- To act as an advisory and control function for the purpose of complying with regulatory and internal requirements to combat AML / CFT
- Comply with the Enhanced due diligence policy and procedures and seek final approval of Senior Management for high risk clients
- Carry out the on-going client review as per client on-boarding policy
- Maintenance of data quality checks on client database
- Maintain and update the client database (both on excel and CDC)
- Involvement in Compliance projects as required
- Fulfil its duty as the outsourced function for client on-boarding for other business entities as per the formal outsourcing arrangements, including but not limited to Madrid & Dubai
- Staff inductions, education and training
- Some overseas travel may be required
- Understanding of client regulatory & Tax classification - Mifid, FATCA, CRS
- Basic FCA knowledge - client classifications, conduct of business rules, training and competence, Approved Persons and FCA processes.
- Knowledge of tax requirements related to the identification and classification of clients under FATCA and Common Reporting Standards (CRS)
- Appreciation of Compliance Risk
- Very good PC skills and knowledge, in particular Excel and Word
- Ability to work in a team or autonomously on specific projects
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Anti-Money Laundering Officer - City of London, Greater London, United Kingdom - Tradition
Description
Tradition is the interdealer broking arm of Compagnie Financière Tradition and one of the world's largest interdealer brokers in over-the-counter financial and commodity related products.
Tradition is currently seeking to appoint an Anti-Money Laundering Analyst to be based within the London office.Main responsibilities within the Anti-Money Laundering Analyst position include:
