Senior lawyer- regulation and conduct - London, United Kingdom - Michael Page (UK)

Consultant - Financial Services Conduct Regulation

3 weeks ago

Company Description · **About PA** · We believe in the power of ingenuity to build a positive human future in a technology-driven world. · As strategies, technologies and innovation collide, we create opportunity from complexity. · Our diverse teams of experts combine innovative ...

Senior lawyer- regulation and conduct

4 days ago

About Our Client Our client is a prestigious magic circle law firm. With a large global footprint and a significant presence in the legal sector, they are known for delivering top-notch legal services to a diverse range of clients. Job DescriptionManage and resolve complex regula ...

Senior lawyer- regulation and conduct

2 weeks ago

This position is for a Senior Lawyer, specialising in regulation and conduct within the legal industry. The role involves managing complex regulatory matters, providing legal advice, and ensuring compliance within the department. · Client Details · Our client is a prestigious mag ...

Conduct Risk Consultant

1 week ago

**Job Description**: · - We work in a hybrid model at PA, but your work base will be aligned to our London or Edinburgh office · - Travel to client site will be necessary as and when the client requires · - Full time · - Application deadline: ASAP · **Conduct Regulation at PA** · ...

Senior Principal

2 weeks ago

**Job Purpose: (What the job role involves)** · Conduct and culture has been considered as a strategic priority within EMEA over a number of years. There is an opportunity to expand best practice to other regions within BNY Mellon International, whilst maintaining the required fo ...

Clinical Research Associate I

2 weeks ago

Job id: Salary: £37,332 - £42,099 per annum, including London Weighting Allowance. · Posted: 16 May 2024. Closing date: 09 June 2024. · Business unit: Research Management & Innovation. Department: KHP Clinical Trials Office. · Location: Guy's Campus. Category: Research. · Back to ...

Trainee - Legal Graduate

2 weeks ago

**Responsibilities**: · **Description of the Business Line or Department** · The Legal Department in London is a team of c.60 lawyers and legal advisers providing legal advice and support to all London based investment banking business lines and those businesses and legal entitie ...

Compliance Officer

2 weeks ago

FE fundinfo is a global leader in investment fund data and technology. We are proud of our vast, diverse, and highly skilled team, who help to make our industry Better Connected and Better Informed. We are currently recruiting for a Compliance Officer to join our team in London ( ...

Compliance Manager

2 weeks ago

The key purpose of this role is to work as part of the Compliance Team in delivering practical and clear guidance to the business on how to effectively meet new and existing conduct regulatory requirements and proactively help the business to ensure thatit implements effective sy ...

Conduct Risk Officer

1 week ago

**Flexible Work Eligible**: Flexible Work Schedule · **DISCOVER your opportunity** · **Conduct Risk Officer** · You would be responsible for Consumer products (onboarding and annual product reviews) as well as various committee packs and highlighting any products where there is p ...

Anti-money Laundering Officer

2 weeks ago

The Money Laundering Reporting Officer (MLRO) is a key role within the organization responsible for overseeing and ensuring compliance with anti-money laundering (AML) and counter-terrorism financing (CTF) regulations in the United Kingdom. The MLRO's primary focus is to implemen ...

Regulatory Reform Lawyer

3 weeks ago

**Job Title: Regulatory Reform Lawyer** · **Corporate Title: Up to Director & Assistant General Counsel** · **Location: London** · **Role Description**: · - Assisting with strategic and technical legal advice on the scope of EU regulations (together with national implementing mea ...

Senior Policy Associate

3 weeks ago

Salary: National ranging from £49,700 to £67,000 and London from £53,300 to £75,000 · - Do you want to work in a department that _ · The team/department · There are few jobs where you can make a real difference to the 2 million people who work in the UK Financial Services industr ...

Banking Compliance Officer

3 weeks ago

Responsibilities · - Conduct monitoring and assurance across a variety of business lines in accordance with the Compliance monitoring program. · - Supporting colleagues in relation to their reviews · - Drafting reports on results of monitoring activities including potential issue ...

Market Conduct Compliance Officer

3 weeks ago

Oil Division · - London, United Kingdom · **Market Conduct Compliance Officer (Advisory)** · **Compliance Department** · **London, UK** · Glencore's Market Conduct team is a rapidly developing part of the Compliance organization responsible for an effective framework which manage ...

Associate, Financial Markets

2 weeks ago

**Job***: Financial Markets · **Primary Location***: Europe & Americas-United Kingdom-London · **Schedule***: Full-time · **Employee Status***: Permanent · **Posting Date***: 18/Apr/2023, 7:34:47 AM · **Unposting Date***: 02/May/2023, 5:59:00 PM · **The Role Responsibilities** · ...

Chief Conduct

3 weeks ago

**Job Purpose -** · - Raise the profile of Conduct Risk so that it is given the same prominence as other Risk types in business decisions and across the business, particularly when there are competing Risk priorities · - Meet regulatory expectations in the management of Conduct R ...

Us Regulatory Operations Regimes Contractor

1 week ago

**Processes** · - Responsible for executing the processes and controls for US Regulatory Operations. · - Ensure that the U.S. Regulatory Operations' process and controls are well defined, documented and operating effectively · - Rationalize regulatory changes impacting FM (Financ ...

Aml/kyc

2 weeks ago

**AML/ KYC** · ITI Capital Limited is a financial technology business focusing on global brokerage, asset management, fintech investments & technology transfer globally. It is authorized and regulated by the FCA. · The Head office is in the City of London - UK · As part of our co ...

Clinical Research Associate Ii

2 weeks ago

Job id: Salary: £43,205- £50,585 per annum, including London Weighting Allowance. · Posted: 16 May 2024. Closing date: 16 June 2024. · Business unit: Research Management & Innovation. Department: KHP Clinical Trials Office. · Location: Guy's Campus. Category: Research. · Back to ...