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    Head of Compliance - London, United Kingdom - Black Swan Group

    Black Swan Group
    Black Swan Group London, United Kingdom

    3 days ago

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    Description

    Job Description

    We are a leading recruitment firm specializing in connecting top talent with prestigious financial services institutions across the UK. Currently, we are seeking a seasoned professional to fill the role of Head of Compliance for a reputable financial services institution based in the UK. This institution is committed to maintaining the highest standards of regulatory compliance and ethical conduct while delivering exceptional value to its clients and stakeholders.

    Position Overview:

    As the Head of Compliance, you will play a critical role in overseeing and enhancing the compliance framework of our client's financial services institution. You will lead a dedicated team of compliance professionals and collaborate closely with senior management to ensure adherence to regulatory requirements and industry best practices. This is an excellent opportunity for an experienced compliance leader to make a significant impact and drive positive change within a dynamic and forward-thinking organization.

    Key Responsibilities:

    • Develop and implement a robust compliance program that aligns with regulatory expectations and supports the institution's strategic objectives.
    • Provide leadership and guidance to the compliance team, fostering a culture of integrity, accountability, and continuous improvement.
    • Monitor regulatory developments and assess their impact on the institution's operations, ensuring timely implementation of necessary changes.
    • Conduct risk assessments and oversee the design and execution of compliance monitoring and testing activities.
    • Serve as the primary liaison with regulatory authorities and industry bodies, representing the institution's interests and addressing compliance-related inquiries and issues.
    • Collaborate with internal stakeholders, including legal, risk management, and business units, to proactively identify and mitigate compliance risks.
    • Develop and deliver comprehensive compliance training programs to raise awareness and promote a strong culture of compliance throughout the organization.

    Qualifications:

    • Bachelor's degree in law, finance, business administration, or a related field; relevant professional certifications (e.g., ICA Diploma in Compliance, CISI Diploma in Investment Compliance) preferred.
    • Extensive experience (10+ years) in compliance roles within the financial services industry, with a strong understanding of UK regulatory requirements and best practices.
    • Proven track record of leadership and management within a compliance function, with the ability to inspire and motivate a team of professionals.
    • Deep knowledge of key regulatory areas, including but not limited to anti-money laundering (AML), data protection, market conduct, and financial crime prevention.
    • Strong analytical skills and attention to detail, with the ability to interpret complex regulations and assess their impact on business operations.
    • Excellent communication and stakeholder management skills, with the ability to interact confidently with senior executives, regulators, and industry peers.
    • Demonstrated ability to drive change and implement process improvements to enhance compliance effectiveness and efficiency.
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