Jobs
>
London

    Compliance Advisory - London, United Kingdom - USS Investment Management Limited

    Default job background
    Description

    When you join USS, the size and scale of our pension scheme means you will have numerous opportunities to learn and develop your career. Given our size you'll have real autonomy and influence as you collaborate closely with a wide-ranging team of experts.

    Our office is a vibrant place to work, and we offer flexibility of office/homeworking due to our hybrid model.

    About the role

    In your role as Compliance Advisory you will make a meaningful and valued contribution from the outset.

    This role will provide a great opportunity toassist with a range of compliance matters, including managing compliance systems, and both Public Markets and Private Markets advisory.

    As Compliance Advisory, you will work to Administer Compliance owned policies and procedures to ensure compliance with regulatory requirements.

    Additionally, you will monitor and report on industry developments as are relevant to the business of USSIM.

    What you will be doing

    As a trusted part of the Group General Counsel you will be responsible for:

    • Building a close working relationship with each of the USSIM business units to support Compliance matters as required.
    • Working principally with the Head of USSIM Public Markets Compliance Advisory, and Deputy Head of Group Compliance, and other members of the Compliance Team - as required
    • Tracking industry developments, for example best practices from trade associations and apply and roll these out within USSIM as is relevant at the direction of the Head of USS Group Compliance
    • Assisting with the provision of ad-hoc advice to the Public, and Private Markets Groups
    • Supporting ongoing surveillance of the activities of the Public Markets Group in relation to key regulatory processes, including: MAR surveillance, best execution, allocations, sanctions lists, shareholding disclosures and filings, position limits, exceptions reporting, and maintenance of IT systems to manage these

    About you

    We know that sometimes people can be put off applying for a job if they don't tick every box, if you're excited about working for us and have most of the skills or experience we're looking for, then please apply, regardless of whether you meet all the requirements outlined in this profile.

    To be successful in the role you will have:
    • Thorough knowledge and experience of the UK regulatory framework
    • Willingness to develop relationships at all levels in delivering pragmatic and proportionate compliance support, monitoring and training solutions within USSIM's Public and, Private Markets Groups
    • Good understanding of public market asset classes; including equity, credit, fixed income, derivatives and alternative investments
    • Demonstrable experience of Public Markets Compliance. Experience of dealing with the regulatory change agenda, and in particular impact of Public Markets
    • Working knowledge of Bloomberg and FundApps or other equivalent systems for monitoring Public Markets compliance

    How we will reward you

    • Generous annual leave package
    • Access to a high quality pension scheme provided through Universities Superannuation Scheme
    • Supportive people policies (including enhanced occupational sickness pay and family friendly pay)
    • Financial contributions towards your personal development to help you maintain your physical and mental wellbeing
    • Access to a range of health and wellbeing services i.e., private healthcare, discounted gym membership
    • Learning and development opportunities to develop your skills, knowledge and talent
    • Employee Volunteer Day's to support the communities where you work and live
    • Cycle to Work Scheme

    Our culture and values

    Our people are what makes us different. We work together to create a diverse and inclusive culture that embraces individuality, where people are welcomed and feel comfortable in the knowledge that they can be themselves. Our purpose firmly states the importance of members, putting them 'front and centre' of what we do. This is embedded through our values:

    • Integrity

    About us

    Universities Superannuation Scheme (USS) was established in 1974 as the principal pension scheme for universities and higher education institutions in the UK. We work with around 330 employers to help build a secure financial future for more than 528,000 members and their families. We are one of the largest pension schemes in the UK, with total assets of around £75.5bn (at 31 March To find out more, please visit

    USSL is proud to be an equal opportunity employer. We strive to ensure our recruitment process is as flexible and inclusive as possible so we can attract diverse candidates and recruit the best talent. We want all candidates to perform at their best during the recruitment process, so if you need any reasonable adjustments or if there is anything we can do to help support you through your recruitment journey please let us know by contacting . #J-18808-Ljbffr


  • USS London, United Kingdom

    **Compliance Advisory** · *** · **Business Area: Group General Counsel** · *** · **Place of Work: London** · *** · **Contract Type: Permanent** · *** · **When you join USS, the size and scale of our pension scheme means you will have numerous opportunities to learn and develop yo ...

  • eFinancialCareers

    Compliance Advisory

    1 week ago


    eFinancialCareers London, United Kingdom

    Responsibilities: · - Conduct compliance risk assessments and develop appropriate mitigation strategies · - Monitor and implement regulatory changes and ensure our firm remains in compliance with all relevant laws and regulations · - Provide compliance advice and training to busi ...


