- Act as an SME dealing with all enquiries related to FCA/PRA and Lloyd's Conduct Risk areas.
- Chair the Product Oversight Group and Conduct Risk Committee.
- Ensure that relevant policies and procedures relating to conduct and product governance are updated as required.
- Oversee an ongoing cycle of product reviews.
- Promoting a compliance culture by raising awareness of compliance matters and embedding regulatory change and revised compliance policies.
- Support the preparation of the annual Compliance Plan.
- Managing a team of Three Product Governance Analysts
- Support the Head of Compliance by contributing to management reports on regulatory updates and activity affecting the business.
- Attendance at regulatory and legislative change related seminars, webinars, conferences, and market forums.
- Extensive compliance experience working within either the insurance industry or Financial Services. Experience within a Lloyd's Managing Agent is desirable.
- Solid practical understanding of FCA and Lloyd's regulatory issues including the FCA's Product Intervention and Product Governance Sourcebook and Insurance Code of Business Sourcebook.
- Excellent Understanding of the legal principles of Insurance and Insurance Contracts.
- Previous experience of retail insurance products, ideally motor.
- Solid Understanding of the FCAs consumer duty requirements and experience of providing advice and challenge to the business from a consumer perspective.
- The following Behavioural competencies are also desired:
- Communication and Influence
- Performance Focus
- Development of Self and Others
- Analysis and Decision Making
- Competitive Benchmarked Salary
- 25 days holiday
- Discretionary bonus scheme
- Employee assistance programme
- Annual holiday buy (up to 3 extra days)
- Salary sacrifice benefits
- Annual benefits reviews
- The option for professional qualifications and study support
- A full job description can be seen here.
-
Conduct Risk Manager
5 days ago
Essential Consulting London, United Kingdom Full timeWe are looking to onboard a Conduct Risk Manager to work on a contract basis for a large consultancy firm. · This is an interim role (expected duration 6-9 months). The consultancy firm currently have a large volume of work for retail financial services clients around consumer d ...
-
Senior Compliance Manager, Market Conduct
3 days ago
eFinancialCareers London, United KingdomAt M&G our purpose is **to **help people manage and grow their savings and investments, responsibly.** As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clientsand identifying new opportunities ...
-
Vp Market Conduct Risk Manager
3 days ago
eFinancialCareers London, United Kingdom**Responsibilities.** · - Monitor the conduct risks of the Sales and Trading Businesses. · - Manage and maintain the risk control self-assessment plan. · - Scope and execute thematic risk assessments. · - Manage the planning, execution, and reporting of thematic riskassessments. ...
-
eFinancialCareers London, United Kingdom**Who we are looking for** · SSGA's EMEA Business Risk Management Executive ('BRME') is looking for a motivated and passionate individual to lead SSGA's Conduct Risk Framework within the region and drive the continual development of SSGA's UK and regional governance for BRME. Thi ...
-
Senior Conduct Manager
1 day ago
Arthur Recruitment Greater London, United KingdomJob Description · Senior Conduct Manager (Insurance) · Location: London · The Senior Conduct Manager will be an SME on FCA & Lloyd's Conduct obligations. · Duties · • Manage a small team of Analysts · • Oversee an ongoing cycle of product reviews. · • Ensure that relevant polic ...
-
Digital Conduct Manager
1 day ago
Chase London, United Kingdom PermanentJob Identification · Job CategoryControl Officers · Business UnitCorporate Sector · Posting Date04/15/2024, 03:30 PM · Locations 25 Bank Street, Canary Wharf, London, Greater London, E14 5JP, GB · Job ScheduleFull time · Job ShiftDay · JOB DESCRIPTION Digital Conduct Manager (Inv ...
-
Senior Conduct Manager
1 day ago
Arthur Recruitment London, United KingdomSenior Conduct Manager (Insurance) · Do you have the following skills, experience and drive to succeed in this role Find out below. · Location: London · The Senior Conduct Manager will be an SME on FCA & Lloyd's Conduct obligations. · Duties · • Manage a small team of Analysts ...
-
Digital Conduct Manager
1 day ago
Chase London, United Kingdom PermanentJob Identification · Job Category Control Officers · Business Unit Corporate Sector · Posting Date 15/04/2024, 15:30 · Locations 25 Bank Street, Canary Wharf, London, Greater London, E14 5JP, GB · Job Schedule Full time · Job Shift Day · JOB DESCRIPTION · Digital Conduct M ...
-
Senior Conduct Manager
1 week ago
Arthur United KingdomSenior Conduct Manager (Insurance) · Location: London or Cardiff · The Senior Conduct Manager will be an SME on FCA & Lloyd's Conduct obligations. Duties · • Manage a small team of Analysts · • Oversee an ongoing cycle of product reviews. · • Ensure that relevant policies ar ...
-
Senior Conduct Manager
1 week ago
IQUW Group London (Greater), United Kingdom Full timeAbout us · IQUW is a speciality (re)insurer at Lloyd's (Syndicate 1856) underwriting a diverse range of Property, Commercial and Speciality (re)insurance products from Cargo and Marine to Political Violence, Terror and War. We combine data, intelligent automation and human expert ...
