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    KYC Team Leader - London, United Kingdom - Daffin Kirbyshire Associates

    Daffin Kirbyshire Associates
    Daffin Kirbyshire Associates London, United Kingdom

    1 week ago

    Default job background
    Full time
    Description


    Ensure that appropriate CDD / KYC and AML checks are carried out on all customers and in accordance with local regulatory requirements, in conjunction with the Financial Crime team and ensuring full periodic review.

    Ensure that appropriate customer categorizations are carried out in accordance with local regulatory requirements
    Provide approval for client submissions once QC checklist has been fulfilled
    Provide feedback and ideas on how to Improve the QC checklist/process to ensure it is clear, concise and adheres to all requirements associated with KYC/AML

    Ensure that appropriate client documentation is captured to all customers and in accordance with local regulatory and any exchange requirements
    Ensure that the integrity of the static data inputted by the on-boarding team into the Client Data Base (aka PeopleSoft)
    Provide constructive feedback to On-boarding analysts and provide guidance where required to address any knowledge gaps
    Help instil best practices and consistency from Analysts in document submission to create a consistent model for document submission, naming and annotating
    Ensure that procedures are kept up to date
    To assist on any other ad-hoc reviews/projects/audits that the Operations department is required to carry out
    To work closely with the Financial Crime team
    Keeping management timely informed of issues/developments

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