- Company-provided healthcare
- A competitive annual leave allowance
- Flexible working options, including hybrid working arrangements
- Generous pension provisions
- Income protection
- Health and wellness benefits
- Volunteering days
- Enhanced parental leave
- Life insurance
- Advising on the application of the UK regulatory rules pertaining to Product, Fund Administration, Fund Accounting and Distribution Services.
- Being the compliance relationship manager for Product, Fund Administration, Fund Accounting and Distribution Services
- Being the representative for compliance on a number of governance committees, including the UK Dilution Committee
- Acting as a contact point for queries from the relevant business areas
- Advising on compliance regulations, rules and standards, thereby keeping stakeholder teams advised on regulatory developments
- Inputting to written guidance for partners implementing compliance regulations, rules and standards through policies and procedures, and other documents such as compliance manuals
- Encouraging awareness of a good compliance culture and effective conflicts of interest management and fair treatment of customers and the application of the Consumer Duty
- Develop mutually supportive and collegiate working relationships with the wider Compliance team, Legal and Risk counterparts
- Provide support to the Head of UK Compliance (SMF16) on relevant UK regulatory projects/one-off requests
- Meaningful experience in Compliance, within asset management or financial services.
- Experience of fund governance and distribution in the UK, including distribution channels and products (e.g. UCITS, AIFs, PRIIPS, Investment Trusts)
- A good understanding of the rules within COBS/COLL/DISP/ESG/FUND/PRIN/PROD/SYSC
- Know-how of the nature of the business and the regulatory landscape
- Ability to build positive relationships with excellent communication skills
- Strong eye for detail
- Good organisational skills with ability to adapt and prioritize
-
Senior Construction Recruiter
5 days ago
Smart Sharp Recruitment Ltd Reading, United Kingdom Full timeJob Title: Senior Construction Recruiter · Location: Reading, UK · Job Type: Permanent · Job Description: · We are seeking an experienced Construction Recruiter to join our team in Reading. Ideally this person will have at least 2 years' experience within construction/logistics r ...
-
SCM Logistics Lead
5 days ago
AllPoints Fibre Reading, United Kingdom Full timeThe SCM Logistics Lead at AllPoints Fibrewill be a vital member of the Procurement and Supply Chain team, effectively supporting in the management of all in-life products and operational execution of our outsourced partner and forward logistics partner contracts to meet agreed cu ...
-
Mechanical Design Engineer
3 days ago
AWE Plc Reading, United KingdomLocation: Aldermaston, West Berkshire (On-Site role). We are located between Reading & Basingstoke. · Package: £35,720 - £52,000 (depending on suitability, qualifications and level of experience) · Closing Date: 31st May 2024 · Roles Available · The Nuclear Physics Package (NPP) ...
-
Senior Configuration Management Specialist
4 days ago
Gold Group Limited West Wycombe, United Kingdom Full timeJob Title:Senior Configuration Management Specialist · Location:High Wycombe · Salary: £DOE - We are booking interviews next week Please call or email for a slot · Key Qualifications: Configuration Management lifecycle, Knowledge of Windchill / PDM systems,configuration control ...
-
Student Internship, Communications
6 days ago
Boeringer Ingelheim Bracknell, United Kingdom Full timeDuration – 12 months internship starting September 2024 · Are you a Social Sciences, Natural Sciences, English or Law (or another degree with a demonstrable interest in communications or politics/policy) student looking for an internship? · Boehringer Ingelheim are recruiting for ...
-
Field Merchandiser
1 day ago
Inspire Field Marketing Limited Amersham, United KingdomJob Description: Field Merchandiser · EFE Personnel are acting as an employment business and recruiting for our client, We are recruiting in Amersham, and are seeking a skilled and dedicated Field Merchandiser to join their team. The position offers part-time flexible hours, prov ...
-
Electrical Designer
6 days ago
TRS Staffing Solutions Farnborough, United Kingdom Full timeOur client is seeking a contract Electrical Designer for a UK-based sustainability project. The role is based in Hampshire, UK, on a hybrid basis and 9-day fortnight. initial 12 month contract, outside IR35 · The Electrical scope for this project as a minimum shall include: · • P ...
-
Project Engineer
3 days ago
Jenrick Engineering Farnborough, United Kingdom Full timeProject Engineer Overview: · We are seeking a skilled and experienced Project Engineer to coordinate and lead water pump refurbishment technician team in the successful execution of our project. The Senior Project Engineer will play a crucial role in overseeing two engineering te ...
-
Contracts Manager
1 day ago
LJB & Co Oxford, United Kingdom Full timeContract Manager - Pharmaceutical - Oxford · Are you a skilled Contract Manager with expertise in mechanical or electrical engineering, seeking an exhilarating opportunity in the pharmaceutical industry? Look no further · We are currently hiring a Contract Manager to join our dyn ...
-
Contract Manager
5 days ago
Solos Consultants Ltd Uxbridge, United Kingdom Full timeWe are seeking a Contract / Operations Manager to oversee comprehensive management of a critical maintenance contract for a key client. Your primary focus will be on ensuring outstanding performance, compliance with safety and well-being standards, client and customer satisfactio ...
-
Chief of Staff
4 days ago
NTT Global Data Centers EMEA UK ltd Hemel Hempstead, United Kingdom Full timeThe Chief of Staff (m/f/d) serves as a central point of contact for the CRO and internal and external stakeholders to establish clarity and communication across all aspects of the NTT GDC, Global Data Center Corporation, and NTT Limited (when required). This highly visible role d ...
