- Compliance Advisory
- Compliance Monitoring & Surveillance
- Compliance policies, procedures, manuals and registers as appropriate
- Reviewing & Approving financial promotions
- Assist with the preparation of regulatory filings, including AIFMD Annex IV reporting.
- 5+ years generalist compliance experience
- Experience covering alternative investment funds, ideally covering fixed income products
- Good knowledge of UK & EU regulations (AIFMD)
- Excellent stakeholder management
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Compliance Manager
3 weeks ago
Twenty84 Ltd City of London, United KingdomTwenty84 is working with a firm in the investments platform sector and they are looking for a dedicated and collaborative Compliance Manager to join their friendly and inclusive workplace. This full-time role is based in London and offers hybrid working(2 days in the office) and ...
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Compliance Manager
3 weeks ago
mbf. City of London, United Kingdom**Compliance Manager - Hybrid - 3 days in London.** · **£90,000** · To manage the day-to-day activities of the compliance function, assisting in the maintenance and development of a robust compliance framework and in the provision of information and assurance to senior management ...
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Compliance Manager
16 hours ago
Willow Resourcing City of London, United Kingdom**Compliance Manager** · **Retail Investments** · **London (Hybrid - 2 days in the office, 3 days WFH per week)** · **Salary: To £70k + benefits** · **Is it time to ramp up your Compliance career?** · What if I said you could be enjoying a really broad role where every day can be ...
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Compliance Manager
2 days ago
Absolute Recruit City of London, United KingdomCompliance Manager · £65,000- £70,000 + bonus (c.15%) + annual shares · 1-2 days per week in London (3-4 days from home) · Absolute Recruit are supporting a London-based, Fintech start-up in their search for a Compliance Manager. The business is VC-backed at Series A stage, looki ...
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Compliance Manager
2 days ago
Progresso Search City of London, United KingdomOur Client is a market leading supplier to the NHS and private sector for temporary/contractor placements and talent solutions. The company has achieved rapid growth and achieved many awards including the Sunday Times Virgin Fast Track 100. · Following several years of significan ...
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Risk and Compliance Manager
3 weeks ago
Tempting Recruitment City of London, United KingdomTempting Recruitment are working alongside our client, a London based Law Firm, who are looking to recruit an experienced Risk and Compliance Manager to join their team based in the London area. · JOB DETAILS · - PAY RATE: £80,000 Per Annum · - WORK TYPE: Fixed Term Contract · - ...
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Risk and Compliance Manager
2 weeks ago
BCT Resourcing City of London, United KingdomCyber Governance, Risk and Compliance Manager - FTC · City of London · £65,000 - £95,000 per annum · Company client is recruiting for a Cyber Governance, Risk and Compliance Manager for a specialty Insurance business. They are looking for the Cyber Governance, Risk and Compliance ...
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Data Compliance Manager
3 weeks ago
Hamilton Barnes City of London, United Kingdom**Hamilton Barnes is a recruitment agency in the heart of London founded in 2014 specialising in delivering leading-edge recruitment solutions for pioneering technologies.** · As experts in Network Engineering recruitment, we support customers to help them secure the best talent ...
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Compliance and Regulation Manager
1 day ago
Centre People City of London, United Kingdom**Compliance and Regulation Manager (Ref: MS44804)** · A large international financial services organisation is looking for a Compliance and Regulation Manager to join their London office. · **Type**: Permanent, full-time · **Working hours**: 9:00-17:30 from Monday to Friday · ** ...
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Compliance Project Manager
6 days ago
WTW City of London, United Kingdom**The Compliance Function** · The Compliance Function's vision is to inspire ethical decisions every day. Our aim is to proactively support WTW to generate sustainable value, helping the company to deliver good client outcomes, manage its conduct, protect against regulatory risk, ...
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Contracts and Compliance Manager
16 hours ago
Progresso Search City of London, United KingdomOur client is a UK based SME Professional Services recruitment company based in London with an additional office in the North West of England. They have a great reputation within Financial Services and Professional services companies to deliver Technologyand Change Management Pro ...
