Jobs
>
London

    Compliance - Regulatory Coordination Professional (London/Hybrid) - Moody's

    Moody's
    Moody's London, United Kingdom

    1 week ago

    Default job background
    Description

    Moody's is a developmental culture where we value candidates who are willing to grow. So, if you are excited about this opportunity but don't meet every single requirement, please apply You may be a perfect fit for this role or other open roles.

    Moody's is a global integrated risk assessment firm that empowers organizations to make better decisions.

    At Moody's, we're taking action. We're hiring diverse talent and providing underrepresented groups with equitable opportunities in their careers. We're educating, empowering and elevating our people, and creating a workplace where each person can be their true selves, reach their full potential and thrive on every level. Learn more about our DE&I initiatives, employee development programs and view our annual DE&I Report at

    Role/Responsibilities

    The Regulatory Coordination Team (RCT) in the global Compliance department works to promote transparency and business stakeholder engagement in regulatory supervision, primarily for Moody's Investors Service, a credit rating agency, and is responsible for coordinating Moody's regulatory supervision responses and engagement globally. This role will report to the Head of RCT, will work in an evolving regulatory environment, and will primarily coordinate regulatory supervision engagement with the Financial Conduct Authority (FCA), European Securities and Markets Authority (ESMA), Financial Sector Conduct Authority (FSCA) and Dubai Financial Services Authority (DFSA).

    Specifically, the candidate will be responsible for the following.

    • Assist with the collection, compilation, review, and management of documentation for responses to regulators, including information requests, inquiries, inspections, investigations and remediations.
    • Review collected documentation for adequacy and appropriateness.
    • Assist in drafting responses to regulatory requests and inquiries as assigned.
    • Develop knowledge of applicable policies and procedures, and of regulations and rules, as applicable, to support coordination of regulatory responses and engagement.
    • Adhere to team processes for tracking deliverables and required steps for information collection, internal reviews and submission to the regulator.
    • Contribute to enhancement and development of team processes and recordkeeping to support responses to regulatory supervision and engagement.
    • Assist in the preparation of periodic compliance reports, including collating necessary data, for internal and external use.
    • Develop and maintain effective working relationships within the Compliance department and with other internal and external stakeholders.
    • Work closely with the global Compliance department on a variety of compliance initiatives as needed.

    Qualifications

    • Minimum 5 years of experience in a compliance function or compliance-focused function with a financial institution or capital markets environment.
    • Experience in interacting with financial supervisory authorities or financial stability regulators is desirable.
    • Strong academic background with undergraduate degree is required, preferably in law.
    • Highest ethical standards.
    • Strong attention to detail.
    • Professional, pro-active, flexible, diligent and dependable.
    • Excellent verbal and written communications skills.
    • Effective interpersonal skills with ability to build strong professional relationships at all levels.
    • Strong team orientation with ability to collaborate and influence without authority.
    • Highly organized and efficient, with ability to multi-task and meet tight deadlines.
    • Works on own initiative with independent execution and without the need for close supervision.
    • Sound judgment with thoughtful approach to issues; capable of problem solving and escalating issues appropriately.
    • Computer skills, including proficiency in Microsoft Office applications, specifically PowerPoint, Excel, and Word, and SharePoint.
    • Fluency in oral and written English is required.

    #LI-Hybrid

    Moody's is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability, protected veteran status, sexual orientation, gender expression, gender identity or any other characteristic protected by law.

    Candidates for Moody s Corporation may be asked to disclose securities holdings pursuant to Moody's Policy for Securities Trading and the requirements of the position. Employment is contingent upon compliance with the Policy, including remediation of positions in those holdings as necessary.

    For more information on the Securities Trading Program, please refer to the STP Quick Reference guide on ComplianceNet

    Please note: STP categories are assigned by the hiring teams and are subject to change over the course of an employee's tenure with Moody's.

  • Ryder Reid Legal Ltd

    Professional Development Coordinator

    2 days ago

    Ryder Reid Legal Ltd London, United Kingdom

    Our American multinational law firm client has an exciting opportunity for a Professional Development Coordinator to join their London office on a full-time permanent basis. Working closely with the Director of Professional Development - Europe and teammembers, lawyers and other ...

  • Institute of Physics

    Professional Standards Coordinator

    2 days ago

    Institute of Physics London, United Kingdom

    **Department**: Membership · **Location**: 37 Caledonian Road, London N1 9BU - Hybrid · **Salary**: Up to £26,500 per annum (depending on experience) · **Job Advert Description**: · We are looking for a full time Professional Standards Coordinator that will support the Institute ...

  • CDW

    Professional Services Resource Coordinator

    1 week ago

    CDW London, United Kingdom

    **Description** · Bring your career and talents to CDW, where you can have a greater impact, be inspired by our mission and excited about your job and future. With revenues of over £1 billion, CDW UK is a leading supplier of IT solutions and services to a broad range of commercia ...

  • Career Legal

    Professional Development Coordinator

    4 days ago

    Career Legal London, United Kingdom

    A leading US law firm are looking for a Client Development and Communications Coordinator to join their team for a 14-month FTC. · This role plays a pivotal role in supporting the London Client Development and Communications Senior Manager and collaborating with various teams wi ...

  • GOODWIN

    Learning & Professional Development / Diversity, Equity & Inclusion Coordinator

    1 week ago

    GOODWIN London, United Kingdom Full time

    Make an impact at Goodwin, where we partner with our clients to practice law with integrity, ingenuity, agility and ambition. We are in the business of building authentic, long-term relationships with our clients, who are some of the world's most successful and innovative investo ...

