- Advising clients on legal regulatory and compliance issues across a broad range of areas.
- Implementing legal and regulatory change projects, including the development of template agreements and negotiation guidelines.
- Advising on regulations which may include MiFID II, UCITS V, AIFMD, CASS, CRD IV, EMIR, Dodd Frank, DGSD, FSMA, RDR, CCP clearing, CCA, Payment Services Directive, Market Abuse Directive, the Volcker Rule and FATCA.
- Drafting and maintenance of internal policies to ensure firm compliance and for implementation of regulatory changes.
- Working with regulators internationally e.g., FCA, SEC, AMF, CSSF, CBI, BaFin and with industry bodies to respond to consultation papers.
- Assisting the business team in the establishment of new product offerings and setting out the regulatory and legal framework for distribution of structured products and alternative investments.
- Good academic credentials and post-qualification experience.
- In-house legal experience is preferred (directly, or as a secondee)
- Strong commercial understanding, and excellent interpersonal skills.
- You must have the right to work and be eligible to practice as a lawyer in the UK.
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Financial Services Lawyer
1 week ago
Brandon James Ltd City of London, United KingdomA top US law firm are looking for a Financial Services Lawyer to join their award-winning team in their London office. · **The Financial Services Lawyer's Role** · The successful Financial Services Lawyer work with a high-quality caseload and both national and international clien ...
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Brandon James Ltd City of London, United KingdomAn award-winning international law firm are looking for a Contentious Insurance and Financial Services Lawyer to join their award-winning team in their London office. · **Contentious Insurance and Financial Services Lawyer's Role** · The successful Contentious Insurance and Finan ...
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Financial Services Lawyer
1 week ago
Jameson Legal London, United KingdomOur client is a major international law firm, which is well known for providing a full range of market-leading legal services across their chosen sectors. The firm is particularly well-known for their finance work, and highly rated for their Energy, Transport, and Real Estate sec ...
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Financial Services Lawyer
1 week ago
BCL Legal England, United KingdomFinancial Services Disputes Lawyer - Bristol · A fantastic opportunity has arisen for an FS Disputes Lawyer to join this national law firm in Bristol. · As part of the FS Disputes team you will be tasked on dealing with a mixed case load of financial services disputes and regula ...
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Lawyer - Commercial Services
1 week ago
Hays Legal London, United KingdomA top 100 law firm that harbours ambitious aspirations to deliver unparalleled service - and this ambition is purpose-driven. You benefit from their specialised expertise in intricate legal domains, coupled with a great focus on specific market sectors.Above all, the firm's comme ...
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Lawyer - Legal Services
6 days ago
Service Care Solutions London, United KingdomJob Description Service Care Legal are recruiting on behalf of a Legal 500 firm based in East London who are seeking a Court of Protection Solicitor to join their team. Please see below further details regarding the position and the person specification. · The Role · To manage ...
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Lawyer - Legal Services
1 week ago
Executive Network Legal Ltd London, United KingdomCourt of Protection Solicitor, 1-3 Years PQE, London, up to £45,000 (DOE) – A new opportunity for a Court of Protection Solicitor to join a friendly and supportive team. Applications are sought from Court of Protection Solicitors or Legal Executives with between 1-3 Years PQE gai ...
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Lawyer - Legal Services
2 weeks ago
Austen Lloyd Limited England, United KingdomPrivate Client Solicitor - West Sussex · My client is currently in search of an adept Private Client Solicitor to become a valued member of their distinguished law firm based in Sussex. This firm holds a steadfast commitment to fostering the personal and professional growth of i ...
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Lawyer - Legal Services
2 days ago
Motus Legal Recruitment England, United KingdomCourt of Protection Solicitor vacancy – Bristol · A rare and interesting opportunity to be able to join such a specialist and dedicated Private Client practice, for their offices here in Bristol. · We are working closely with this client as they are looking to appoint another e ...
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Lawyer - Legal Services
1 week ago
ENL Legal Recruitment England, United KingdomCOURT OF PROTECTION SOLICITOR, 3+ YEARS PQE, SOUTH DEVON, £50,000 - £60,000 (DOE) – This is an exciting opportunity to join a leading regional law firm with offices across the county who can offer clearly defined career progression, an excellent quality of work and the chance to ...
