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    Compliance Manager - Birmingham, United Kingdom - Cameron Clarke Associates

    Cameron Clarke Associates
    Cameron Clarke Associates Birmingham, United Kingdom

    1 week ago

    Default job background
    Full time
    Description

    Compliance Manager | Remote| Full Time | £35,000.00 to £44,000.00 dependant on experience

    We are a completely independent Network for mortgage and protection brokers with over 700 members across the UK. Due to our continued growth, we are recruiting for a Compliance Manager to look after our Advisers based in the North East of England/South of Scotland area.

    Please note- working hours are generally, 9 am – 5 pm but could vary depending on business needs

    Are you the right person for the job?

    • This is a field based role. The successful candidate will ideally reside in the North East area/South of Scotland as travel to Advisers will be required from time to time
    • Minimum 2 years experience in a similar role within the financial services sector
    • Excellent verbal and written communication skills
    • Ability to work under pressure, prioritise and work to tight deadlines
    • Coaching and mentoring and people management skills
    • The ability to analyse information with a view to making informed decisions
    • Competent in Microsoft Office suite i.e. Excel, Word etc
    • Full CeMAP or equivalent
    • The successful candidate must have a strong understanding of Mortgages, General Insurance, Pure Protection and Equity Release

    What will your role look like?

    • To maintain a primary point of contact for Appointed Representatives in an allocated area and to manage the T&C program to ensure compliance with network standards.
    • To ensure compliance with Company and regulators' compliance procedures.
    • To identify the business risks ensuring all current and future regulatory requirements are adhered to with effective controls in place.
    • To ensure appropriate standards/ procedures are followed by authorised appointed representatives.
    • Instruct, coach and monitor individuals, producing reports and individual training/ development plans ensuring all outstanding actions are completed within agreed timescales.
    • Identifying areas where appointed representatives can improve their standards and associated risk ratings.
    • Accurately record any findings and corrective activity.
    • To assist and guide the File Review team members regarding technical queries and challenges arising in the file review process.
    • Deal with any issues escalated as a result of reviews carried out by the file review team.
    • Develop working practices to meet the requirements of the business for accuracy and efficiency.
    • Deliver appropriate service to Directly Authorised firms who have a Compliance Support package

    What can you expect in return?

    • A pension scheme
    • A staff referral scheme
    • An adviser referral scheme
    • A friendly, motivated team and a supportive working environment
    • Office closure over Christmas
    • Open and communicative relationship with management, with regular 1:1 sessions

    What's next? It's easy Click "APPLY" now We can't wait to hear from you

    Your data will be handled in line with GDPR.

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