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Compliance Director
8 hours ago
eFinancialCareers London, United KingdomRESPONSIBLITIES: · - Maintain and implement compliance and AML policies and procedures, as well as a monitoring program, regulatory requirements and emerging regulatory risk. Liaising with the head of international compliance. · - Monitor and oversee all regulatory filings. · - E ...
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Compliance Operations Director
2 days ago
eFinancialCareers London, United Kingdom**Please note** - This is a contract role (3 to 6 months covering a maternity leave) & requires 2 days a week in Osterley (West London) and 3 days remote. · **Overview**: · Provide exemplary and commercially astute compliance operational leadership within the Group Legal Complian ...
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Compliance Director Uk
8 hours ago
eFinancialCareers London, United Kingdom**Compliance Director | UK & European Specialist | Asset Management** · - We make a difference, delivering outcomes for our millions of members · - New Leadership seat in London to lead and grow a niche compliance department · - Be the local expert for business risk, control, reg ...
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Compliance Sanctions Director
2 days ago
eFinancialCareers London, United KingdomThe Certification Regime is one element of the Individual Accountability Regime which came into effect on 7 March 2016. · Under the Certification Regime, Citi UK regulated entities (Citi entities) must ensure that employees working in certain roles categorised as specified signif ...
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Risk Advisory Compliance Director
1 week ago
eFinancialCareers London, United KingdomMy client is a stand alone regulatory consultancy backed by a global Legal practice. · They are looking to recruit a Director consultant with expertise in regulatory consulting within financial services. · The consultancy is established with 10 employees already and has been setu ...
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Financial Crime Compliance Director
1 week ago
eFinancialCareers London, United Kingdom**Financial Crime Compliance Director - Investment Banking** · London. Hybrid. · Are you someone who is passionate about providing Financial Crime advice? This role is a natural leader and has a keen interest in the evolving regulatory requirements across the Investment Banking s ...
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Director, Financial Crime Compliance
1 week ago
eFinancialCareers London, United KingdomExpertise and track record in Financial Crime Risk domain in Financial Services, including Fraud Analytics, Transaction Monitoring, Know Your Customer, Fraud/Anti-bribery and Corruption, Trade Surveillance and Market Abuse, etc. · - **Transaction Monitoring** - AML model validati ...
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Compliance Advisory Director, Private Side
1 week ago
eFinancialCareers London, United KingdomThis is a fantastic opportunity to work alongside a team of high-calibre Advisors, responsible for facing off to front office colleagues. · As a Compliance Advisory Director you will also be responsible for: · - Managing relationships up to Board-level within the bank, ensuring t ...
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EY London, United Kingdom**EY Director Global Compliance and Reporting, Direct Tax and Tax Accounting** · The role is unique and not like the one you would find in a traditional tax advisory firm. This is an opportunity for an ambitious tax professional to join our growing team and work on some of our la ...
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Associate Director, Ficc Compliance Advisory
1 week ago
eFinancialCareers London, United KingdomPRIMARY RESPONSIBILITIES: · Associate Director within Capital Markets Compliance team for Europe, with responsibility for supporting the Head of FICC Compliance Advisory Europe, in relation to all Global Markets front office advisory activities for FIC. · Responsibilities include ...
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Compliance Consultancy Director Level Roles
1 week ago
eFinancialCareers London, United Kingdom**COMPLIANCE CONSULTANCY DIRECTOR LEVEL ROLE - PAYMENTS SERVICES EXP (FROM A REGULATOR OR CONSULTANCY) REQUIRED** · **Ref: 3904D** · **£120K + bonus & benefits · - Hybrid (London)** · We are recruiting for a leading independent compliance consultancy now looking to augment theirt ...
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Royal Bank of Canada London, United Kingdom**Come Work with Us** · At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose. · Whether you're helping clients find new opportunities, developing new tech ...
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KPMG-UnitedKingdom London, United Kingdom**Job description** · **Director - Global Compliance & Transformation - Tax Technical - London** · The world of Global Compliance & Transformation (GCT) is constantly evolving, as we extend our market-leading global presence under the Tax Reimganied Banner. Working with some of t ...
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Eo&t Compliance Product Director for Emea
1 week ago
eFinancialCareers London, United KingdomManaging a team of multiple teams of Compliance professionals. Developing, attracting, and retaining talent; recommending staffing levels required to carry out the unit's role and responsibilities effectively while establishing and adhering to talent managementprocesses and compe ...
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Director of Compliance
6 days ago
EC1 Partners Ltd United KingdomCompliance Director · I am partnered with a fintech company focusing on capital markets that helps financial institutions transition liquidity. They are currently looking for an experienced, hands-on Director of Compliance to join their London office · Responsibilities: · Manag ...
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Director of Compliance
6 days ago
Birchlake Recruitment London, United KingdomJob Description · We are delighted to have been given the mandate to work with a London based FinTech client on an exclusive basis, to assist them in appointing a Director of Compliance. · This individual will be responsible for leading the compliance function of their UK operati ...
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Director of Compliance
5 days ago
EC1 Partners Ltd London, United KingdomJob Description · Compliance Director · I am partnered with a fintech company focusing on capital markets that helps financial institutions transition liquidity. They are currently looking for an experienced, hands-on Director of Compliance to join their London office · Responsib ...
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Director of Compliance
5 days ago
QED Legal London (Greater), United Kingdom Full timeWe're currently partnered with a brilliant Legal 500 Tier 2 ranked firm in London. Well known for combining top-class legal advice with partner-led personal service. They're consistently ranked as one of London's top firms with a large client base of High-Net Worth individuals. · ...
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Director of Compliance
2 weeks ago
QED Legal London, United KingdomWe're currently partnered with a brilliant Legal 500 Tier 2 ranked firm in London. Well known for combining top-class legal advice with partner-led personal service. They're consistently ranked as one of London's top firms with a large client base of High-Net Worth individuals. ...
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Director of Compliance
1 week ago
QED Legal LLP London, United KingdomWe're currently partnered with a brilliant Legal 500 Tier 2 ranked firm in London. Well known for combining top-class legal advice with partner-led personal service. They're consistently ranked as one of London's top firms with a large client base of High-Net Worth individuals. ...
Associate Director, Compliance - United Kingdom - wax.
Description
Our client, a successful and growing Biotechnology organisation, is looking to hire a new addition to the Regulatory CMC team.
This role is responsible for preparing regulatory CMC submission strategy for rare disease drugs (both biologics and small molecules) and an opportunity to design creative solutions in order to obtain approval for initial BLA/NDA as well as post-approvals variation in ROW markets.
Prepares various regulatory CMC documents in a timely and appropriate manner according to the product development planManages regulatory schedules for product development plan and submissions
Working with internal concerned departments, prepares appendices attached to regulatory CMC documents to be submitted to regulatory authority and submits them
Develops and manages innovative regulatory CMC strategies and risk assessments for biologics and small molecules
Contribute to the Global Regulatory CMC Strategy
Manages and directly contributes to HA meeting briefing documents in collaboration with global regulatory
Conducts regulatory impact assessment and provide appropriate regulatory strategy for these changes that requires regulatory actions
Manages and directly contributes to the CMC writing, preparation, review and approval of regulatory CMC dossiers for submission in collaboration with global CMC Dossier
Knowledge of global regulations/guidelines, Key Health Authority/Industry thinking and trends, and be capable of resolving strategic technical and regulatory issues.
This company offers a great culture and a competitive package
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