  • Advance TRS

    Associate/Associate Director Environmental Consultant

    4 days ago

    Advance TRS London, United Kingdom Full time

    Job Title: Associate/Associate Director Environmental Consultant · Job Description · My client is looking for an individual with practical experience of environmental coordination, assessment and team management to join and lead their Environmental Management team in London. Key ...

  • Royal Trinity Hospice

    Care Coordinator

    1 week ago

    Royal Trinity Hospice London, United Kingdom

    The goal of this service is to support patients to achieve their preferred place of care and death, to avoid unplanned and inappropriate hospital admissions and to support rapid discharges from hospital. This role plays a vital part in achieving this. The Care Coordination Servic ...

  • TSA Surveying Ltd

    Retrofit Coordinator

    2 days ago

    TSA Surveying Ltd London, United Kingdom Full time

    TSA Surveying is working in partnership with a Property Consultancy who are looking to recruit a Retrofit Coordinator on a permanent basis, based in Eltham. · This Consultancy has established networks in the Social Housing sector and has a broad range of core built-environment di ...

  • Career Legal

    Professional Development Co-ordinator

    1 week ago

    Career Legal London, United Kingdom

    My client is a leading US international law firm with an outstanding reputation in Private Equity and an inclusive and collegiate culture, they are now looking for an analytical and collaborative Professional Development Co-ordinator to join their Londonoffices on a permanent bas ...

  • Cockpit

    Programme Coordinator

    5 days ago

    Cockpit London, United Kingdom

    Job description · Cockpit is hiring an experienced administrator to join our Business Incubation team in the role of Programme Coordinator. Reporting to the Head of Business Incubation, this role is key in supporting the effective delivery of Cockpit's Business Support and Profes ...

  • Helen Bamber Foundation & Asylum Aid

    Counter-trafficking Casework Coordinator

    2 days ago

    Helen Bamber Foundation & Asylum Aid London, United Kingdom

    Job description · **The Counter-Trafficking Department and Programme operates within HBF's vibrant, multi-disciplinary team. **The Casework Coordinator works alongside the Counter-Trafficking Casework Manager and the rest of the Counter-Trafficking team, as well as other human ri ...

  • Thinking Search

    Corporate Events Executive

    2 days ago

    Thinking Search London, United Kingdom

    An excellent opportunity to join a leading global law firm as a Senior Events Executive. This is a great role for someone with a background in corporate events coordination in the legal or wider professional services sector. · **Responsibilities Include**: · - Deliver and support ...

  • Australasian Recruitment Company

    Office Coordinator

    1 week ago

    Australasian Recruitment Company London, United Kingdom

    **OFFICE COORDINATOR** · *** · An exciting opportunity to join a leading global asset management firm as an Office Coordinator on a permanent basis · **OFFICE COORDINATOR ROLE**: · - Overseeing and handling room bookings and liaising with relevant parties to ensure the delivery o ...

  • Angela Mortimer plc

    Office Coordinator

    1 week ago

    Angela Mortimer plc London, United Kingdom

    **Office Coordinator (ID:14652)**: · Job Role · - Graduate Jobs · - Contract Type · - Fixed Term Contract · - Location · - London · - Salary · - 30000 · - Date Added · - 08/06/2023 · - Date Expires · - 13/07/2023 · - Industry · - Consultancy, Professional Services · - Office Coor ...

  • Ambition

    Events Coordinator

    1 day ago

    Ambition London, United Kingdom

    I'm currently working with a leading US law firm in their search for an Event Coordinator to join their team based in London. This role will be focused on their European markets working with their global team. · The Event Planning Coordinator will support with planning, coordinat ...

  • TPP Recruitment

    Volunteer and Events Coordinator

    5 days ago

    TPP Recruitment London, United Kingdom

    70939DW_ Posted: 19/02/2024 · Expiring: 04/03/2024 · - £ £30000 per annum · - City of London, London · - Contract · *Offering mostly home working* · A chartered professional membership body has a 1 year contract opportunity for a Volunteer Coordinator or events professional to jo ...

  • Royal Pharmaceutical Society

    Assessment and Credentialing Co-ordinator

    1 day ago

    Royal Pharmaceutical Society London, United Kingdom

    **Salary: up to £30,000 per annum** · Are you a highly organised professional with a keen eye for detail and a proven track record in coordinating complex workflows? If yes, we have an exciting opportunity for you · **Key Responsibilities**: · - Coordinate complex workflows with ...

  • Guy's and St Thomas' NHS Foundation Trust

    Emergency Department Flow Coordinator

    1 week ago

    Guy's and St Thomas' NHS Foundation Trust London, United Kingdom

    Guy's and St Thomas' is among the UK's busiest and most successful NHS foundation trusts. · An exciting opportunity has risen for a Band 4 Emergency Department Patient Pathway Flow Coordinator. This post is a 37.5 hours, with flexible working pattern as shifts which will include ...

  • Ceasefire Centre for Civilian Rights

    Advocacy Officer

    1 week ago

    Ceasefire Centre for Civilian Rights London, United Kingdom

    Job description · Work with us t**o** promote civilian rights through implementing projects to strengthen military accountability and improve the scope for reparations where civilian rights have been violated, including in relation to UK military operations (main focus), Ukraine/ ...

  • ONETEN ASSOCIATES LIMITED

    Front of House

    1 week ago

    ONETEN ASSOCIATES LIMITED London, United Kingdom

    My client, a highly regarded, Mayfair Investment firm have a requirement to find an experienced, polished and exemplary front of house team member. · If you are keen to work in the heart of the Capital in an enviable location and work with an engaging, stimulating and highly cred ...