- Supporting the business by providing timely Compliance advice and guidance on both new and existing initiatives, as well as international licensing queries. Taking a leading role in ensuring compliance with Lloyd's regulatory principles.
- Playing a key role in horizon scanning and communicating relevant developments to the business.
- Supporting the annual review of policies, procedures, and guidance documents.
- Supporting the operation of SM&CR, including applications and management responsibilities maps.
- Analysing, preparing and evaluating management information for key governance meetings and reporting.
- Assisting in the operation of financial crime controls, including Sanctions, Anti-Money Laundering, Anti-Bribery and Corruption, and Gifts and Entertainment.
- Undertaking and supporting Compliance Monitoring reviews and presenting findings to senior stakeholders.
- Supporting with the ongoing operation of the Product Oversight and Governance process, including annual product reviews. Identifying, developing and deliver key regulatory training to the business.
- Reviewing and responding to customer complaints.
- Preparing and collating board papers and committee meeting packs, and supporting with minute taking.
- Experience in a general insurance compliance/regulatory role
- Knowledge and experience of working with the FCA rulebooks and/or PRA rulebooks.
- Knowledge and experience of the Lloyd's market, having worked for a Lloyd's managing agent or cover holder
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Senior Compliance Analyst - London, United Kingdom - Edenbrook
Description
New Senior Compliance Analyst (Sanctions) opportunity working with a top-performing specialty insurer.You'll be a key member of the team and will support on all aspects of regulatory compliance across the group, gaining exposure to both intermediary and insurer regulatory requirements, as well as Lloyd's oversight requirements.
Have you got the right qualifications and skills for this job Find out below, and hit apply to be considered.Key responsibilities:
Duties and Responsibilities: