Jobs
>
Stockport

    Compliance Officer - Stockport, Greater Manchester, United Kingdom - Grassroots Recruitment Ltd

    Grassroots Recruitment Ltd
    Grassroots Recruitment Ltd Stockport, Greater Manchester, United Kingdom

    1 week ago

    Default job background
    Description
    Compliance Officer, Stockport (phone number removed)

    Type:

    Permanent Reports to: My client is a hugely well respected and successful Financial Services Partner who is looking for a skilled and qualified Compliance Officer to assist them in their current and ongoing period of growth.


    Job Summary:

    • To ensure the partnership follows the legal and regulatory requirements which pertain to its business.
    • To remain well informed and up to date with current developments
    • To understand how any changes in regulatory requirements may affect the operations and business of the partnership
    • To determine what action must be taken to ensure that the company remains in compliance within these rules and regulations (COBS)
    • To act as an independent review and evaluation body to ensure that compliance issues/ concerns within the company are being appropriately evaluated, investigated and resolved.
    • Identify potential areas of compliance vulnerability and risk; The role involves up to date knowledge and guidance on regulatory risk, changes to rules and current practices and providing guidance to the Executive Committee, partners and staff accordingly. Identify regulatory risk in accordance with FCA guidelines and provide guidance
    Manage the firm's consumer duty policies on an ongoing basis
    Undertake file review monitoring
    Identify and develop robust risk controls
    Maintain the compliance manual, policies and procedures as necessary
    Ensure all partners and staff adhere to compliance procedures and policies
    Provide ad-hoc advice to partners and staff as required
    Deliver appropriate training to all partners and staff where needed.
    Qualifications & Skills

    • SMF 16 & 17
    • Professionally qualified - Certified Regulatory Compliance Manager (qualifications - CISI diploma)
    • Previous experience in compliance monitoring and complaint handling
    • Microsoft Office software skills
    • Accurate and professional written style
    • Excellent communication skills
    • Extensive knowledge of the FCA Handbook

    Proposed Package:

    • Discretionary bonus
    • Private healthcare
    • Death in service (the above three are dependent upon successful completion of a six month probationary period)

    This is a fantastic opportunity for a Senior Compliance Specialist to join a hugely successful business with opportunities for higher level roles in the future.

    Grassroots Recruitment is acting as a recruitment agency and a recruitment business in respect of this vacancy. We welcome applications from all sections of the community, regardless of age, race, sex, sexual orientation, marital status, religion or disability #J-18808-Ljbffr
  • The Growth Company

    Compliance Officer

    2 days ago

    The Growth Company Manchester, United Kingdom

    **The Growth Company's (GC)** Finance team have an exciting new opportunity for an experienced Compliance Officer you will report directly to the Head of Compliance you will support business growth of our business through maintaining and developing the Company's internal and regu ...

  • ACE Money Transfer

    Compliance Officer

    1 day ago

    ACE Money Transfer Manchester, United Kingdom

    ACE Money Transfer is UK based company with its headquarters in Manchester, United Kingdom. The company is an online remittance services provider for customers from UK, Canada, Australia, and European Union, including Switzerland. · We are looking for a Compliance Officer to ensu ...

  • Business Support Business Finance (BSBF)

    Compliance Officer

    6 days ago

    Business Support Business Finance (BSBF) Manchester, United Kingdom

    **Location** · Manchester · **Company** · Business Support Business Finance (BSBF) · **Contract type** · Permanent/ Full · - time · **Salary** · Up to £27,000 per annum · **Closing Date** · 11/04/2024 · **Ref No** · 3998 · **The Growth Company's (GC)** Finance team have an exciti ...

  • the Best Jobs

    Compliance Officer

    2 days ago

    the Best Jobs Manchester, United Kingdom

    Compliance Officer · **Salary**: up to £50,000 p.a. · Employment Type: Full-time permanent, Monday to Friday · The Role: · This newly created position offers an exciting opportunity to shape and develop the compliance function and play a critical role in supporting our ambitious ...

  • The Growth Company

    Compliance Officer

    2 days ago

    The Growth Company Manchester, United Kingdom

    **The Growth Company's (GC)** Finance team have an exciting new opportunity for an experienced Compliance Officer you will report directly to the Head of Compliance you will support business growth of our business through maintaining and developing the Company's internal and regu ...

  • Watt Utilities

    Compliance Officer

    1 week ago

    Watt Utilities Manchester, United Kingdom

    _Up to £21,000 p/a & Performance related bonus scheme and incentives_ · **Manchester City Centre** · **Monday-Friday 9.00am-4.45pm office based** · Sat within our flourishing Compliance department, are looking for 2x Compliance Officers to join our successful team. · You will su ...

  • Watt Utilities

    Compliance Officer

    2 days ago

    Watt Utilities Manchester, United Kingdom

    _Up to £21,000 p/a & Performance related bonus scheme and incentives_ · **Manchester City Centre** · **Monday-Friday 9.00am-4.45pm office based** · **WEEKLY PAY** · Sat within our flourishing Compliance department, are looking for 2x Compliance Officers to join our successful te ...