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Lawyer - Legal Services
2 hours ago
Birchrose Associates United KingdomCourt of Protection Solicitor / Associate Leading, Legal 500 Court of Protection Department · Founded over 50 years ago, our client is viewed as a multi-specialist leading law firm based in London but with a national reputation. The firm boasts a very strong Court of Protection D ...
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Lawyer - Legal Services
2 days ago
Michael Page (UK) London, United KingdomThis organisation is one of the largest in the professional services industry, boasting a global presence. Their commitment to delivering top-tier legal services is underpinned by a deep understanding of the industries in which their clients operate. · As a sustainability and cl ...
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Lawyer - Legal Services
6 days ago
Chadwick Nott London, United KingdomCourt of Protection Solicitor · Salary: £65-85k - depending on experience · PQE Level: 3-7 · Contract Type: Permanent · Working Hours: Full-time · My client is a highly regarded law firm with top-tier legal 500 rankings for private client and court of protection work. They a ...
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Lawyer - Legal Services
19 hours ago
G2 Legal Limited London, United KingdomAn exciting opportunity has arisen for a solicitor to join this Legal 500 Court of Protection department in central London. · You will be joining a leading team of specialists, providing unparalleled Court of Protection Deputyship support. · The firm has an excellent reputation ...
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Lawyer - Legal Services
2 days ago
BCL Legal London, United KingdomCourt of Protection Associate| NQ - 6 PQE · Top 200 law firm| London | £60,000 - £80,000 · Successful candidates can look forward to joining a leading London-based law firm, specialising in Private Client law, looking to strengthen their deputyship offering with the addition of ...
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Lawyer - Legal Services
6 days ago
Service Care Solutions London, United KingdomService Care Legal are recruiting on behalf of a Legal 500 firm based in East London who are seeking a Court of Protection Solicitor to join their team. Please see below further details regarding the position and the person specification.The Role To manage and progress a full cas ...
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Financial Services Regulatory Lawyer
1 week ago
PT group United KingdomAbout The Role · Financial Services Regulation Lawyer · Location: UK · OurFinancial Services team are dedicated to business and personal finance transactions, secured and unsecured lending, investments and commercial finance issues. We aredelighted to announce a fabulous oppor ...
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Financial Services Regulatory Lawyer
1 week ago
Agnew O'Brien Global Legal Recruitment United KingdomWe are seeking a skilled Senior Associate to join our client's busy FS Regulatory team in the Cayman Islands. This role offers the opportunity to work closely with partners, clients, and intermediaries, providing cutting-edge advice on a range of regulatory matters. · Minimum 7 ...
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Lawyer , Governance & Legal Services
1 week ago
Jameson Legal London, United KingdomOur client is one of the world's leading law firms. Their market-leading TMT/Outsourcing team advises on major transactions for major clients, across outsourcing (BPO and ITO), cloud computing, AI, blockchain, big data, IoT, automation, machine learning, and fintech. They also ad ...
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Financial Services Regulatory Lawyer
1 week ago
Agnew O'Brien Global Legal Recruitment United KingdomWe are seeking a skilled Senior Associate to join our client's busy FS Regulatory team in the Cayman Islands. This role offers the opportunity to work closely with partners, clients, and intermediaries, providing cutting-edge advice on a range of regulatory matters. · Requiremen ...
Financial Services Lawyer - London, United Kingdom - Axiom
Description
We are currently seeking a Financial Services Regulatory Lawyer to work with various Axiom clients across all industries.
Responsibilities :
Minimum Qualifications:
Compensation, Benefits & Location:
This role offers a highly competitive compensation and benefits package in the alternative legal services marketplace, that includes health benefits, pension and more. Axiomites also get access to professional development resources and learning and development programs. Axiomites predominately work remotely, with the exception that some clients require on-site presence.
Axiom is the global leader in high-calibre, on-demand legal talent. Covering North America, the UK, Europe, and APAC, we enable legal departments to drive efficiency and growth and meet the demands of today's business landscape with best in breed alterative legal services.