- Act as the first line of defence for any inbound new business prospects alongside the Business Development Managers (BDM)/ Relationship Managers (RM) with respect to AML, FinCrime and sanction risk- and compliance-related issues
- Screening prospective clients for sanctions, PEP exposure and adverse media to determine whether they are within risk appetite.
- Perform initial due diligence of potential new clients and/or existing clients applying for new products.
- Join calls/meetings alongside BDM/RM to assess potential risks of onboarding prospects. This includes both internal calls/meetings and direct interactions with prospective and existing clients.
- Working collaboratively with the RMs and providing guidance/assistance on compliance matters, including potential compliance risks.
- Advise and educate business lines on points of AML/CFT/FinCrime and regulation.
- Supporting the implementation of controls across business lines.
- Attending conferences, talks and training sessions on the regulatory framework.
- Maintain relevant records and documentation, and keep an audit trail.
- Contribute to the development, maintenance and implementation of sales- and compliance-related policies, procedures and other internal regulations, if requested by the department's management.
- Develop suggestions to enhance the CRM and other licensed and freeware tools used by the Sales and Marketing Department, as well as their integration with other software and services used by the company.
- Substantial experience in KYC/ KYB, Due Diligence, preferably in a fintech or finance industry
- Proven experience in risk management, preferably in a fintech or finance industry
- Understanding of risk management frameworks, methodologies, and tools.
- Knowledge of industry regulations and compliance requirements.
- A track record of managing risks and implementing risk management strategies.
- Skills in conducting company searchers and use of resources such as Dow Jones Risk Centre is desirable
- Able to work with people cross-departmentally and across different time zones.
- Ability to use your own judgement to come to a decision but also be aware of when issues need to be escalated.
- Ability to handle high volume of tasks while maintaining attention to detail
- Ability to communicate with all levels of the firm professionally and tactfully.
- Knowledge of different types of corporate structure
- Knowledge of different types of financial services.
- Knowledge of payment service and crypto is strongly desirable.
- Strong written and verbal communication skills.
- Degree level, or equivalent industry standard qualification is desirable.
- Excellent analytical and problem-solving skills.
- Prior experience in the Fintech industry is a plus.
- Competitive Salary based on experience
- 25 days holiday (plus bank holidays)
- Group Life Assurance
- Critical Illness Insurance
- Private Medical Insurance & EAP
- Enhanced Company Pension
- Our London office is conveniently located near Warren Street station. Please note that we are planning to move offices in September and currently searching for our next office location in Zone 1 London.
- We offer a Hybrid working arrangement, with a minimum of 3 days per week working in the office.
- Get ready for regular company socials
- Experience a collaborative team and culture.
-
Compliance Analyst
6 days ago
Page Personnel Finance London, United KingdomThis is a new Compliance Analyst position working for a Financial Services firm in the City of London. The Compliance Analyst will be required to travel to the office 3 days per week and must have a compliance monitoring background. · **Client Details** · The client is a financia ...
-
Compliance Analyst
5 days ago
Harrison Holgate London, United KingdomAn established Bermudan based Insurance and Reinsurance company is currently recruiting for a Compliance Analyst for their London City operation. · Key responsibilities: · - Support the UK Head of Compliance and Company Secretary with the daily running of the Compliance function; ...
-
Compliance Analyst
22 hours ago
eFinancialCareers London, United Kingdom**Tradition is currently seeking to appoint a proactive and highly motivated Compliance Analyst within the London office, working for a fun, diverse team.** · Roles on the Compliance Monitoring team offer a broad exposure to Compliance, from trade analysis for exchange investigat ...
-
Compliance Analyst
1 week ago
eFinancialCareers London, United KingdomWe are recruiting for a newly established organisation seeking a Compliance Operations analyst to assist in the following; · - Ensure all registrations required under AP/SMCR regimes properly completed including all backing documentation. · - Ensure all staff training requirement ...
-
Compliance Analyst
5 days ago
Oliver James London, United KingdomI am currently recruiting for a Compliance Analyst in London on a hybrid basis · This is a great opportunity to join a well established business and a great team ...
-
Compliance Analyst
6 days ago
Arthur London, United Kingdom**Compliance Analyst** · You will form part of the Second Line of Defence, as a function independent from daily business activities. · - Overseeing and maintaining the global regulatory strategy framework. · - Production, review and analysis of internal and external reports, incl ...
-
Compliance Analyst
6 days ago
Page Personnel Finance London, United KingdomReporting to the Onboarding Manager, as a compliance analyst in the 1st line in the compliance team. The team's primary function is to protect the company from exposure to money laundering, specifically in regards to onboarding clients by providing AML guidance,assessment and adv ...
-
Compliance Analyst
22 hours ago
eFinancialCareers London, United KingdomHave you got previous experience in managing Compliance registers dealing with breaches and complaints? · Do you have AML and KYC experience in Compliance? · We are currently recruiting a Compliance Analyst for our London office. This role will assist the Compliance Manager in mo ...