  • SPIE

    Compliance Officer

    1 week ago

    SPIE Manchester, United Kingdom

    **Job Purpose** · - To support the teams, across the Facilities Division, both north and south, to ensure compliance with Legislation, Statutory Regulations, Codes of Practice and Good Industry Practice and the FM contract across all of the Facilities Division portfolio. · **Aims ...

  • Great Minds Together

    Recruitment & Compliance Officer

    1 week ago

    Great Minds Together Stockport, United Kingdom

    Great Minds Together are a not-for-profit community interest company that provides bespoke wraparound support services and intervention for children, young people, and families who have special educational needs and disabilities and/or social, emotional, and mental health needs a ...

  • National Building Services

    Compliance Officer

    1 week ago

    National Building Services Manchester, United Kingdom

    National Building Services are one of UK & Ireland's Leading Facilities Management Companies. The team pride themselves on offering our customers excellent customer services. Due to continued growth the team are now looking for a Facilities Management Compliance Offer to provide ...

  • GW FINANCIAL SOLUTIONS

    Compliance Officer/ Call Monitoring

    1 week ago

    GW FINANCIAL SOLUTIONS Stockport, United Kingdom

    **JOB DESCRIPTION JOB TITLE**: Call Quality and Compliance Monitoring Assistant · **DEPARTMENT**: Compliance and Development · **REPORTING TO**: Department Manager · **LOCATION**: Hybrid model/Stockport · **PURPOSE OF JOB** · To assist the Compliance and Monitoring Officer and De ...

  • Barlow Wood Recruitment

    Compliance Officer

    1 week ago

    Barlow Wood Recruitment Alderley Edge, United Kingdom

    **COMPLIANCE OFFICER** · **ALDERLEY EDGE** · **£26, 000 - £30, 000 DOE** · - **HYBRID WORKING - 3 DAYS AT HOME / 2 IN THE OFFICE**_ · Reporting into the Head of Compliance you will be responsible for completing a range of tasks from onboarding new retailers, undertaking checks on ...

  • VSPG Housing

    Housing Compliance Officer

    1 day ago

    VSPG Housing Manchester, United Kingdom

    **Overview**: · As a Housing Compliance Officer, you will play a crucial role in ensuring that our private rented and social housing properties comply with all relevant regulations and standards. Based in Manchester, you will work closely with property management teams to maintai ...

  • BSC Education Limited

    Compliance and Safeguarding Officer

    5 days ago

    BSC Education Limited Manchester, United Kingdom

    **We are currently looking for a Compliance and Safeguarding Officer on full time permanent basis.**: · **The role can be based at any BSC location.** · **We offer hybrid working for this role (3 days working from any BSC locations and 2 days from home) as well as core business h ...

  • Douglas Scott Legal Recruitment

    Operations Compliance Officer

    2 days ago

    Douglas Scott Legal Recruitment Manchester, United Kingdom

    Operations Compliance Officer · Manchester · Top100 Firm · A top100 law firm are currently looking for an Operations Compliance officer to join their team. This new role in the Professional Ethics and Compliance (PE&C) team focuses on ensuring third-party products and services al ...

  • Career Legal

    Operation Compliance Officer

    1 week ago

    Career Legal Manchester, United Kingdom

    Job Details · We are seeking to recruit a dedicated Operations and Facilities Compliance Officer to join the compliance team at a reputable UK law firm and provide comprehensive support to fee earners and business services staff. · This role offers hybrid working of 3 days in the ...

  • DA Languages Ltd

    Risk & Compliance Officer

    1 week ago

    DA Languages Ltd Manchester, United Kingdom

    Reporting into the Head of Risk and Compliance, the Risk & Compliance Officer has overall responsibility for the Group's risk & compliance activity. Key responsibilities of our Risk & Compliance Officer include: · - Providing agreed regular MI reports on the status of compliance ...

  • Clayton Legal

    Operations Compliance Officer

    3 days ago

    Clayton Legal Manchester, United Kingdom

    Operations Compliance Officer - Manchester · At Clayton Legal we are proud to be working alongside one of our Top 100 law firms and assisting them in attracting this key role for the business · The role holder will play an active role in engaging with external providers and inter ...

  • Car Finance 247

    Risk and Compliance Officer

    1 week ago

    Car Finance 247 Manchester, United Kingdom

    **About The Role**: · Here at CarFinance 247 we are currently recruiting for a Risk & Compliance Officer to join our team. This role is a new position and supports the newly created 'Group Risk' function within our business. The primary purpose of the Risk & Compliance Officer ro ...

  • Willow Resourcing

    Compliance Monitoring Officer

    1 week ago

    Willow Resourcing Greater Manchester, United Kingdom

    Looking for a great developmental Compliance Monitoring opportunity with a high degree of flexible working? · That's what's on offer here. You'll get to work for a great Head of Compliance with a proven track record of developing their teams. And you'll only be required to go int ...