-
Retail Conduct Manager
1 week ago
PwC London, United Kingdom Full timeThe division and our team: · This role is within PwC's Risk line of service within the Financial Services practice. Across PwC and within Risk, we work with our clients to help them solve their biggest challenges and to do work that matters. · Our Risk division has big aspiration ...
-
SmithMartin LLP London, United KingdomCan you help resolve student problems? Come and lead Birkbeck's Student Complaints, Conduct and Appeals team · The Student Complaints, Conduct and Appeals team offers a service to students seeking to make use of its policies around complaints, academic misconduct, student discipl ...
-
Student Complaints, Conduct and Appeals Manager
2 weeks ago
Birkbeck, University of London London, United Kingdom Full time, PermanentCan you help resolve student problems? Come and lead Birkbeck's Student Complaints, Conduct and Appeals team · The Student Complaints, Conduct and Appeals team offers a service to students seeking to make use of its policies around complaints, academic misconduct, student discipl ...
-
Senior Conduct Manager
5 days ago
Arthur Recruitment City of London, Greater London, United Kingdom Full timeSenior Conduct Manager (Insurance) · Location: London · Experience, qualification, and soft skills, have you got everything required to succeed in this opportunity Find out below. · The Senior Conduct Manager will be an SME on FCA & Lloyd's Conduct obligations. · Duties · Manage ...
-
Citi London, United Kingdom Full timeAre you looking for a career move that will put you at the heart of a global financial institution? Then bring your skills in governance and risk management to Citi's Treasury & Trade Solutions (TTS) team. By Joining Citi, you will become part of a global organisation whose missi ...
-
PwC London, United Kingdom Full timeLine of Service · Assurance · Industry/Sector · Asset and Wealth Management · Specialism · Risk · Management Level · Manager · Job Description & Summary · PwC's Risk practice is growing its capability within the Asset and Wealth Management regulatory space and is looking to recru ...
-
Audit Manager Conduct
16 hours ago
Eames Consulting Buckinghamshire, United Kingdom Full timeAudit Manager x2 required for a financial services company in the Buckinghamshire area, hybrid working 2 days per week. With easy train links from London. · This role will be to audit compliance within retail, corporate and commercial banking. · Ideal candidate will have at least ...
-
Office Angels City of London, United KingdomExciting Opportunity as a Senior Professional Conduct Manager - Advertised by Office Angels Liverpool Street Are you an experienced Senior Conduct Manager looking for your next challenge? Our client, a well-known organisation in the engineering industry, is seeking a skilled and ...
-
Senior Professional Conduct Manager- Membership
4 hours ago
Office Angels City of London, Greater London, United KingdomExciting Opportunity as a Senior Professional Conduct Manager - Advertised by Office Angels Liverpool Street Are you an experienced Senior Conduct Manager looking for your next challenge? Our client, a well-known organisation in the engineering industry, is seeking a skilled and ...
-
Conduct Risk Framework and Reporting Lead
1 week ago
eFinancialCareers London, United Kingdom**Job Purpose** · Markets Conduct Risk works with Markets and Securities Services (MSS) and functions including Compliance, Operational Risk and Internal Audit, to support identification, evaluation and management of conduct risks inherent in MSS Trading and Sales businesses.The ...
Senior Conduct Manager - London, United Kingdom - IQUW Group
Description
This job is brought to you by Jobs/Redefined, the UK's leading over-50s age inclusive jobs board.
Overview
About us
IQUW is a speciality (re)insurer at Lloyd's (Syndicate 1856) underwriting a diverse range of Property, Commercial and Speciality (re)insurance products from Cargo and Marine to Political Violence, Terror and War. We combine data, intelligent automation and human expertise to make smart decisions, fast.
ERS is the UK's largest specialist motor insurer with an A+ rating. We recognise that for some, motor insurance is more than just a must-have; it's a way of taking care of what stands at the heart of their passion or livelihood. For those people, standard insurance isn't enough. That's why we work exclusively with motor insurance brokers to help get under the skin of the most difficult insurance risks, helping build products to meet their customer's needs.
The role
The Senior Conduct Manager will be an SME on FCE/PRA and Lloyd's Conduct obligations and how they relate to customers. They will have a broad compliance remit with particular focus on all matters relating to Conduct Risk.
We currently operate a hybrid working model. This entails 3 days per week collaborating with colleagues in the office, and 2 days working from home.
Key responsibilities
Qualifications, skills and experience
Benefits
Additional Information
Senior Conduct Manager professionals in London
-
srinivasa burli
Full stack developer/ Front end Developer
-
Lara Sayegh
I am an experienced D2C Marketing Manager with a strong background working in the FMCG and Travel in ...
-
Nikhil Shah
Have an accounting background, worked in charity organisations and in Local Authority in Education i ...
-
Claire Reddington
House Manager
-
Chris Taylor
Commercial Management
-
Al Tansinda
Resilient Business Architect