-
Compliance Analyst
1 week ago
Page Personnel Finance London, United Kingdom**Client Details** · An award-winning financial services firm listed on the London Stock Exchange. Recognised by the Financial Times as one of the fastest growing companies in Europe, we remain a team of just over 300 and support clients across 50 countries from our eight interna ...
-
Compliance Analyst
1 day ago
eFinancialCareers London, United KingdomJoining a small compliance team, the new hire will benefit from a broad remit covering all regulatory and investment compliance tasks, across the firm's funds/strategies and the growing number of jurisdictions in which it operates. · The role offers an opportunity to be heavily i ...
-
Compliance Analyst
1 day ago
Avencia Consulting London, United Kingdom**About us** · Avencia Consulting are recruiting on behalf of a leading Insurance firm, who are a business platform helping insurance teams to grow. They provides a wrap-around set of support functions and delivers best in class service across executive management, consultancy,fi ...
-
Compliance Analyst
6 days ago
Eames Consulting London, United KingdomOur client, a global non-life insurance/reinsurance firm, who provide exit solutions and capital management strategies are seeking an experienced governance professional to join their team. · **Key responsibilities include**: · - Support the UK Head of Compliance and Company Secr ...
-
Compliance Analyst
1 week ago
Reed Banking London, United KingdomWe are delighted to be working with one of our longstanding international banking clients in their search for a Financial Crime Assistant. · This role will support a small financial crime team and report into the MLRO. This role will support in all areas of AML/ KYC, Onboarding, ...
-
Compliance Analyst
5 days ago
Arthur London, United Kingdom**Compliance Assistant** · Arthur is working with a privately-owned Bermuda-based holding company, which, through its wholly-owned subsidiaries in London, Bermuda and Dublin is a global provider of specialty insurance and reinsurance products. · The Company currently writes lines ...
-
Compliance Business Analyst
22 hours ago
Huxley London, United Kingdom**Compliance KYC AML Business Analyst** · **Product Analyst - Compliance** · New and exclusive opportunity for a Compliance KYC AML Business Analyst who is interested in starting to take more product ownership within compliance/ KYC/ AML · This is a really interesting role, much ...
-
Senior Compliance Analyst
3 days ago
EJ Legal Limited London, United Kingdom**Senior Compliance Analyst** · An exciting opportunity has arisen for a Senior Compliance Analyst who is looking to make a move into an international law firm in the heart of London on the high regarded Compliance and Risk team who are dived into working on new business intake, ...
-
Vat Compliance Analyst
1 day ago
ABL Recruitment London, United Kingdom**Senior VAT Compliance Analyst** · **Salary: £256 (PAYE) + Holiday Pay** · **London - Hybrid** · **Duration: 3 months Contract (May extend or convert to permanent)** · **Start: ASAP** · Our client is a global power-brand with a business that requires VAT filings in several juris ...
-
Compliance Business Analyst
6 days ago
eFinancialCareers London, United KingdomInterested in taking on a hugely exciting opportunity with a successful hedge fund with a passion for technology? · My client, a multi-strategy, global alternative investment manager is on the lookout for · an experienced Business Analyst to join the Technology function, primaril ...
-
Senior Compliance Analyst
1 week ago
EJ Legal Limited London, United KingdomAn exciting opportunity has arisen for a Compliance Analyst who is looking to make a move into an international law firm known to have one of the biggest private practices in Britain within in the heart of London on the high regarded Compliance and Riskteam. · Your work will be d ...
-
Erm & Compliance Analyst
1 week ago
BCT Resourcing London, United KingdomI am currently recruiting for an exciting opportunity to join my well established insurance client in London on a hybrid basis. · I am looking for a Compliance Analyst who would like to develop their career into the Risk space and especially ERM. · The role comes with a good leve ...
Pre-Sales Compliance Analyst - London, United Kingdom - Clear Junction
Description
Clear Junction is a global payments company that is licensed and regulated by the FCA in the UK. We offer regulated end-to-end payment solutions, all of which are based on our proprietary in-house technology. Our company and infrastructure are specifically designed to meet the growing needs of global financial companies.
Since our establishment in 2016, our company has consistently achieved double-digit growth on an annual basis. We currently have a team of over 120 fintech experts in the UK and mainland Europe. Clear Junction takes great pride in being ranked as the number one fastest-growing, founder-led, privately owned business in the UK on the FEBE Growth 100 list, as well as being listed on the FT 1000 as one of Europe's fastest-growing companies.
We are currently seeking a talented and experienced Pre-Sales Compliance Analyst to join our dynamic Sales & Marketing team. This exciting opportunity awaits you in our vibrant London office.
What you'll be doing:
Requirements
Benefits
Pre-Sales Compliance Analyst professionals in London
-
Irineia Giuliani
Registered Foreign Lawyer qualified to practice in Brazil, with UK Masters in comparative corporate ...
-
Firas Ajjuri
Cyber security engineer
-
Benjamin Eseigbe
Healthcare Operations/programme management
-
Kelly Tavora
Qualified Personal Stylist
-
Priya Kumar
FinCrime, Compliance, AML KYC, TM
-
Karen Lohana
Motivated and creative professional