PQE Range: 2-7 · Employment Team · Associate (12 Month Fixed-Term Contract Minimum) · Background to the Firm · Ortus Group have been exclusively retained by a leading mid-market law firm based in smart offices in t ...
-
Financial Reporting Accountant
Found in: Jooble UK O C2 - 2 days ago
Bennett And Game Recruitment England, United KingdomTrainee Accountant required. My client is a well-established accountancy practice with a number of offices in the South of England. Due to recent growth, they are seeking for a Trainee Accountant to join their Plymouth office. · This is the perfect opportunity for you to being y ...
-
Trainee Payments Specialist
Found in: Appcast UK C C2 - 1 day ago
GC Partners London, United KingdomWe are GC Partners and we are a specialist financial exchange company. We help Private and Corporate clients move their money at the best rate, using our 20 years of experience, our bespoke technology, and our dedication to customer service. We have 6 offices around the globe inc ...
-
Legal Education
Found in: Ziprecruiter UK C2 - 2 days ago
Kirkland & Ellis Greater London, United KingdomJob Description · POSITION OVERVIEW · The Legal Education and Development Coordinator will deal with legal training and development matters as part of the Legal Recruiting and Development team in order to provide an effective and efficient function for the Firm. · JOB RESPONSIBIL ...
-
Trainee Mechanical Engineer
Found in: Jooble UK O C2 - 2 days ago
Luton Bennett England, United KingdomTrainee Mechanical Engineer · Essex Office with Regular UK Travel · 37.5 Hours a Week · Starting Salary £23,500 + Van (Available for Personal Use) + Company Credit Card for Expenses + Overtime + Commission Days Holiday + Bank Holidays + Discretionary Bonus + Pension + Flexitime P ...
Compliance Trainee - London, United Kingdom - SGS Société Générale de Surveillance SA
Found in: Jooble UK O C2 - 2 days ago
Description
The Group Compliance Service Unit (CPLE) is responsible for the definition and consistency of the compliance risk prevention and control system, and for coordinating the framework aimed at preventing, identifying, assessing and controlling reputational risk across the entire Group.
In conjunction with the Business Units and other Service Units (BU/SUs), CPLE performs the following tasks with respect to compliance risk:(a) maintaining the organisation, governance and day to day operational functioning of the UK Wholesale Banking Compliance function
(b) ensuring that there is an appropriate level of formalisation for the Head of UK Wholesale Banking Compliance to demonstrate he took reasonable steps to prevent breaches and otherwise comply with his anticipated responsibilities as a Senior Manager (SMF16 Compliance Oversight), and
(c) escalating risks and issues within wider SG London and Group governance and management frameworks.
Ensures the maintenance and running of the UK Wholesale Banking Compliance governance framework and support the Head of UK Wholesale Banking Compliance in complying with his obligations under the SG London SM&CR Policy
Ensure that a high standard of governance applies in the Compliance function, supporting the Compliance management in their understanding of the risks and the effectiveness of the oversight.
Follow up on the monthly updates to governance tools used by Compliance for audit and regulatory recommendations, compliance incidents and breaches and client complaints, annual Compliance and Financial Crime Plan etc.
Provision of regulatory updates when requestedCompliance Risk Assessments:
Communications and Facilities:
Budgets and Financial Control:
Generate various reports, primarily but not exclusively, for use by Compliance management, including conduct risk reporting, monthly management information packs and budget reporting.