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Compliance Monitoring Manager
1 week ago
The Curve Group Bristol, United Kingdom**Excited to grow your career?** · Our mission is to 'help people save and invest with confidence'. We are looking for great people to join us, so please come and invest in YOUR future at HL. · **About HL** · Here at HL, we're the UK's number 1 investment platform for private inv ...
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Compliance Monitoring Officer
3 days ago
MB Fitzgerald Bristol, United Kingdom**Compliance Monitoring Officer - Advice Quality - 100% flexible - Home Based working available if desired - to £50,000 plus Benefits** · Our client a National Wealth & Investment Management Organisation, are currently looking to hire an Advice Quality Officer to their busy team. ...
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Senior Compliance Monitoring Manager
1 day ago
Carnegie Consulting Ltd Bristol, United KingdomThis role can be office based, hybrid or remote, with a couple of days a month in the office (reasonable travel and accommodation paid for). · **The Role** · - Key person in implementing the groups Compliance Monitoring Plan · - Challenge Key Stakeholders on the results of the ab ...
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Interim Compliance Monitoring Manager
1 week ago
eFinancialCareers Bristol, United Kingdom**Accountabilities**: · - Planning, scoping and conducting regular monitoring independently to a high quality · - Conducting root cause analysis of issues identified, addressing these with management to agree next steps and then track appropriate management actions to closure per ...
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Compliance Monitoring Analyst
4 days ago
Waterhouse-Kern Associates Cardiff, United KingdomJob Description · Waterhouse-Kern Associatea are delighted to be working with a leading FS client to find a Compliance Monitoring Analyst on a contract basis for 3 to 6 months. · Job purpose: · The main objective of the Compliance Monitoring Analyst is to support all aspects of ' ...
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Compliance Monitoring Analyst
4 hours ago
Waterhouse-Kern Associates Cardiff, United KingdomWaterhouse-Kern Associatea are delighted to be working with a leading FS client to find a Compliance Monitoring Analyst on a contract basis for 3 to 6 months. · A variety of soft skills and experience may be required for the following role Please ensure you check the overview bel ...
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Senior Analyst Compliance Monitoring
1 week ago
BettingJobs Cardiff, United KingdomBettingJobs is currently seeking a Compliance Analyst to join an iGaming company based in Cardiff. The Compliance Analyst would be responsible for reviewing customer due diligence and ensuring compliance to regulations and guidelines. · The Compliance Analyst role would suit an ...
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Senior Compliance Monitoring Analyst
1 week ago
118 118 Money Wales, United KingdomAt Money, we help people every day. Our innovative personal loans and revolutionary credit cards have been game changers in the UK financial services space, giving folks access to the affordable credit that we believe they deserve. Based in our central Cardiff office, with hybrid ...
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Senior Compliance Monitoring Officer
1 week ago
Starling Bank Cardiff, United KingdomHello, we're Starling. We built a new kind of bank because we knew technology had the power to help people save, spend and manage their money in a new and transformative way. We're a fully licensed UK bank with the culture and spirit of a fast-moving, disruptive tech company. We' ...
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Senior Compliance Monitoring Officer
5 days ago
Starling Bank Cardiff, United KingdomHello, we're Starling. We built a new kind of bank because we knew technology had the power to help people save, spend and manage their money in a new and transformative way. We're a fully licensed UK bank with the culture and spirit of a fast-moving, disruptive tech company. We' ...
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WTW Bristol, United KingdomTraining & Competency and Compliance Supervisor · - Bristol, GB · November 21, 2023 · To support our growing team, we are looking for an experienced T&C Supervisor, who can also lead our internal quality initiatives (our "Excellence" process), alongside supporting the Financial P ...
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Clinical Trials Officer
1 week ago
North Bristol NHS Trust Bristol, United KingdomPlease review the job descrition for more detailed information regarding main responsibilities: Ares of key responsibilities relate to the following areas: Clinical trial set up and running Reviewing research proposals and associated study documentation, appraise risk and underta ...
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Compliance Advisor, Bristol
1 week ago
CAPIO RECRUITMENT LIMITED Bristol, United Kingdom**Compliance Advisor** · **Location: Bristol** · **Salary: £25,000 - £31,500 Good benefits and an excellent training programme** · **The Company**: · We are working with a leading legal expenses company in the Bristol area who have an exciting Compliance Advisor role. · This busi ...
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Telecoms Programme Manager
6 days ago
IBP Recruitment LTD Bristol, United KingdomIBP are looking for a Programme Manager to be part of the Design & PMO team in the UK. The Programme Manager will report to the Design & PMO Manager. The Programme Manager's primary responsibility is to oversee multiple programmes. Primary duties includesetting programme goals, t ...
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Compliance Administrator
1 week ago
Candid Bristol, United KingdomCandid is a high growth Insurtech business located in Bristol UK and is part of the group, a pan European Insurtech unicorn. At Candid we believe life insurance can be done better, a lot better. We are a lively, friendly bunch who strive to get better at what we do, protecting f ...
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Facilities Helpdesk Administrator
1 week ago
paretofm Bristol, United KingdomFacilities Helpdesk Administrator · **Salary**: £24,000 · **Location**: Remote (Bristol area) · Pareto are currently looking for a Helpdesk Administrator to join us on a Full time basis to be based in Central London. · **Responsibilities to include but not limited to**: · - Activ ...
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Operations Executive
5 days ago
Pear Tree Recruitment Bristol, United Kingdom**Remarketing Operations Executive** · Emersons Green · £22,000 - £23,000 p/a · Full time & Permanent · Are you an organised and proactive individual looking to further your experience in a successful and growing business? · Our client, a leading financial services provider, is l ...
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Assurance Monitoring Officer
1 week ago
DAS UK Group Bristol, United KingdomAbout The Role · The role holder will help support the Planning, Reporting & Monitoring Manager in obtaining, collating and reviewing accurate information for onward reporting to relevant stakeholders, as well as support the development and management of the compliance planand mo ...
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Risk & Compliance Officer
1 week ago
Osborne Clarke Bristol, United KingdomOur Risk & Compliance department have an opportunity for someone to join them as a Risk & Compliance Officer. This is an excellent opportunity for someone looking to develop their experience of a broad range of compliance and risk related issues impacting a UK regulated law firm. ...
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Maintenance Surveyor
1 day ago
TristoneNash Ltd Bristol, United KingdomA regional affordable housing provider are seeking an experienced Maintenance Surveyor to join their property services team. · The Maintenance Surveyor will be reporting directly into the Head of Property and be responsible for delivering an effective maintenance service to the o ...
Senior Analyst Compliance Monitoring - Bristol, United Kingdom - InterQuest Group
Description
InterQuest are currently supporting a financial services firm in Bristol, looking for a junior Compliance Monitoring Officer to join their growing team.
This would be a great opportunity to develop your experience and expertise in regulatory compliance learning from experts in the space.
You will support the business through monitoring and reviewing key regulatory areas while conducting thematic reviews as part of regular assurance activities.
Through learning and understanding the regulatory requirements relevant to the business, you would be expected to liaise with senior management, providing advice on compliance matters and risk mitigation, developing the Compliance Monitoring Plan and implementing strong controls.
Experience in a Regulatory Compliance or Quality Assurance position.Experience working in financial services, preferably a banking or lending environment.