- Assist in assessing risks, associated controls and their effectiveness, while driving compliance with applicable laws, rules, and regulations, adhering to policies, and developing reporting and documentation
- Engage in activities to provide support to the Compliance and Operational Risk team in order to provide independent compliance and operational risk oversight of Front Line Unit or Control Function performance
- Assist in identifying and escalating problems or issues that arise and drive actions to address the root causes that lead to compliance risk issues and/or operational risk losses
- Assist with investigation of escalated trade surveillance alerts and continual enhancement of the trade surveillance program elements.
- Assist in the development of independent risk management reporting for respective area(s) of coverage as input into management routines
- Conduct monitoring and provide independent review and challenge to the Front Line Unit
- Assist in responding to trading venue and regulatory inquiries and other audits and examinations
- Monitors the regulatory environment to identify regulatory changes applicable to area(s) of coverage and maintains a comprehensive regulatory inventory
- A versatile, confident individual with relevant work experience in Compliance and/or Operational Risk or within a FICC business .
- Ability to engage and communicate confidently and professionally with trading and sales teams and with other internal stakeholders
- Preferably an understanding of rates and/or foreign exchange products.
- knowledge of relevant UK, EU and US regulations, including but not limited to MiFID II, MAR, Dodd Frank, Volcker etc.
- Confident in managing policies, procedures and guidelines
- Ability to interpret relevant laws, rules and regulations
- Confident communication and analytical skills
- Private healthcare for you and your family plus an annual health screen to help you manage your physical wellness with the option to purchase a screen for your partner
- Competitive pension plan, life assurance and group income protection cover if you become unable to work as a result of a disability or health reasons
- 20 days of back-up childcare including access to school holiday clubs and 20 days of back-up adult care per annum
- The ability to change your core benefits as well as the option of selecting a variety of flexible benefits to suit your personal circumstances including access to a wellbeing account, travel insurance, critical illness etc.
- Access to an emotional wellbeing helpline, mental health first aiders and virtual GP services.
- Access to an Employee Assistance Program for confidential support and help for everyday matters
- Ability to donate to charities of your choice directly through payroll and the bank will match your contribution
- Opportunity to access our Arts and Culture corporate membership program and receive discounted entry to some of the UK's most iconic cultural institutions and exhibitions.
- Opportunity to give back to your community, develop new skills and work with new groups of people by volunteering in your local community.
-
Risk Specialist
1 day ago
Amentum London, United Kingdom**Supporting the Most Exciting and Meaningful Missions in the World** · Risk Specialist · Amentum is a premier global technical and engineering services partner. We draw from a century-old heritage of operational excellence, mission focus, and successful execution underpinned by ...
-
Specialist, Risk
1 week ago
Northern Trust Corp. London, United KingdomAbout Northern Trust: · Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. · Northern Trust is proud to provide innovative financial services and guidance to the world's most succe ...
-
Operational Risk Specialist
1 week ago
eFinancialCareers London, United KingdomHamlyn Williams are currently working with a Trading Fintech business located in the UK. We are working exclusively with the senior leadership team to build out their risk function, and currently we are looking for an Operational Risk Specialist to supporttheir expansion in the U ...
-
Credit Risk Specialist
1 week ago
SaluteMyJob London, United KingdomOrganisation: · - Phoenix Group- Expiration Date: · - 15/03/2023 · - Displayed salary: · - Competitive · - City/Town: · - London · - Remote: · - No**Opportunity Description**: · **Job Type**:Permanent**Location and flexible working**:This role is based in our London office on a H ...
-
Credit Risk Specialist
1 week ago
Phoenix Group London, United Kingdom**Job Type**:Permanent · **Location and flexible working**:This role is based in our London office on a Hybrid basis. We recognise the benefits of flexible working and will discuss what is important to you and balancing this with business requirements during the recruitment proce ...
-
Credit Risk Specialist
1 week ago
BT London, United KingdomCredit Risk Specialist - Acquisition & InLife Controls · **Job Req ID**:25463**Posting Date**:20 Nov 2023**Function**:Risk, Compliance and Assurance**Location**:(BIG BLUE GATE), Beckton, London, United Kingdom**Salary**:Attractive salary & benefits**Recruiter: Carla Ballinger** · ...
-
Risk and Fraud Specialist
4 days ago
Adyen London, United Kingdom**This is Adyen** · Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice. At Adyen, everything we do is engineered for ambition. · For our teams, we cre ...
-
Risk Methodology Specialist
1 week ago
Deutsche Bank London, United Kingdom**Job Title **Risk Methodology Specialist · **Location **London · **Corporate Title **Assistant Vice President · Deutsche Bank benefits from having a highly experienced and dedicated Anti-Financial Crime (AFC) function, which performs a crucial role in keeping Deutsche Bank's bus ...
-
Operational Risk Specialist
1 week ago
Freetrade London, United KingdomWe're here to change that.- We're a technology company that brings simple investing to everyone. We've built a beautiful app to buy and sell shares and ETFs in a fluid, mobile-first experience.- We're building a team with diverse and unique perspectives in order to help us on our ...
-
Sales Specialist Risk
1 week ago
LSEG (London Stock Exchange Group) London, United KingdomAre you a passionate about working with potential customers to add value to their businesses? Do you love hunting for business in order to grow revenue and sales? If so, we'd love to hear from you · We have a great opportunity for a Sales Professional within the Regulatory Risk a ...
-
Investment Risk Specialist
2 days ago
UBS London, United KingdomUnited Kingdom · - Risk · - Group Functions · **Job Reference #** · BR · **City** · - London · **Job Type** · - Full Time · **Your role** · - Are you an expert on investment risk? Do you enjoy discussing risks with portfolio managers? Are you talented in improving risk reporting ...
