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    Compliance Officer - Greater London, United Kingdom - Coopman Search and Selection

    Coopman Search and Selection
    Coopman Search and Selection Greater London, United Kingdom

    5 days ago

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    Description

    Job Description

    Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. The firm have offices across UK, Dubai & US.

    Key Responsibilities:

    • Ensure FCA & SEC regulatory compliance requirements are adhered too
    • Operate core compliance programme (PAD, Conflicts, Gifts and entertainment)
    • Assess compliance issues for new business projects, including new funds, instruments, counterparties & business lines
    • ·Assist with International long/short daily filings·
    • Monitor regulatory developments (including MAR, MIFID II, MiFIR and EMIR) and updating compliance policies/procedures as required
    • Review of trade errors, market abuse related matters and market soundings
    • Organise compliance training

    Experience Required:

    • 5+ years compliance experience, ideally within a hedge fund or investment manager
    • Strong understanding of surveillance and knowledge of various asset classes including fixed income, equity, and derivatives
    • An in-depth understanding of the hedge fund industry & strong general compliance experience
    • Good level of knowledge of FCA, CFTC, SEC & EU regulatory requirements.
    • Strong stakeholder management skills
    • High energy, drive for excellence, stamina and ability to excel in a fast-paced environment

    For a confidential discussion or for further information, please get in touch with

    As a Certified B CorporationTM, we take a different approach to how we do business. Recognised on an international scale as a company that operates for good, we value & incorporate the interests of all of our stakeholders to grow in the most sustainable manner. As a recognised Great Place to WorkTM, we ensure our workplace is one that fosters professional growth and collaboration.

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