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Head of Compliance and Mlro
21 hours ago
Twenty84 Ltd City of London, United KingdomTwenty84 is looking for a skilled and collaborative Head of Compliance and MLRO to join our wealth management client's welcoming and inclusive team. This full-time compliance and MLRO role is based in London and comes with an excellent salary of £110,000-£145,000and a fantastic b ...
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Head of Compliance and MLRO
1 day ago
Twenty84 City of London, Greater London, United KingdomWe are looking for a Head of Compliance and MLRO to join a growing, well-funded fintech start-up. The role will place you in a position as a strategic leader who can oversee and elevate the compliance function · Scroll down the page to see all associated job requirements, and any ...
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Head of Compliance and MLRO
2 weeks ago
Page Executive City of London, Greater London, United KingdomAbout Our Client · A European Corporate Bank. · Job Description · - Anti-money laundering and counter terrorism financing: - As a MLRO carries out the provisions regarding the combating and prevention of money laundering and terrorism financing, that includes the performance o ...
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Head of Compliance and MLRO
1 week ago
Michael Page (UK) City of London, Greater London, United KingdomOur client is a securities firm and provides a range of execution and clearing services for exchange traded derivatives and OTC derivatives in commodities including base metal contracts on the London Metal Exchange. · Job Description · Lead and manage the compliance team, ensur ...
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Head of Compliance and MLRO
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Page Executive City of London, Greater London, United KingdomHead of Compliance and MLRO -Retail Banking · City of London Permanent · head of compliance · Retail Banking · Monitoring new regulatory requirements and analysing, preparing, and rolling-out new policies in line with those requirements · Assurance and review of businesses ( ...
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Head of Compliance and MLRO
1 week ago
Page Executive City of London, Greater London, United KingdomOur client is a securities firm and provides a range of execution and clearing services for exchange traded derivatives and OTC derivatives in commodities including base metal contracts on the London Metal Exchange. · Job Description · Lead and manage the compliance team, ensur ...
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Head of Compliance and MLRO
1 day ago
Twenty84 City of London, Greater London, United KingdomWe are looking for a Head of Compliance and MLRO to join a growing, well-funded fintech start-up. The role will place you in a position as a strategic leader who can oversee and elevate the compliance function · Is this the next step in your career Find out if you are the right c ...
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Global Head of Compliance and MLRO
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Page Executive City of London, United Kingdom Full timeAbout Our Client A small Investment Bank with aggressive growth plans, specialising in Emerging Markets. · Job DescriptionLead the regulatory compliance program within the Investment Banking department. · Fulfil the role of MLRO (SMF 17), ensuring regulatory requirements are adh ...
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Risk & Compliance Lawyer
1 week ago
Larbey Evans City of London, United KingdomOur client, a prestigious US Law Firm, is looking to hire a Risk and Compliance Lawyer for their London office. This role will report to the Administrative Partner for the London office, who is also the Firm's MLCO, MLRO, COLP and DPO, and work closely withthe Compliance team in ...
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Transaction Monitoring Officer
2 days ago
IPOE Consulting City of London, United KingdomInternational Banking Group in London, are looking to recruit a Transaction Monitoring Officer on an initial fixed term contract. The incumbent, will be responsible for assisting the Head of Compliance, MLRO with the development, implementation and maintenanceof systems and contr ...
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MARKET TALENT City of London, United KingdomWe are seeking a Compliance & Risk Officer to join a compliance team of an International Bank. · This is a 12-month FTC with the potential to go permanent (depending on performance) · **Responsibilities** · - To assist Head of Compliance, MLRO with the development, implementation ...
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Edd (Enhanced Due Dilligence) Analyst
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Financial Crime Lawyer
1 week ago
Lewis Row Ltd City of London, United KingdomA Law firm in London are looking to hire a Financial Crime Lawyer to join their risk and compliance team either office based or fully remote. · They will report to the Senior Financial Crime Risk Manager and work closely with the General Counsel and Head of Risk and Compliance. · ...
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Transaction Monitoring Analyst
1 day ago
MARKET TALENT City of London, United KingdomWe are hiring for an International Bank's compliance team for a Fixed Term Contract**(initially 6 months with a view to be extended to 12 months and ongoing - depending on performance).** · **NOTE: YOU MUST BE LONDON BASED AS THIS ROLE IS NOT REMOTE** · We are seeking a Transacti ...
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Assistant Compliance Officer
1 week ago
Westminster Wealth Management City of London, United KingdomAssistant Compliance Officer required. Established wealth management/financial planning firm. Work from home anywhere in the UK with occasional visits to London. This is a full-time role. · Do you have experience in compliance or regulatory oversight within the financial services ...
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Head of Compliance
1 day ago
Broadgate City of London, Greater London, United KingdomHead of Compliance / MLRO - Corporate Finance - £100,000-£120,000 · Find out if this opportunity is a good fit by reading all of the information that follows below. · A newly created role based in the London, working for a corporate finance business who are looking for someone to ...
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Head of Compliance
1 day ago
Broadgate City of London, Greater London, United KingdomHead of Compliance / MLRO - Corporate Finance - £100,000-£120,000 · Interested in learning more about this job Scroll down and find out what skills, experience and educational qualifications are needed. · A newly created role based in the London, working for a corporate finance b ...
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Regulatory Affairs
1 week ago
Michael Page (UK) City of London, Greater London, United KingdomOur client is a securities firm and provides a range of execution and clearing services for exchange traded derivatives and OTC derivatives in commodities including base metal contracts on the London Metal Exchange. Lead and manage the compliance team, ensuring adherence to regul ...
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Regulatory Affairs
1 week ago
Page Executive City of London, Greater London, United KingdomOur client is a securities firm and provides a range of execution and clearing services for exchange traded derivatives and OTC derivatives in commodities including base metal contracts on the London Metal Exchange. · Lead and manage the compliance team, ensuring adherence to re ...
Head of Compliance and MLRO - City of London, United Kingdom - Page Executive
Description
About Our Client
A European Corporate Bank.
Job Description
Anti-money laundering and counter terrorism financing:
- As a MLRO carries out the provisions regarding the combating and prevention of money laundering and terrorism financing, that includes the performance of the financial measures to apply on the activities the branch undertakes.
- Executes daily processes as per AML regulations requirements and when necessary prepares and files Currency Transaction and Suspicious Activity Transaction Forms when applicable,
- Conducts annual AML/TF Compliance Risk Assessment of the Branch's customer base and banking products and services.
- Establishes and maintains the Control AML Plan yearly and reports to Management as required by applicable regulations
- Complies with financial sanctions prevention regulations
- Monitors and apprises local and home office senior management of regulatory updates and changes in banking laws as applicable. The MLRO reports to the management on the risk exposure on a permanent basis.
- As the Compliance Officer oversights the Bank's conduct and compliance model identifying any specific local requirement to be respected as per regulations and ensures the branch is complaint.
- Ensures the application of the Bank's Code of conduct as well as Anti-corruption Policy, Criminal Prevention Policy and when applicable to the activities of the Branch, the Internal Code of Conduct on Markets and compliance with any MIFID regulation.
- Monitors and maintains established channels for reporting on control and compliance on a regular basis, as per Bank's directions and procedures.
The Successful Applicant
University degree, preferable on Law or Economics
- English required as mandatory and basic Spanish is highly desired.
- To be an approved person for the Compliance function within the FCA (SMF 17 and/or SMF 16) will be highly desired.
- Excellent organisational skills and ability to establish priorities even under time pressure and demanding datelines.
What's on Offer
competitive six figure salary and great benefits.