-
Business Risk Specialist
11 hours ago
UBS London, United KingdomUnited Kingdom · - Risk · - Global Wealth Management · **Job Reference #** · BR · **City** · - London · **Job Type** · - Full Time · **Your role** · - Do you know how to evaluate risk?- We're looking for someone to work in a small team that can: · - develop metrics and associated ...
-
Specialist - Quantitative Risk
1 week ago
Anglo American London, United KingdomCompany Description · **You're talented and adaptable. That's why you'll fit in.** · As well as mining and processing many of the essential raw materials that enable, support and enhance modern life, Anglo American through its Marketing, arm, is a global trading and marketing bus ...
-
Valuation Risk Specialist
3 days ago
ING Bank N.V. London, United Kingdom**Job Specification** · **Main Duties and Responsibilities of Role**: · The role is focused on delivering valuation regulatory and accounting requirements across different regional hubs. You will be involved in a variety of topics related to valuation risks (mostly for trading bu ...
-
Data Risk Specialist
6 days ago
JPMorgan Chase Bank, N.A. London, United KingdomJPMorgan Chase & Co. has expanded its consumer business and we have launched a new digital retail bank in the UK. We are offering consumers a completely new banking experience. Under the Chase brand, the bank provides products and features tailored to meet the needs of customers ...
-
Risk Operations Specialist
3 days ago
Satago London, United KingdomThis is an incredible opportunity to gain valuable experience in a thriving Fintech company and explore various areas of Satago. · **Requirements**: · 1. Credit Support: · - Perform thorough KYC & AML checks on clients. · - Assist in preparing and executing legal documents for Sa ...
-
IT Risk Technical Specialist
1 week ago
Akkodis London, United Kingdom**Project Description** · Provide information security support (e.g., risk assessments) for DCT project · - bring information security expertise and advice to project teams · - assist in the successful inclusion of key information security controls and cyber security measures · - ...
-
IT Risk Assurance Testing Specialist
6 days ago
Kite Human Capital London, United Kingdom**IT Risk Assurance Testing Specialist - Risk & Control Management - London - £80k + Bonus & Benefits** · A market-leading financial services company are looking to hire an IT Risk Assurance Specialist to join their growing Technology Risk & Control team, working on the testing o ...
-
Risk and Middle Office Specialist
1 week ago
PGNiG Supply & Trading GmbH London, United Kingdom**Risk andMiddle Office Specialist** · PGNiG Supply & Trading GmbH UK Establishment, London, England, United Kingdom, Hybrid work model · **About the job**: · - PGNiG Supply & Trading GmbH (PST) is 100% owned by the Polish state-owned oil and gas company Polskie Górnictwo Naftowe ...
-
Credit Risk Strategy Specialist
2 days ago
Harnham London, United Kingdom**Credit Risk Strategy Specialist · London · Up to £80,000 + equity** · How would you like to play a key role in the strategic direction of an international fin-tech that is built around a positive social mission? · Our client is leveraging technology to help empower communities ...
Markets Compliance and Operational Risk Specialist - London, United Kingdom - myGwork
Description
This inclusive employer is a member of myGwork – the largest global platform for the LGBTQ+ business community.
Job Description:
Job Title: Markets Compliance and Operational Risk Specialist (FICC)
Location: London
Title: Up to VP
Company Overview:
At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.
One of the keys to driving Responsible Growth is being a great place to work for our teammates around the world. We're devoted to being a diverse and inclusive workplace for everyone. We hire individuals with a broad range of backgrounds and experiences and invest heavily in our teammates and their families by offering competitive benefits to support their physical, emotional, and financial well-being.
Bank of America believes both in the importance of working together and offering flexibility to our employees. We use a multi-faceted approach for flexibility, depending on the various roles in our organization.
Working at Bank of America will give you a great career with opportunities to learn, grow and make an impact, along with the power to make a difference. Join us
Location Overview:
Our London office is based just a stone's throw from the magnificent St. Paul's Cathedral on bustling King Edward Street. Here you'll find modern workspaces and a state-of-the-art auditorium space. In addition, we're proud to host an onsite restaurant that shares our commitment to sustainability by providing delicious seasonal menus which have been created with the planet in mind. Make sure to take time for yourself and head up to our rooftop terrace and take in the spectacular views across London. Finally, your physical wellness is well-catered for with our onsite gym facilities and medical centre.
Role Overview:
This role is responsible for assisting the Compliance and Operational Risk team to execute second line of defense compliance and operational risk oversight for the Rates, FX / Local Currency Trading and Short End Trading Lines of Business in the UK and CEEMEA.
Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), the Compliance and Operational Risk Management Program and Standard Operating Procedures are implemented and identifying, challenging, escalating, and mitigating risks in a timely manner.
Responsibilities:
What we are looking for:
Benefits of working at Bank of America:
UK
Bank of America:
Good conduct and sound judgment is crucial to our long term success. It's important that all employees in the organisation understand the expected standards of conduct and how we manage conduct risk. Individual accountability and an ownership mind-set are the cornerstones of our Code of Conduct and are at the heart of managing risk well.
We are an equal opportunities employer and ensure that no applicant is subject to less favourable treatment on the grounds of sex, gender identity or gender reassignment, marital or civil partner status, race, religion or belief, colour, nationality, ethnic or national origins, age, sexual orientation, pregnancy or maternity, socio-economic background, responsibility for dependents or physical or mental disability. The Bank selects candidates for interview based on their skills, qualifications and experience.
We strive to ensure that our recruitment processes are accessible for all candidates and encourage any candidates to tell us about any adjustment requirements.