Jobs
>
London

    Compliance Officer - London, United Kingdom - Barleycorn

    Barleycorn
    Barleycorn London, United Kingdom

    1 week ago

    Default job background
    Description

    Job Description

    My client is a prominent multi-national FinTech in the Payments sector; as a result of ongoing growth they require an experienced, ambitious and talented COMPLIANCE OFFICER to join them on a 12-month fixed term contract to cover for maternity leave.

    The successful incumbent will play a proactive role in driving the company's compliance strategy and agenda, thus making the role ideal for a candidate who wishes to contribute and add value in a dynamic and fast-paced Compliance environment.

    Key Responsibilities:

    • undertake horizon scanning, maintaining detailed knowledge of regulatory requirements relevant to the business, and keeping abreast of forthcoming changes from across Europe
    • report to management and external stakeholders as required, advising of regulatory status and forecasted changes, and how such changes will affect the business
    • provide assurance on how well the compliance risks are being managed by leading the execution of internal compliance reviews, interpreting investigations and findings, and making recommendations as appropriate
    • analyse flagged transactions for suspicious activity that could constitute money laundering, carrying out customer due diligence reviews as required and requested
    • take a proactive role in the successful design of policies, procedures, and controls for the successful operation of the compliance department
    • support on all other compliance related assurance activity, including internal audit reviews, and other regulatory inspections as required
    • take part in the day-to-day interaction with various regulators including the FCA, Data Protection Commissioner and Financial Services & Pensions Ombudsman
    • support the Operations, Sales and Customer Support teams through efficient Compliance query handling on an ongoing, ad hoc basis
    • lead on the coaching and development of other staff members as required
    • all other ad hoc project work as required

    Key Role Requirements:

    • Minimum 5 years' experience within a broad, generalist compliance role – with a strong preference towards UK Payments industry experience, and experience of AML/CTF
    • Strong communication skills (both verbal and written); strong analytical and reporting skills
    • Methodical and structured approach to work, with great attention to detail
    • Confident user of IT applications including Excel, Word and PowerPoint
    • Self-motivated individual with an ability to manage own workload through strong organisational and time management skills
    • Effective problem solver with numerical skills; shows initiative when dealing with issues and good understanding of when to escalate / seek assistance
    • Delivery focused, capable of working on own initiative in a fast-paced environment, working to challenging deadlines
    • Highly motivated with a desire to learn new skills, ability to work under pressure, takes personal ownership for delivering consistently superior output
    • A specific compliance and or business qualification would be an advantage

    Express your interest today by applying; or for additional information please contact Terry Wetters (Founder/Director) on /

  • United Trust Bank

    Compliance Officer Compliance

    6 days ago

    United Trust Bank London, United Kingdom

    **Responsibilities** · - Maintain and execute the Compliance Monitoring Plan, by conducting thematic and area specific reviews against KPI's; provide output in the form of written reports, suggesting severity of issue/s found, remedial actions, timescales and monitoring for closu ...

  • No1 Legal and Professional

    Compliance Officer

    1 day ago

    No1 Legal and Professional London, United Kingdom

    **Co mpliance Officer** · - Really good opportunity to work at a Real Estate fund management firm based in London W1 with a fund circa £4bn. · - Office based role. · **Compliance Officer** · - Role supports the Senior Operations & Compliance Manager · **Compliance Officer** · - D ...

  • Certus Sales Recruitment

    Compliance Officer

    1 week ago

    Certus Sales Recruitment Greater London, United Kingdom

    **Compliance Officer - Cloud Technology** · **London / Norwich - Hybrid** · **40-45k Base + Executive Benefits** · Our client's award-winning hybrid cloud connectivity platform provides the link between traditional networking infrastructure and cloud services. This trailblazing c ...

  • iProov

    Compliance Officer

    1 week ago

    iProov London, United Kingdom

    Compliance (Projects) Officer · If you'd like to make the online world a safer place, come and join us. · **About iProov**: · iProov is the world leader in face biometric verification. We establish trust in remote users and deliver effortless, customer centric, device independent ...

  • Page Personnel HR

    Compliance Officer

    1 week ago

    Page Personnel HR London, United Kingdom

    Based near excellent transport links, in leading London School Federation, an exciting opportunity for a Compliance Officer to help out in head office. · **Client Details** · A leading London School Federation. · **Description** · The main responsibilities for the Compliance Offi ...

  • ITI Capital Limited

    Compliance Officer

    6 days ago

    ITI Capital Limited London, United Kingdom

    **Compliance Advisory** · - Provide first line with regulatory guidance/advice where required, recording, analysing and reporting monthly to the Chief Risk Officer. · - Review firm-wide policies and procedures against regulatory requirements and best practices, completing a gap a ...

  • Barclay Simpson

    Compliance Officer

    9 hours ago

    Barclay Simpson London, United Kingdom

    **Compliance Officer - CASS**: · - London · - £80,000 - £100,000 · - Job type: Contract · - Sector: Financial Services, Asset Management & Funds · - Job reference: mpc40636 · Our client is a leading Wealth Manager with offices in London, who are looking to hire a motivated Compli ...

