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Compliance Advisor
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Compliance Advisor
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Compliance Advisor
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Compliance Advisor
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Compliance Advisor
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Risk & Compliance Advisor
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Temporary Compliance Advisor
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Compliance and Safety Advisor
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Indirect Tax Compliance Advisor
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Indirect Tax Compliance Advisor
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Health and Safety Compliance Advisor
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Fixed Income Compliance Advisor
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Compliance Advisor
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Unum UK Dorking, United KingdomWe are a leader in employee benefits, protecting over 2 million people, creating security and peace of mind to individuals & families. · The successful Compliance Advisor can expect: · - Generous Bonus · - Market leading pension scheme · - Life, medical and income Insurance · - A ...
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Compliance Advisor
1 day ago
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Temporary Compliance Advisor- Fully Office Based
20 hours ago
Compliance Professionals London, United Kingdom**THE COMPANY**: · Our client is full-service investment brokerage company based in the City. With an international presence and a strong compliance culture they are an excellent employer. · **THE RESPONSIBILITIES**: · - Review/audit/investigation requests from Exchanges and Regu ...
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Compliance Advisor
2 days ago
Miryco Consultants Ltd London, United KingdomJob Description · Miryco Consultants is working with a high performing Boutique RegTech Consultancy looking to bring on board a qualified Compliance Analyst/Advisor to their team. This role is ideal for a strong financial services compliance analyst with foundational regulatory k ...
Regulatory Compliance Advisor - London, United Kingdom - MERJE Ltd
Description
MERJE are working with a leading commodities trading business as they look for a capable Compliance Advisor to join their fast growing business.
Key Responsibilities:
Responsible for ensuring that all Regulatory Compliance requirements are adhered to.
Manage a varied portfolio of regulatory compliance activities including: giving advisory opinions, providing training, developing policies and processes, approving new business initiatives, and supporting business-led projects (including group level initiatives) and transactions.
Keep the business apprised of regulatory changes and provide high-level impact analysis that can then be assessed for further project implementation or policy draftingThe role holder may also be required to provide specialist regulatory assistance to the Legal team
Input into the design and operation of the monitoring and transaction surveillance programme and collaborate as needed with the Surveillance Manager
Keep up to date with UK and EU regulatory developments and analyse and assess the impact of applicable forthcoming UK and EU legislation in conjunction with Regulatory Affairs, Legal and other internal teams, as appropriate, and will help to shape the company's response to regulatory change - work closely with the business to help to implement such change
Attend industry working group meetings and represent the company in meetings with the FCA and other regulatory authorities.
Key Requirements:
A background in regulatory compliance matters developed in a wholesale energy market or investment banking environment
Strong knowledge of REMIT, MIFID, EMIR, MAR
Direct experience of working in an energy trading environment (front office, trading management, trade support or desk analyst)
Experience of regulatory compliance matters in wholesale financial and energy markets across key disciplines such as policy development, policy implementation, provision of advisory support, compliance governance and reporting, handling internal and external investigations and reviews, creating training materials and provisions of training, interfacing with other front office and control functions
Effective user of office technology and awareness of control issues as they impact complex information technology environments.
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