- Complete the organizational design of the Capital Markets Regulatory Change Team
- Provide leadership and guidance to the team
- Represent and advocate for Capital Markets at industry and internal regulatory forums
- Enhance the regulatory change control environment through the adoption of procedures for identifying, assessing, and implementing regulatory change
- Support the ongoing development of frameworks, enhanced standards, and related procedural documentation
- Stays abreast of regulatory changes that may impact Capital Markets globally
- Consult on new product, process, and client opportunities providing guidance on the regulatory impacts and respective risk profile changes
- Liaises with senior risk, compliance, legal, and regulatory change partners
- Expert knowledge of regulations, regulatory change, and regulatory oversight including the specific regulatory regimes governing Capital markets
- Ability to identify problems, develop, communicate, and implement solutions as needed
- Capable of analyzing, simplifying, and explaining complex issues in non-technical language.
- Excellent verbal and written communication skills necessary to interact and manage expectations with senior-level audiences, stakeholders, and management
- Strong organization, attention to detail, time management, planning skills, and the ability to handle multiple competing priorities
- Excellent interpersonal skills displaying the ability to engage diverse set of stakeholders, understand their viewpoints, build long-term relationships, create a collaborative and inspirational environment within the team
- Ability to influence and persuade others, implement change, and drive decision-making across a complex organizational structure
- Extensive years of related experience in financial services, with a solid understanding of Capital Markets and its global regulatory obligations preferred
- Multi-discipline management experience preferable.
-
Trade Management Oversight
1 week ago
State Street London (Central), United Kingdom Full timeJob Description · Your role at a glance · Are you looking for an entry level role that is technically challenging? Do you want a future that allows you to develop commercial acumen alongside your technical skills? Are you keen to have the opportunity to progress in a breadth of r ...
-
EMEA Regulatory Risk and Oversight Manager
2 weeks ago
Northern Trust London (Central), United Kingdom Full timeAbout Northern Trust: · Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. · Northern Trust is proud to provide innovative financial services and guidance to the world's most succe ...
-
Northern Trust London (Central), United Kingdom Full timeAbout Northern Trust: · Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. · Northern Trust is proud to provide innovative financial services and guidance to the world's most succe ...
-
Technology Change Risk Lead Manager
1 week ago
Virgin Money Central, United Kingdom**Business Unit**: Group Risk · **Salary range**: up to circa £95,000, depending on experience. · **Contract Type**: Permanent · A career with Virgin va-va-voom · Virgin Money is all about disrupting the status quo, taking on the challenges of the future, and saying goodbye to bo ...
-
Management Accountant
1 week ago
Drift Specialist Recruitment Limited Central London, United KingdomMy client, a rapidly growing group of retail brands based in Central London are recruiting a pro-active and flexible Management Accountant to join their Finance department and support the growth of the group, including setting up the accounting processesfor the new brands. · This ...
-
German Speaking Management Accountant
3 weeks ago
Drift Specialist Recruitment Limited Central London, United KingdomMy client, a rapidly growing FMCG based in Central London are recruiting a pro-active and flexible German Speaking Management Accountant to join their Finance department and support the growth of the group, including setting up the accounting processes forthe new brands. · This n ...
-
Finance Manager
2 weeks ago
AR Hine Associates Central London, United KingdomJob Description · The Role of Finance Manager. · A broad and busy role in a driven team. Statutory Accounting experience is required to successfully undertake this role. The overall purpose is to have oversight of accurate recording of the accounting entries in addition to produc ...
-
Finance Manager
1 day ago
Investigo Limited Central London, United KingdomJob Description · Finance Manager (Month End / FP&A) · £60,000 - £65,000 + discretionary bonus · Hybrid (4 days office / 1 day wfh pw) · Central London offices · ACA Qualified - From Practice · Position Overview · The Finance Manager will play a crucial role in managing the fina ...
-
cfo
3 weeks ago
Equity FD. Central London, United KingdomJob Description · Our client, an international multi-site leisure business, is seeking a commercially minded CFO to drive the business as it continues to expand internationally, primarily across the US. Acting as a strategic partner to the CEO and other members of the Senior Mana ...
-
EA – support to creative Co-Founder
2 weeks ago
Knightsbridge Recruitment Central London, United KingdomA new luxury brand, specialising in connecting clients and artisans globally, are looking for an outstanding EA to support the CEO and Founder. A hugely collaborative and fluid role where you will be instrumental to the day to day running and building company culture. · Extremely ...
