- Regulatory reporting across multiple jurisdictions
- Trade surveillance
- Creating, managing, and enhancing policies and procedures
- Compliance systems reviews and audits
- Ad hoc project work
- Bachelor's degree in Finance, Economics, Law, or a related field.
- Substantial generalist compliance experience working for an alternative investment firm.
- Experience with SEC regulatory filings.
- Strong knowledge of UK financial regulations and industry best practices.
- Excellent analytical and problem-solving skills with high attention to detail.
- Ability to communicate complex compliance issues clearly and effectively to diverse stakeholders.
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Milberg London LLP City of London, Greater London, United KingdomMilberg London was established in 2020 as an independent law firm focused exclusively on claimant litigation. We specialise in large-scale consumer group actions against corporate defendants. · Scroll down to find an indepth overview of this job, and what is expected of candidate ...
Compliance Manager - City of London, Greater London, United Kingdom - Black Swan Group
Description
Compliance Manager – Hedge Fund - London
Like the look of this opportunity Make sure to apply fast, as a high volume of applications is expected Scroll down to read the complete job description.
Company Overview:
Our client is a leading hedge fund based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and ethical practices. They are currently seeking a Compliance Manager to join their Compliance team and contribute to the success and growth of the firm.
Role Overview:
As a Compliance Manager, you will play a crucial role in maintaining and enhancing the firm's compliance programme. You will report to the Head of Compliance and will be part of a small team. The ideal candidate will have an understanding of financial regulations, be able to analyse complex compliance issues, and effectively communicate with stakeholders at all levels.
Key Responsibilities:
For more details, please contact Jon Pettet at