-
Mobile Multi-Trader
1 day ago
CBW Staffing Solutions Ltd St. Albans, United Kingdom Full timeMobile Multi-Trader – FM Service Provider - Hertfordshire - Up to £35,000 + Package · Are you a Mobile Fabric Engineer looking for a new challenge? · Would you like to work for a leading Facilities Maintenance provider? · An exciting opportunity to join an established Building Se ...
-
Fire Safety Manager
5 days ago
University of Surrey Guildford, United Kingdom Full timeA great opportunity for a Fire Safety Manager to join the University of Surrey's Estates & Facilities Management team, tasked with ensuring the University's adherence to Fire Safety Regulations. · You'll play a pivotal role in maintaining and updating critical fire safety docume ...
-
Field Service Engineer
5 days ago
Fumair Ltd Hertford, United Kingdom Full timeJob Title: Field Service Engineer · Location: Hertford · Salary: From £35k+ DOE · Job Type: Permanent. Full-time · About Us: · Fumair are a leading family-run UK SME specialising in the manufacture and maintenance of fume cupboards and local exhaust ventilation (LEV) systems. We ...
-
Financial Controller
4 days ago
Hunter Mason Consulting Witney, United Kingdom Full timeJob Title: Financial Controller · Location: Oxford · Salary Range: £55,000 - £70,000 per annum · About: · The company is a leading construction company dedicated to creating some of the most desirable residences in the area. They are passionate about incorporating locally sourced ...
-
Critical Faciliites Engineer
3 days ago
GRAFT RECRUITMENT LTD Hounslow, United Kingdom Full timeJob Title: Day Technician (Direct with Client) · Package: between £52k + Private Healthcare, Bonus, Overtime · Location: Heathrow/ Greater London · Position Summary: · As a Critical Facilities Day Technician, you'll play a pivotal role in maintaining the site's esteemed reputati ...
-
Preconstruction Manager
5 days ago
Whiteoak Associates Henley on Thames, United KingdomJob Description · We are looking for an experienced Preconstruction Manager to join a well-run, ambitious and growing Principle Contractor. · The company undertakes multi-disciplinary projects from a range of clients in the Commercial, Automotive Manufacturing, F1 , Light Industr ...
-
Strategic Partnerships Director
4 days ago
OppenheimerFunds Distributor, Inc Henley-on-Thames, United Kingdom Full timeDescription · We have an outstanding benefits package which includes: · Company-provided healthcare · A competitive annual leave allowance · Flexible working options, including hybrid working arrangements · Generous pension provisions · Income protection · Health and welln ...
-
Financial Planning
4 days ago
OppenheimerFunds Distributor, Inc Henley-on-Thames, United Kingdom Full timeDescription · We have an outstanding benefits package which includes: · Company-provided healthcare · A competitive annual leave allowance · Flexible working options, including hybrid working arrangements · Generous pension provisions · Income protection · Health and welln ...
-
Fire Protection Engineer
4 days ago
Project People Reading, United KingdomFire Safety Specialist/ Compliance Specialist · Contract Duration – 6 months · Location – Reading – Hybrid – 2 days/Week · Context: · Due to a change in risk appetite combined with new building safety legislation, MBNL is undertaking a review of its fire safety and compliance app ...
Senior Compliance Executive - Henley-on-Thames, United Kingdom - OppenheimerFunds Distributor, Inc
Description
Description
We have an outstanding benefits package which includes:
What we are looking for:
We are looking for our next Senior Compliance Executive based in our UK Product Compliance Advisory team in Henley-on-Thames .
You will act as the Compliance Advisory subject matter expert on regulation relating to the UK collective investment scheme products, operations and administration. Assisting with advising the business on new distribution initiatives.
You Will Be Responsible For:
The Experience You Bring:
Full Time / Part Time
Full timeWorker Type
EmployeeJob Exempt (Yes / No)
YesWorkplace Model
At Invesco, our workplace model supports our culture and meets the needs of our clients while providing flexibility our employees value. As a full-time employee, compliance with the workplace policy means working with your direct manager to create a schedule where you will work in your designated office at least three days a week, with two days working outside an Invesco office.
If this sounds like you, we'd love to hear from you We want all of our candidates to shine during the application and selection process, so if you need any adjustments to be made, please send an e-mail to emea- Please include your name, the job you are interested in, and the type of adjustment you need (for example; breaks during your interview, remote interviews, additional time for assessments or other required adjustments)
Equal Opportunities:
We are an equal opportunities employer. Our mission is to welcome everyone and create inclusive teams. We celebrate difference and encourage everyone to join us, and be themselves at work.
Our commitment to the community and environmental, social and governance investing:
We partner with charitable organisations globally to make an impact in the communities where we live and work. Our people are encouraged to support the charities they feel most passionate about. We are also committed to environmental, social and governance (ESG) investing. We serve our clients in this space as a trusted partner both on specific responsible investment product strategies as well as part of our commitment to deliver a superior investment experience.
Recruitment Agencies:
Invesco has an in-house recruitment team, which focuses on sourcing great candidates directly. Invesco will not accept unsolicited resumes from agency or search firm recruiters. Fees will not be paid in the event a candidate submitted by a recruiter without an agreement in place is hired. When we do use agencies, we have a PSL in place, so please do not contact hiring managers directly.
Regulatory:
This position may fall in-scope of one or multiple regimes/directives.
Senior Compliance Executive professionals in Henley-on-Thames
-
Margareta James
I am a lecturer of Masters students at the Hult International Business School and I am also an execu ...