-
Personal Assistant
3 weeks ago
RMS Recruitment Limited Central London, United KingdomRef · Personal Assistant for a boutique Investment Firm in Central London. · A boutique investment firm based in Central London is seeking a superstar PA and Office Manager to join their close-knit team. The role offers an exciting opportunity to provide dedicated support to tw ...
-
Executive Assistant to CEO. Hybrid
2 weeks ago
Joyce Guiness Limited Central London, United KingdomOur client, a highly respected life science charity focused on helping support some of the most promising partnerships and developments in medical science, is seeking a high-level senior business EA to support their CEO. This candidate should be highly professional and have signi ...
-
Office Manager
2 weeks ago
Joss Search & Selection Ltd Central London, United KingdomOffice Manager · Paying up to £60,000 · Green Park · We have taken on a great opportunity for an office manager to step into a newly created role at a reputable private equity firm. · They are looking for someone to join their friendly and growing team of approx. 70, to be a lync ...
-
Sales Operations Manager
3 weeks ago
Stalwart Crafts Central London, United KingdomEmbrace the role of Sales Operations Manager at Stalwart Crafts, where strategic management meets active sales oversight. Enjoy flexible working conditions, including hybrid options, and work from Soho Works with a free luxury breakfast and daily refreshments. An annual bonus awa ...
-
Client Director
1 week ago
CV Consulting Ltd Central London, United Kingdom Permanent, Full timeClient Director b2b Marketing (ABM) · Location: Hybrid/London · Salary: £70-75k plus excellent bonuses and benefits. · CV Consulting have been assigned to recruit an experienced Client Director for a pivotal role at a leading strategic B2B marketing and creative communications ...
-
Legal PA
5 days ago
Career Legal Central London, United KingdomLegal PA | Prestigious International Law Firm | City of London - Hybrid | Up to £44,000 · Join a well known international law firm located in the city as their new Legal PA; this role offers the successful candidate the chance to further their Legal PA career in their employment ...
-
Sales Operations Manager
1 week ago
Stalwart Crafts Central London, United Kingdom nullAre you poised to redefine craftsmanship? Embrace the role of Sales Operations Manager at Stalwart Crafts, where strategic management meets active sales oversight. Enjoy flexible working conditions, including hybrid options, and work from Soho Works with a free luxury breakfast a ...
-
Financial Controller
1 week ago
GfK Central London, United Kingdom Full timeDescription · Reporting to the Finance Director, UK & Nordics, you will occupy a key role within the local UK finance team, overseeing all accounting activities and controls to ensure accurate, timely reporting. As well as the local UK Finance team, you will be working collabora ...
-
Executive Assistant- hybrid working
1 week ago
Victoria Lindfield Associates Central London, United KingdomTop Private Equity firm- Central London. Competitive salary and bonuses DOE. · Stunning offices. Fabulous EA team. Hybrid working. · We are working with a top global Private Equity firm who are seeking an impressive yet highly personable Executive Assistant. This is an exciting ...
-
Commercial Finance Manager 0707
3 weeks ago
The Music Market Central London, United Kingdom PermanentJob Details · Our client, a new and innovative record label and music publisher, is seeking an ambitious Commercial Finance Manager to bring their financial management acuity to this rapidly expanding business. · Key responsibilities will include: · •Conducting financial man ...
Capital Markets, Regulatory Risk and Oversight Manager - London (Central), United Kingdom - Northern Trust
Description
About Northern Trust:
Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.
Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world's most sophisticated clients using leading technology and exceptional service.
Role Summary
Reporting to the Capital Markets CAO, the Capital Markets Regulatory Risk and Oversight Manager will lead a global team responsible for understanding the landscape of regulatory regimes that may impact Northern Trust's Capital Market business. The Regulatory Risk and Oversight Manager will work with business unit stakeholders to mitigate regulatory risk by supporting the actions required to achieve compliance, traceability, and operational readiness. This role will include engagement with senior leaders within the business and supporting areas, collaboration with first and second line regulatory change and compliance functions, and communication with regulators. Therefore, excellent communication skills and knowledge of the Capital Markets business are essential.
Key Responsibilities
Knowledge/Skills
Experience Preferred
Working with Us:
As a Northern Trust partner, greater achievements await. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.
Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve Join a workplace with a greater purpose.
We'd love to learn more about how your interests and experience could be a fit with one of the world's most admired and sustainable companies Build your career with us and apply today.
Reasonable accommodation
Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at
We hope you're excited about the role and the opportunity to work with us. We value an inclusive workplace and understand flexibility means different things to different people.
Apply today and talk to us about your flexible working requirements and together we can achieve greater.
For further information, and to apply, please visit our website via the "Apply" button below.