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Financial Crime Compliance Manager
3 weeks ago
BCT Resourcing City of London, United Kingdom**Compliance Manager - Financial Crime (12m FTC)** · **City of London** · **£80,000 per annum** · The primary focus of this role is to provide day to day financial crime compliance support to the business across EMEA related to: · - Sanctions Compliance · - Anti-Money Laundering ...
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Information Governance Compliance Manager
1 week ago
Morgan Hunt Recruitment City of London, United KingdomMorgan Hunt are currently working with a **NHS Trust** in their search for a temporary **Information Governance Compliance Manager** to act as operational lead for the Information Governance Team and provide successfully deliver the overall work programme and agenda. · You will b ...
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Investment Management Compliance Associate
1 week ago
Taylor James Resourcing City of London, United KingdomOur client is looking for a Compliance Assistant to step up into an Associate role to advise Clients on a wide range of regulatory compliance matters in Wealth management Clients. · Areas of Conduct and Control to clients involved in the distribution of investments - mainly wealt ...
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Governance, Risk and Compliance Senior Manager
3 weeks ago
Anson McCade Ltd - IT and Finance Recruitment City of London, United Kingdom**Governance, Risk and Compliance Senior Manager** · Location: London with £95-110k Salary · **Overview** · Our client is a FTSE 250 global leader in IT services generating over £12 billion as a consulting practice with a rich client portfolio. Joining this dynamic team as a **Go ...
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Compliance Manager
1 week ago
Cloister Resourcing Ltd City of London, Greater London, United KingdomThis is an exciting opportunity to join an expanding international business which is looking to grow its competition team and is now looking for a talented Manager to join them. · The team deals with a range of Competition and Anti-Trust aspects; they also provide Monitoring Tru ...
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Compliance Manager
2 weeks ago
Milberg London LLP City of London, Greater London, United KingdomMilberg London was established in 2020 as an independent law firm focused exclusively on claimant litigation. We specialise in large-scale consumer group actions against corporate defendants. · Read the overview of this opportunity to understand what skills, including and relevan ...
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Compliance Manager
2 weeks ago
Coopman Search and Selection City of London, Greater London, United KingdomThis role is a newly created role and will report into the General Counsel & Chief Compliance Officer. · In this role you will be responsible for the day-to-day operation of the compliance programme, as well as supporting on wider legal responsibilities. This person is seen mediu ...
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Compliance Manager
2 weeks ago
Black Swan Group City of London, Greater London, United KingdomCompliance Manager – Hedge Fund - London · Like the look of this opportunity Make sure to apply fast, as a high volume of applications is expected Scroll down to read the complete job description. · Company Overview: · Our client is a leading hedge fund based in London. The firm ...
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Compliance Manager
2 weeks ago
Milberg London LLP City of London, Greater London, United KingdomMilberg London was established in 2020 as an independent law firm focused exclusively on claimant litigation. We specialise in large-scale consumer group actions against corporate defendants. · Scroll down to find an indepth overview of this job, and what is expected of candidate ...
Compliance Manager - City of London, Greater London, United Kingdom - Coopman Search and Selection
Description
Coopman Search and Selection are delighted to partner with a leading alternative asset manager who specialise across the fixed income spectrum. This firm is currently going through a period of exciting growth which has seen them double their AUM in past 18 months. As the Compliance Manager, you will be responsible for generalist compliance activities covering both the UK & US. This role reports directly into the CCO and will for part of a team of x2.
If your skills, experience, and qualifications match those in this job overview, do not delay your application.
Key Responsibilities
As a Certified B CorporationTM, we take a different approach to how we do business. Recognised on an international scale as a company that operates for good, we value & incorporate the interests of all of our stakeholders to grow in the most sustainable manner. As a recognised Great Place to WorkTM, we ensure our workplace is one that fosters professional growth and collaboration.