  • BETA CAPITAL MANAGEMENT (UK) LIMITED

    Compliance Officer

    9 hours ago

    BETA CAPITAL MANAGEMENT (UK) LIMITED London, United Kingdom

    About Us: · BETA CAPITAL MANAGEMENT is a dynamic and forward-thinking financial firm dedicated to providing exceptional investment and wealth management services. We are committed to maintaining the highest standards of compliance and ethics in all our operations. To strengthen o ...

  • Tokio Marine HCC

    Compliance Officer

    1 week ago

    Tokio Marine HCC London, United Kingdom

    **Role**:Compliance Officer** · **Location: City of** **London** · **Contract: Permanent** · **Hours: 35 per week**, 2 days working from home** · **Why **Tokio** Marine HCC?** · Standing still is not an option in the current world of Insurance. TMHCC are one of the world's leadin ...

  • KFH

    Compliance Officer

    9 hours ago

    KFH London, United Kingdom

    At KFH we are looking for a compliance officer to join our Group Compliance team in Wimbledon. · Are you experienced in a lettings role and looking for your first role in compliance? Or are you experienced in a property compliance position and looking for a new challenge? Do you ...

  • GM Legal Recruitment

    Compliance Officer

    6 days ago

    GM Legal Recruitment London, United Kingdom

    Job Overview: · We are seeking a highly motivated and detail-oriented Compliance Officer to join our team. As a Compliance Officer, you will be responsible for ensuring that our organisation operates in accordance with all relevant laws, regulations, and industry standards. Your ...

  • Credit Suisse

    Compliance Officer

    9 hours ago

    Credit Suisse London, United Kingdom

    **Your field of responsibility** · An outstanding opportunity to join us in the Compliance advisory role supporting the UK Asset Management Business & also for the wider Global Credit Suisse Asset Management (CSAM) franchise where required. Critical responsibilities of the Compli ...

  • Loomis, Sayles & Company, L.P.

    Compliance Officer

    9 hours ago

    Loomis, Sayles & Company, L.P. London, United Kingdom

    **Function**:Legal & Compliance**Job ID #**:1232 · - *** · **Department**:Compliance**Position Type**:Full-Time**Education Required**:See Job Qualifications**Location**:London, England**Experience Required**:See Job Qualifications**Position Description** · Loomis Sayles is a perf ...

  • MDM Consultants Ltd

    Compliance Officer

    2 weeks ago

    MDM Consultants Ltd London, United Kingdom

    Are you an experienced Compliance professional who desires to join a well-established and forward-thinking buy side/asset management firm as part of their growing Compliance team? · **Senior Compliance Officer / Compliance Officer** · **Location**:London (Flexible Working / Hybri ...

  • Morgan McKinley

    Compliance Officer

    1 week ago

    Morgan McKinley London, United Kingdom

    This is a Compliance Officer role that has come around due to a maternity cover. · If you think that you qualify for this, please reach out to me. · Morgan McKinley is acting as an Employment Agency and references to pay rates are indicative. ...

  • BETA CAPITAL MANAGEMENT (UK) LIMITED

    Compliance Officer

    9 hours ago

    BETA CAPITAL MANAGEMENT (UK) LIMITED London, United Kingdom

    About Us: · BETA CAPITAL MANAGEMENT is a dynamic and forward-thinking financial firm dedicated to providing exceptional investment and wealth management services. We are committed to maintaining the highest standards of compliance and ethics in all our operations. To strengthen o ...

  • Red Snapper Recruitment

    Compliance Officer

    1 week ago

    Red Snapper Recruitment London, United Kingdom

    **COMPLIANCE OFFICER** · Reporting to the Compliance and Operations Supervisor, the Compliance Officer is responsible for the administration of the business's compliance requirements. You will support the compliance function by ensuring all associated processes are followed and r ...

  • CBCX Group Limited

    Compliance Officer

    5 days ago

    CBCX Group Limited London, United Kingdom

    **Position Summary** · CBCX Group Limited is seeking a motivated and detail-oriented Compliance Officer to join our team. This role is essential in ensuring our company operates within the boundaries of regulatory requirements and maintains the highest standards of integrity and ...

  • Cameron Kennedy

    Compliance Officer

    1 day ago

    Cameron Kennedy London, United Kingdom

    CONTRACT TYPE: · - Temporary- LOCATION: · - London- INDUSTRY: · - Compliance & Legal- Financial Services- SALARY: · - £ £55000 per annum- START DATE: · - ASAP- DURATION: · - 12 months- REF: · - TK52004_ JOB PUBLISHED: · - 19 minutes ago**Compliance Officer** · £ £ benefits. · 6 M ...

  • University of East London

    Compliance Officer

    1 week ago

    University of East London London, United Kingdom

    Are you student focused, well-organised with excellent attention to detail and customer service skills possibly gained in a Higher Education setting? Are you looking for a challenging role in an environment that is open, vibrant and welcomes new ideas? Then join the University of ...