Jobs
>
London

    UK Energy Compliance Officer - London, United Kingdom - DRW Holdings, LLC.

    DRW Holdings, LLC.
    DRW Holdings, LLC. London, United Kingdom

    Found in: Jooble UK O C2 - 14 hours ago

    Default job background
    Description

    DRW is a diversified trading firm with over 3 decades of experience bringing sophisticated technology and exceptional people together to operate in markets around the world. We value autonomy and the ability to quickly pivot to capture opportunities, so we operate using our own capital and trading at our own risk.

    Headquartered in Chicago with offices throughout the U.S., Canada, Europe, and Asia, we trade a variety of asset classes including Fixed Income, ETFs, Equities, FX, Commodities and Energy across all major global markets. We have also leveraged our expertise and technology to expand into three non-traditional strategies: real estate, venture capital and cryptoassets.

    We operate with respect, curiosity and open minds. The people who thrive here share our belief that it's not just what we do that matters–it's how we do it. DRW is a place of high expectations, integrity, innovation and a willingness to challenge consensus.

    As the UK Energy Compliance Officer , you'll lead the Compliance oversight of all power and gas trading in the UK and EU, both physical and financial, encompassing development and enforcement of compliance policies and procedures, the surveillance, monitoring, reporting and providing compliance education and advice to internal trading businesses.

    What you will do in this role:

    • Assist in the development, implementation and monitoring of compliance policies, procedures and internal controls that comply with all relevant standards
    • Advise on the Compliance requirements for new Energy trading initiatives
    • Manage regulatory reporting requirements including reporting to individual state energy authorities and pan European reporting such as REMIT.
    • Address day-to-day compliance-related questions regarding trades, trading strategies, the application of technology to trading methodologies, research, and back-office operations
    • Monitor and report on the effectiveness of relevant policies and procedures; recommend and implement enhancements and changes as needed
    • Contribute to energy sector specific market abuse risk assessments and the design and development of new surveillance tools.
    • Undertake surveillance reviews and trade desk audits
    • Liaise with external stakeholders such as trading venues, TSOs, SSOs and regulatory agencies
    • Undertake ad-hoc compliance projects such as due diligence reviews
    • Track relevant regulatory and trading developments and provide impact assessments
    • Assist in the ongoing enhancement and implementation of the compliance training programs

    What is needed for this role:

    • Minimum of 8 years' of Energy markets compliance experience required
    • Minimum of a Bachelor's degree required
    • Must have strong knowledge of EU/UK physical gas markets and infrastructure.
    • Understanding of EU/UK physical power markets and infrastructure preferred.
    • Working knowledge of EU/UK financial energy markets is required
    • Understanding of EU and UK REMIT reporting, and individual EU state reporting requirements is required
    • Ability to effectively communicate at all levels within the organization
    • Must have strong business acumen and the analytical and problem-solving skills necessary to identify trends and root issues, and to recommend solutions that support the company's business objectives
    • Must have strong organizational and presentation skills and a professional demeanor
    • Must have excellent written and verbal communication skills

    For more information about DRW's processing activities and our use of job applicants' data, please view our Privacy Notice at .

    #J-18808-Ljbffr

  • Hudson Belgium

    Compliance Officer

    Found in: Jooble UK O C2 - 3 days ago


    Hudson Belgium United Kingdom

    Secteur industriel - Environnement régulé - FR/UK · Vous rapportez auDirecteur Département Juridique et Secrétaire Général du Groupe. Vous renforcez ainsi l'équipe juridique et conformité constituée d'une dizaine de collaborateurs. Vous êtes basé à Herstal. · Fonction · Vous i ...

  • Arthur Recruitment

    Compliance Officer

    Found in: Appcast UK C C2 - 3 days ago


    Arthur Recruitment Greater London, United Kingdom

    Compliance Officer - Insurance · £70,000 - £80,000 · London - Hybrid · Purpose of the Role: · A London Market Insurer are seeking a Compliance Officer to manage the regulatory risk associated with the business through the management of its relationship with the regulator(s) and p ...

  • Clayton Davies

    Compliance Officer

    Found in: Appcast UK C C2 - 6 days ago


    Clayton Davies United Kingdom

    Our client, a successful Investment Management firm, are looking for an experienced Compliance Officer to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and platform offering, ensuring issue ...

  • Coopman Search and Selection

    Compliance Officer

    Found in: Appcast UK C C2 - 4 days ago


    Coopman Search and Selection Greater London, United Kingdom

    Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. The firm have offices acros ...

  • Black Swan Group

    Compliance Officer

    Found in: Ziprecruiter UK C2 - 4 days ago


    Black Swan Group London, United Kingdom

    Job Description · Compliance Officer (Generalist) – Hedge Fund - London · Company Overview: · Our client is a leading hedge fund based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comp ...

  • X4 Technology

    Compliance Officer

    Found in: Ziprecruiter UK C2 - 2 days ago


    X4 Technology London, United Kingdom

    Job Description · X4 Technology are partnered with a leading investment platform in Central London who are founded by a renowned entrepreneur. Their platform offers DIY and managed investment portfolio options including Exchange-Traded Funds with unmatched value, choice, insights ...