  • Barings London, United Kingdom

    At Barings, we are as invested in our associates as we are in our clients. We recognize those who work diligently for us and reward them for personal and professional integrity, communication skills, distinct competencies and expertise in specific strategies, ability to collabora ...


  • Morgan McKinley London, United Kingdom Part time

    Responsibilities below: · - Review/audit/investigation requests from Exchanges and Regulators · - Research in relation to keeping up to date on financial regulatory developments · - Monitoring and problem solving with regards to MiFIR transaction reporting · - Monitoring and prob ...


  • Meraki London, United Kingdom

    **Compliance Advisory Officer** · Perm Role · Financial Services · London · Date: 11/05/2023 · Start Date: ASAP · We are currently recruiting for a Compliance Advisory Officer on behalf of our financial services client. This role is ideal for someone with good working knowledge o ...


  • Hampshire Trust Bank London, United Kingdom

    Hampshire Trust Bank is a specialist bank, staffed by experts focused on helping UK businesses realise their ambitions. Our dedicated Asset Finance, Development Finance, Wholesale Finance and Specialist Mortgages divisions ensure that businesses receive the outstanding service, l ...


  • TP ICAP London, United Kingdom

    Job Description · The TP ICAP Group is a world leading provider of market infrastructure. · Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovativ ...


  • eFinancialCareers London, United Kingdom

    Key responsibilities: · - Advising the business on policies and procedures · - Financial promotion sign-off (including associated monitoring controls) · - Compliance related funds work related to in-scope jurisdictions eg Prospectus reviews, due diligence questionnaires, due dili ...


  • Compliance Professionals London, United Kingdom

    **THE COMPANY**: · Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. · **THE RESPONSIBILITIES**: ...


  • eFinancialCareers London, United Kingdom

    Our client, an Asset Manager, is looking for an experienced Head of Advisory Compliance to join their growing team. Reporting to the Head of Compliance and with oversight for a small team, you will have broad compliance advisory responsibilities across allof the business. Duties ...


  • TP ICAP London, United Kingdom

    Job Description · Compliance Advisory Associate - future opportunities · TP ICAP Group Overview: · The TP ICAP Group is a world leading provider of market infrastructure. · Our purpose is to provide clients with access to global financial and commodities markets, improving price ...


  • IQ-EQ London, United Kingdom

    Company Description · IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. · **Job Description**: · **Res ...


  • Financial Conduct Authority London, United Kingdom

    Regulatory Compliance Advisory - Supervision Hub · Location · London (Stratford) · Salary · National ranging £65,200 - £77,000 and London from £67,900 - £80,000 · The Role · The role is one of technical leadership for the largest supervisory department in the FCA. Our 160 supervi ...


  • eFinancialCareers London, United Kingdom

    Responsibilities-- Advise first line payments and investments businesses on applicable regulation · - Act as SME on UK and EU regulation applicable to individuals and corporates · - Take the lead on identifying analysing and implementing regulatory change · - Advise the business ...


  • eFinancialCareers London, United Kingdom

    **Responsibilities**: · - Provide compliance advice & guidance in relation to regulatory requirements. · - Create and maintain policies and procedures in line with regulatory changes. · - Maintain strong compliance culture across the business, dealing with a range of business are ...


  • Eames Consulting London, United Kingdom

    Great opportunity to join this growing compliance function. · Working as part of an established governance team this role with support the delivery of Compliance team's annual plan, including internal assessment and assurance activities to provide comfort to the boards. This role ...


  • eFinancialCareers London, United Kingdom

    Job Summary · - City of London · - Permanent · - JN · - Jan 11, 2023 · - £110k - £115k · **Job Description**: · Our client a leading London based Investment Bank who are looking to expand their compliance team and this is an exciting team to join · - Work as part of an integrate ...


  • LHH Recruitment Solutions London, United Kingdom

    Provide independent advice, oversight and challenge of risk management practices across FX Sales and Trading within the Markets & Securities Services businesses, and/or jurisdictions within the second line of defence to obtain reasonable assurance thatthey are operating in line w ...


  • eFinancialCareers London, United Kingdom

    **Compliance Advisory Manager UK / EMEA** · **City of London** · **Permanent** · **£70,000 - £80,000** · cer Financial are working alongside a Investment Management Firm, who are looking for a Compliance Advisory Manager to join them on a permanent basis. · **The Responsibilities ...


  • BNP Paribas London, United Kingdom

    FINANCIAL MARKETS COMPLIANCE ADVISORY - AVP (JOB NUMBER: 25795) · **BNP Paribas is a leading bank in Europe with an international reach. It has a presence in 73 countries, with more than 196,000 employees, including around 149,000 in Europe. The Group has key positions in its thr ...