- Conduct quarterly and annual broker reviews
- Collating all key commercial terms and distribute to brokers annually
- We are seeking an individual that has strong relationship management skills, who are able to demonstrate a proactive and organised approach and work collaboratively with both colleagues and external parties to strengthen communication. They will need good knowledge of commercial issues, understand the Asset Management business and possess generalist knowledge of how the entire trade lifecycle works from Onboarding, through to confirmations, settlements and reconciliations.
- Ensure all broker related data (KPIs and feedback) is both correctly and centrally sourced and stored
- Oversight and management of team email box, used for both internal and external queries
- Ensure the Investment Services and Operations teams are kept up to date on all industry led initiatives, training and regulatory changes
- Manage large scale broker communications related to Schroders projects & initiatives
- Ascertain all risks, record and escalate where appropriate
- Relationship management experience
- Experience in Financial services industry essential
- Experience of using Power BI
- Focused on continuous improvement, quality and delivery
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Broker Oversight Lead Analyst 1 - Horsham, West Sussex, United Kingdom - Schroders Recruitment
Description
We are looking for a Broker Oversight Lead Analyst 1 to join our Operations Team on an initial Fixed Term contract for 12 months.
The Broker Oversight team are responsible for monitoring the performance of all Schroders' top tier broker relationships.The team's objective is to measure and assess broker service level offerings, their operating models and operational engagement across all asset classes and relationship types.
Day to day escalation managementWe help institutions, intermediaries and individuals around the world invest money to meet their goals, fulfil their ambitions, and prepare for the future.
And we've been around for over 200 years, but keep adapting as society and technology changes. What doesn't change is our commitment to helping our clients, and society, prosper.It's home to our EMEA Operations and Technology Operations hub.
It has the same high standards and international reputation as our HQ in the City of London, without being in the city: a big, countryside campus (and no commute on the Tube) means life will feel a little different.
The Broker Oversight team is situated within global Operations, based out of our Horsham office and covers the EMIR & US regions.
Monitor the operational performance of top tier execution brokers & service providers like Prime Brokers and ClearersDiversity of thought facilitated by an inclusive culture will allow us to make better decisions and better achieve our purpose.
This is why inclusion and diversity are a strategic priority for us and why we are an equal opportunities employer:you are welcome here regardless of your age, disability, gender identity, religious beliefs, sexual orientation, socio-economic background or any other protected characteristics
For applicants applying for positions with Schroder Investment Management North America Inc. (SIMNA endeavors to make this website accessible to any and all users.
If you would like to contact us regarding the accessibility of our website or need assistance completing the application process, please contact the SIMNA HR Team at This contact information is for accommodation requests only and cannot be used to inquire about the status of applications.
Qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability or protected veteran status.
Please view SIMNA's EEO POLICY STATEMENT .