  • Arthur Recruitment

    Compliance Officer

    Found in: Ziprecruiter UK C2 - 2 days ago


    Arthur Recruitment Greater London, United Kingdom

    Job Description · Compliance Officer - Insurance · £70,000 - £80,000 · London - Hybrid · Purpose of the Role: · A London Market Insurer are seeking a Compliance Officer to manage the regulatory risk associated with the business through the management of its relationship with the ...

  • X4 Technology

    Compliance Officer

    Found in: Appcast UK C C2 - 2 days ago


    X4 Technology London, United Kingdom

    X4 Technology are partnered with a leading investment platform in Central London who are founded by a renowned entrepreneur. Their platform offers DIY and managed investment portfolio options including Exchange-Traded Funds with unmatched value, choice, insights and automation. A ...

  • SSQ

    Compliance Officer

    Found in: Ziprecruiter UK C2 - 4 days ago


    SSQ London, United Kingdom

    Job Description · Compliance Analyst · London · Hybrid working · 2+ years experience · An exciting opportunity has arisen to join our compliance team working directly with our Chief Compliance Officer ("CCO") & Money Laundering Reporting Officer ("MLRO") in a dynamic and fast ...

  • Compliance Professionals

    Compliance Officer

    Found in: Ziprecruiter UK C2 - 4 days ago


    Compliance Professionals London, United Kingdom

    Job Description · THE COMPANY: · Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business. · THE RESPONSIBILITIES: · Handle day-to-day financial promotion approvals, complaint ...

  • Meraki Talent

    Compliance Officer

    Found in: One Red Cent EUR eFC C2 - 4 days ago


    Meraki Talent London, United Kingdom Full time

    Meraki Talent are currently working with a leading investment firm (private office) to help them identify a Compliance Officer. · Some of your duties will include: Maintain and implement a robust compliance framework, policies, and procedures in accordance with relevant regulato ...

  • Beta Capital Management (UK) Limited

    Compliance Officer

    Found in: One Red Cent EUR eFC C2 - 4 days ago


    Beta Capital Management (UK) Limited London, United Kingdom Full time

    About Us: · BETA CAPITAL MANAGEMENT is a dynamic and forward-thinking financial firm dedicated to providing exceptional investment and wealth management services. We are committed to maintaining the highest standards of compliance and ethics in all our operations. To strengthen o ...

  • Coopman Search and Selection

    Compliance Officer

    Found in: Ziprecruiter UK C2 - 4 days ago


    Coopman Search and Selection Greater London, United Kingdom

    Job Description · Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. The firm ...

  • Arthur Recruitment

    Compliance Officer

    Found in: Appcast UK C C2 - 3 days ago


    Arthur Recruitment Greater London, United Kingdom

    My client is a leading M&A insurance broker who are looking to bring in a Compliance Officer. · Key responsibilities: · Regularly review developments in regulatory requirements applicable to the firm and maintain an understanding of potential future legislative changes. · Review ...

  • Bruin

    Compliance Officer

    Found in: Ziprecruiter UK C2 - 2 days ago


    Bruin London, United Kingdom

    Job Description · A great opportunity to join a established and growing firm My client is looking for a Trade Surveillance officer who has the experience and initiative to assist in the implementation of new processes/systems as well as improve the current procedures. The success ...

  • eFinancialCareers

    Compliance Officer

    Found in: One Red Cent EUR eFC C2 - 5 days ago


    eFinancialCareers London, United Kingdom Full time

    Job Advert: Compliance Officer · Job Title: Compliance Officer · Job Type: Permanent · Hours: Full Time, 08:00 – 18:00, Monday to Friday · Office Location: West End · Salary: Market rate · Benefits: Bonus, pension, healthcare and other benefits · We have an exciting opportunity f ...

  • Meraki Talent Limited

    Compliance Officer

    Found in: Talent UK 2A C2 - 1 hour ago


    Meraki Talent Limited London, United Kingdom Full time

    London West End · Progression Scope · Broad role · Meraki Talent are currently working with a leading investment firm (private office) to help them identify a Compliance Officer.Some of your duties will include:Maintain and implement a robust compliance framework, policies, and p ...

  • One Ten Associates

    Compliance Officer

    Found in: One Red Cent EUR eFC C2 - 3 days ago


    One Ten Associates London, United Kingdom Full time

    We are working with a reputable hedge fund, headquartered in London. There is a requirement for an experienced Compliance Officer to join the existing Compliance team, reporting directly into the Chief Compliance Officer. · This role will be generalised, duties include: · Provide ...

  • Eames Consulting

    Compliance Officer

    Found in: Ziprecruiter UK C2 - 4 days ago


    Eames Consulting London, United Kingdom

    Job Description · My client, a global fund manager are looking for a compliance associate/officer with a minimum of 5-6 years experience to join their London business supporting a multi-strategy open funds offering. · The role is generalist in nature: · Ongoing advisory to the bu ...

  • FinTop Consulting

    Compliance Officer

    Found in: Appcast UK C C2 - 6 days ago


    FinTop Consulting London, United Kingdom

    About the company: The company is an innovative player in the Fintech sector, aiming to revolutionize how individuals manage their finances and invest for the future. They steer away from speculative ventures like cryptocurrency and yesterday's tech giants, focusing instead on em ...