Compliance Officer - London, United Kingdom - One Ten Associates

Compliance Officer

Found in: Jooble UK O C2 - 1 day ago

Secteur industriel - Environnement régulé - FR/UK · Vous rapportez auDirecteur Département Juridique et Secrétaire Général du Groupe. Vous renforcez ainsi l'équipe juridique et conformité constituée d'une dizaine de collaborateurs. Vous êtes basé à Herstal. · Fonction · Vous i ...

Compliance Officer

Found in: Appcast UK C C2 - 2 days ago

Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. The firm have offices acros ...

Compliance Officer

Found in: Appcast UK C C2 - 1 day ago

Compliance Officer - Insurance · £70,000 - £80,000 · London - Hybrid · Purpose of the Role: · A London Market Insurer are seeking a Compliance Officer to manage the regulatory risk associated with the business through the management of its relationship with the regulator(s) and p ...

Compliance Officer

Found in: Ziprecruiter UK C2 - 8 hours ago

Job Description · X4 Technology are partnered with a leading investment platform in Central London who are founded by a renowned entrepreneur. Their platform offers DIY and managed investment portfolio options including Exchange-Traded Funds with unmatched value, choice, insights ...

Compliance Officer

Found in: Ziprecruiter UK C2 - 2 days ago

Job Description · Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. The firm ...

Compliance Officer

Found in: Ziprecruiter UK C2 - 2 days ago

Job Description · Compliance Analyst · London · Hybrid working · 2+ years experience · An exciting opportunity has arisen to join our compliance team working directly with our Chief Compliance Officer ("CCO") & Money Laundering Reporting Officer ("MLRO") in a dynamic and fast ...

Compliance Officer

Found in: Appcast UK C C2 - 1 day ago

My client is a leading M&A insurance broker who are looking to bring in a Compliance Officer. · Key responsibilities: · Regularly review developments in regulatory requirements applicable to the firm and maintain an understanding of potential future legislative changes. · Review ...

Compliance Officer

Found in: Appcast UK C C2 - 3 days ago

About the company: The company is an innovative player in the Fintech sector, aiming to revolutionize how individuals manage their finances and invest for the future. They steer away from speculative ventures like cryptocurrency and yesterday's tech giants, focusing instead on em ...

Compliance Officer

Found in: One Red Cent EUR eFC C2 - 2 days ago

About Us: · BETA CAPITAL MANAGEMENT is a dynamic and forward-thinking financial firm dedicated to providing exceptional investment and wealth management services. We are committed to maintaining the highest standards of compliance and ethics in all our operations. To strengthen o ...

Compliance Officer

Found in: Appcast UK C C2 - 5 days ago

A great opportunity to join a established and growing firm My client is looking for a Trade Surveillance officer who has the experience and initiative to assist in the implementation of new processes/systems as well as improve the current procedures. The successful candidate will ...

Compliance Officer

Found in: Ziprecruiter UK C2 - 2 days ago

Job Description · Compliance Officer (Generalist) – Hedge Fund - London · Company Overview: · Our client is a leading hedge fund based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comp ...

Compliance Officer

Found in: Ziprecruiter UK C2 - 2 days ago

Job Description · My client, a global fund manager are looking for a compliance associate/officer with a minimum of 5-6 years experience to join their London business supporting a multi-strategy open funds offering. · The role is generalist in nature: · Ongoing advisory to the bu ...

Compliance Officer

Found in: Ziprecruiter UK C2 - 8 hours ago

Job Description · A great opportunity to join a established and growing firm My client is looking for a Trade Surveillance officer who has the experience and initiative to assist in the implementation of new processes/systems as well as improve the current procedures. The success ...

Compliance Officer

Found in: Appcast UK C C2 - 3 days ago

Our client, a successful Investment Management firm, are looking for an experienced Compliance Officer to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and platform offering, ensuring issue ...

Compliance Officer

Found in: Appcast UK C C2 - 2 days ago

THE COMPANY: · Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business. · THE RESPONSIBILITIES: · Handle day-to-day financial promotion approvals, complaint resolutions, trans ...

Compliance Officer

Found in: Ziprecruiter UK C2 - 2 days ago

Job Description · THE COMPANY: · Our client is a multinational banking and financial services corporation. · THE RESPONSIBILITIES: · Daily monitoring of the FCA, PRA, HMT websites to review the regulatory papers · Preparing high level summary of such papers and disseminating thi ...

Compliance Officer

Found in: Appcast UK C C2 - 5 hours ago

X4 Technology are partnered with a leading investment platform in Central London who are founded by a renowned entrepreneur. Their platform offers DIY and managed investment portfolio options including Exchange-Traded Funds with unmatched value, choice, insights and automation. A ...

Compliance Officer

Found in: Ziprecruiter UK C2 - 2 days ago

Job Description · THE COMPANY: · Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business. · THE RESPONSIBILITIES: · Handle day-to-day financial promotion approvals, complaint ...

Compliance Officer

Found in: Ziprecruiter UK C2 - 8 hours ago

Job Description · My client is a prominent multi-national FinTech in the Payments sector; as a result of ongoing growth they require an experienced, ambitious and talented COMPLIANCE OFFICER to join them on a 12-month fixed term contract to cover for maternity leave. · The succes ...

Compliance Officer

Found in: Click to Hired UK C2 - 3 days ago

Compliance Officer (Banking) - Central London · Salary: £30k - £35k + Excellent Benefits · Office Based · Working for a leading foreign bank in Central London the Compliance Officer role will assist theHead of Compliance and MLRO to ensure that the Bank identifiesand adheres to ...